STUMPF CAPITAL MANAGEMENT LLC
Adviser information for STUMPF CAPITAL MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $111.8M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $111.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $550,000 |
| HNW Individuals | <5 | $111.3M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-110131 |
|---|---|
| SEC ERA File Number | 801-110131 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174508 |
| Legal Entity Identifier | None |
Principal Office
18720 N. 101ST STREETUNIT #4003
SCOTTSDALE
AZ
United States
Monday - Friday, BY APPOINTMENT
Tel: 415-686-5215, Fax: None
Websites
Chief Compliance Officer
JOSHUA STUMPF
MANAGER, CIO AND CEO
18720 N. 101ST STREET
UNIT #4003
SCOTTSDALE
AZ
United States
Tel:
415-686-5215
J*****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STUMPF, JOSHUA, JOHN | Individual | – | MANAGER, CHIEF INVESTMENT OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | 12/2014 | < 5% |
| JOSHUA J. STUMPF, AS TRUSTEE OF THE JOSHUA J. STUMPF TRUST UNDER AGREEMENT DATED DECEMBER 19, 2012 | Domestic Entity | – | MEMBER | 12/2014 | > 75% |