CRABEL CAPITAL MANAGEMENT, LLC
Adviser information for CRABEL CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 99 |
|---|---|
| Investment Advisory/Research | 36 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 6 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
1999 AVENUE OF THE STARSSUITE 2550
LOS ANGELES
CA
United States
Monday - Friday, 8AM-5PM
Tel: 310-651-2900, Fax: 310-651-2901
Chief Compliance Officer
CONSTANCE WICK
CHIEF COMPLIANCE OFFICER
312 EAST BUFFALO STREET
SUITE 20
MILWAUKEE
WI
United States
Tel:
414-431-3018
C****@*********M
(Full email address available in API data)
Industry Affiliates
| REINSURANCE | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CRABEL, WILLIAM, HARRISON | Individual | CRABEL HOLDINGS LLC | MANAGING MEMBER | 01/2006 | 50-75% |
| CRABEL, WILLIAM, HARRISON | Individual | – | FOUNDER AND CHIEF INVESTMENT OFFICER | 08/1997 | < 5% |
| POMADA, MICHAEL, RICHARD | Individual | – | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 07/2016 | < 5% |
| WICK, CONSTANCE, RAE | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2015 | < 5% |
| RUSIN, RICHARD SWANSON | Individual | – | CHIEF OPERATING OFFICER | 07/2016 | < 5% |
| CRABEL INVESTMENTS GROUP, LLC | Domestic Entity | – | MANAGER | 01/2020 | > 75% |
| CRABEL HOLDINGS LLC | Domestic Entity | CRABEL INVESTMENTS GROUP, LLC | MANAGER | 01/2020 | > 75% |
No. Employees, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Invesco Exch Traded Fd Tr II | Sr Ln ETF | 1M | 62K | – |
| iShares Tr | 0-5YR HI YL CP | 1M | 31K | – |
| iShares Tr | 3-7 Yr Treas Bd | 2M | 20K | – |
| iShares Tr | 7-10 Yr Trsy Bd | 2M | 22K | – |
| iShares Tr | Core US Aggbd Et | 4M | 44K | – |
| iShares Tr | Tips BD ETF | 4M | 41K | – |
| iShares Tr | JPMorgan USD Emg | 3M | 36K | – |
| iShares Tr | Fltg Rate Nt ETF | 667K | 13K | – |
| iShares Tr | Iboxx Hi Yd ETF | 6M | 83K | – |
| iShares Tr | Iboxx Inv Cp ETF | 4M | 38K | – |
| iShares Tr | 20 Yr Tr Bd ETF | 2M | 20K | – |
| iShares Tr | MBS ETF | 1M | 15K | – |
| iShares Tr | National Mun ETF | 1M | 14K | – |
| iShares Tr | Pfd And Incm SEC | 1M | 47K | – |
| iShares Tr | Short Treas Bd | 245K | 2K | – |
| iShares Tr | US Treas Bd ETF | 3M | 112K | – |
| Vaneck ETF Trust | High Yld MuniETF | 661K | 13K | – |
| National Westn Life Group Inc | Cl A | 4M | 8K | – |
| Pimco ETF Tr | Enhan Shrt Ma Ac | 213K | 2K | – |
| Schwab Strategic Tr | US Aggregate B | 716K | 16K | – |
| SPDR Ser Tr | Portfolio Agrgte | 419K | 17K | – |
| SPDR Ser Tr | Bloomberg High Y | 5M | 49K | – |
| SPDR Ser Tr | Bloomberg Invt | 227K | 7K | – |
| SPDR Ser Tr | Bloomberg Sht TE | 4M | 145K | – |
| SPDR Ser Tr | Nuveen Blmbrg Mu | 300K | 7K | – |
| Select Sector SPDR Tr | SBI Int-Utils | 384K | 6K | – |
| Vanguard Scottsdale FDS | Int-Term Corp | 4M | 53K | – |
| Vanguard Scottsdale FDS | Mtg-Bkd Secs ETF | 623K | 14K | – |
| Vanguard BD Index FDS | Short Trm Bond | 260K | 3K | – |
| Vanguard Scottsdale FDS | Shrt Trm Corp BD | 609K | 8K | – |
| Vanguard Malvern FDS | Strm Infproidx | 840K | 17K | – |
| Vanguard Mun Bd FDS | Tax Exempt BD | 1M | 27K | – |
| Vanguard BD Index FDS | Total Bnd Mrkt | 3M | 47K | – |
| Vanguard Charlotte FDS | Total Int Bd ETF | 2M | 41K | – |
| Vanguard Index FDS | Total Stk Mkt | 576K | 2K | – |
| Wisdomtree Tr | Putwrite Strat | 14M | 405K | – |