BUCKRAM SECURITIES LTD
Adviser information for BUCKRAM SECURITIES LTD last updated from Form ADV on February 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 129 | $77.2M |
| Non-Discretionary | 0 | $0 |
| Total | 129 | $77.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 104 | $34.1M |
| HNW Individuals | 24 | $42.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $544,135 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 77.2M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| BUCKRAM WEALTH MANAGEMENT PROGRAM | BUCKRAM SECURITIES LTD. |
Identifiers
| SEC RIA File Number | 801-110136 |
|---|---|
| SEC ERA File Number | 801-110136 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 126976 |
| Legal Entity Identifier | None |
Principal Office
168 FOREST AVENUESUITE 202
LOCUST VALLEY
NY
United States
Monday - Friday, 9:00 A.M. - 4:00 P.M.
Tel: 516-759-7400, Fax: 516-759-8390
Chief Compliance Officer
PETER P. DEBUONA
PRESIDENT; CHIEF COMPLIANCE OFFICER
168 FOREST AVENUE
SUITE 202
LOCUST VALLEY
NY
United States
Tel:
(516) 759-7400
Fax:
(516) 759-8390
M***@********************M
(Full email address available in API data)
Regulatory Contact
ERIC FILIPPONE
VICE PRESIDENT
168 FOREST AVENUE
SUITE 202
LOCUST VALLEY
NY
United States
Tel:
(516) 759-7400
Fax:
(516) 759-8390
M***@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DEBUONA, PETER PHILIP | Individual | – | PRESIDENT/CCO | 11/2004 | > 75% |
| DEBUONA, JANE MARIE | Individual | – | FINOP | 01/2009 | < 5% |
| RUTTER, MARIA ANN | Individual | – | PRINCIPAL | 04/2015 | < 5% |
| FILIPPONE, ERIC MATTHEW | Individual | – | PRINCIPAL | 02/2022 | < 5% |