JARVIS FINANCIAL
JARVIS FINANCIAL SERVICES, INC. Legal Name
Adviser information for JARVIS FINANCIAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 586 | $172.0M |
| Non-Discretionary | 5 | $388,436 |
| Total | 591 | $172.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 110 | $55.1M |
| HNW Individuals | 68 | $117.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-110124 |
|---|---|
| SEC ERA File Number | 801-110124 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165682 |
| Legal Entity Identifier | None |
Principal Office
33308 13TH PLACE S.SUITE 3
FEDERAL WAY
WA
United States
TUESDAY - THURSDAY, 9AM TO 4PM
Tel: 253-838-9703, Fax: 253-838-9740
Chief Compliance Officer
MATTHEW PAUL JARVIS
PRESIDENT - CCO
33308 13TH PL S.
SUITE 3
FEDERAL WAY
WA
United States
Tel:
253-838-9703
Fax:
253-838-9740
I***@******************M
(Full email address available in API data)
Regulatory Contact
JOHN T. CARR
COMPLIANCE COUNSEL (EXTERNAL)
6650 SW REDWOOD LANE
SUITE 220
PORTLAND
OR
United States
Tel:
503-635-5244
J****@******************M
(Full email address available in API data)
Industry Affiliates
| RETIREMENT TAX SERVICES | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JARVIS, MATTHEW, P | Individual | – | PRESIDENT - CCO | 05/2004 | > 75% |