BRENTON POINT WEALTH ADVISORS LLC
Adviser information for BRENTON POINT WEALTH ADVISORS LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 58 | $18.7M |
| Non-Discretionary | 33 | $13.0M |
| Total | 91 | $31.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 10 | $23.1M |
| HNW Individuals | 20 | $8.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 31.8M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| BRENTON POINT SOLUTIONS | BRENTON POINT WEALTH ADVISORS LLC |
Identifiers
| SEC RIA File Number | 801-110114 |
|---|---|
| SEC ERA File Number | 801-110114 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 287603 |
| Legal Entity Identifier | None |
Principal Office
900 THIRD AVENUENEW YORK
NY
United States
Monday - Friday, 9-5
Tel: 212-451-1400, Fax: None
Chief Compliance Officer
MOSHE LUCHINS
GENERAL COUNSEL
900 THIRD AVE
NEW YORK
NY
United States
Tel:
212.451.1400
M*******@***************M
(Full email address available in API data)
Industry Affiliates
| WATERMARK SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ZWEIG-DIMENNA ASSOCIATES LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ZWEIG-DIMENNA ASSOCIATES, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ZWEIG-DIMENNA INTERNATIONAL MANAGERS, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CANNON, KEVIN, P | Individual | – | CEO | 02/2017 | < 5% |
| MICHALOWSKI, PAUL, DAVID | Individual | – | PRESIDENT AND COO | 01/2022 | < 5% |
| LUCHINS, MOSHE, A | Individual | – | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | 02/2017 | < 5% |
| LINK, MICHAEL, GEORGE | Individual | – | TREASURER | 02/2017 | < 5% |
| DIMENNA, JOSEPH, ANTHONY | Individual | BRENTON POINT LLC | OWNER | 01/2017 | > 75% |
| BRENTON POINT LLC | Domestic Entity | – | MANAGING MEMBER | 01/2017 | > 75% |