GALLATIN POINT CAPITAL LLC
Adviser information for GALLATIN POINT CAPITAL LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 24 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 43 | $4.7B |
| Non-Discretionary | 2 | $416.5M |
| Total | 45 | $5.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 43 | $4.7B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 1 | $80.0M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $336.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 9 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-110146 |
|---|---|
| SEC ERA File Number | 801-110146 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 287716 |
| Legal Entity Identifier | None |
Principal Office
660 STEAMBOAT ROADGREENWICH
CT
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 203-742-0200, Fax: None
Chief Compliance Officer
KATHLEEN SERVIDEA
GENERAL COUNSEL
660 STEAMBOAT ROAD
GREENWICH
CT
United States
Tel:
203-442-6721
K********@****************M
(Full email address available in API data)
Industry Affiliates
| GPC PARTNERS (JASON) GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| GPC PARTNERS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| GPC PARTNERS II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| GPC PARTNERS INCOME GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GALLATIN POINT CAPITAL PARTNERS (JASON) LP | Private Equity Fund | $313.3M | $0.0M | 27 |
| GALLATIN POINT CAPITAL PARTNERS (JASON) PARALLEL A LP | Private Equity Fund | $886.8M | $0.0M | 12 |
| GALLATIN POINT CAPITAL PARTNERS II LP | Private Equity Fund | $669.8M | $15.0M | 40 |
| GALLATIN POINT CAPITAL PARTNERS LP | Private Equity Fund | $274.7M | $15.0M | 50 |
| GALLATIN POINT CAPITAL PARTNERS PARALLEL-A II LP | Private Equity Fund | $264.1M | $15.0M | 13 |
| GALLATIN POINT CAPITAL PARTNERS PARALLEL-A LP | Private Equity Fund | $469.2M | $15.0M | 10 |
| GALLATIN POINT CAPITAL PARTNERS PARALLEL-B II LP | Private Equity Fund | $271.8M | $15.0M | 1 |
| GPC INCOME PARTNERS CO-INVESTMENT (SWAN) LP | Private Equity Fund | $5.5M | $1.0M | 2 |
| GPC INCOME PARTNERS SMA 2021 LP | Private Equity Fund | $76.0M | $0.0M | 4 |
| GPC INCOME PARTNERS SMA 2022 LP | Private Equity Fund | $98.8M | $1.0M | 4 |
| GPC INCOME PARTNERS SMA CO-INVEST (SLATE) A LP | Private Equity Fund | $135.1M | $1.0M | 3 |
| GPC INCOME PARTNERS SMA CO-INVEST (SLATE) B LP | Private Equity Fund | $135.1M | $1.0M | 3 |
| GPC PARTNERS CO-INVESTMENT (CHICO) LP | Private Equity Fund | $8.3M | $1.0M | 11 |
| GPC PARTNERS CO-INVESTMENT (CHICO) PARALLEL A LP | Private Equity Fund | $3.1M | $1.0M | 2 |
| GPC PARTNERS CO-INVESTMENTS (CHICO 2) LLC | Private Equity Fund | $4.2M | $1.0M | 3 |
| GPC PARTNERS CO-INVESTMENTS CORP (CHICO) LLC | Private Equity Fund | $3.2M | $1.0M | 3 |
| GPC PARTNERS II CO-INVEST (ALOUETTE) LP | Private Equity Fund | $10.6M | $1.0M | 2 |
| GPC PARTNERS II CO-INVEST A LP | Private Equity Fund | $161.1M | $0.0M | 3 |
| GPC PARTNERS INVESTMENTS (SOCORRO) LP | Private Equity Fund | $5.6M | $0.3M | 9 |
| GPC-BR (CANIS) LP | Private Equity Fund | $0.0M | $1.0M | 4 |
| GPC-BR (CAPRICORN) LP | Private Equity Fund | $6.1M | $1.0M | 2 |
| GPC-BR (CHICO) LP | Private Equity Fund | $5.4M | $1.0M | 4 |
| GPC-BR (COPPOLA) II LP | Private Equity Fund | $34.1M | $1.0M | 3 |
| GPC-BR (COPPOLA) LP | Private Equity Fund | $53.1M | $1.0M | 5 |
| GPC-BR (ELEVATE) LP | Private Equity Fund | $86.9M | $1.0M | 7 |
| GPC-BR (FENWAY) LP | Private Equity Fund | $24.8M | $1.0M | 7 |
| GPC-BR (FENWAY) PARALLEL A LP | Private Equity Fund | $107.2M | $1.0M | 8 |
| GPC-BR (FORTUNA) LP | Private Equity Fund | $71.1M | $1.0M | 5 |
| GPC-BR (HUNT LB II) LP | Private Equity Fund | $66.7M | $1.0M | 2 |
| GPC-BR (INGLEWOOD) LP | Private Equity Fund | $14.5M | $1.0M | 4 |
| GPC-BR (MERCURY) LP | Private Equity Fund | $30.6M | $1.0M | 6 |
| GPC-BR (PONTIAC) LP | Private Equity Fund | $49.0M | $1.0M | 5 |
| GPC-BR (PREMIUM) LP | Private Equity Fund | $117.1M | $1.0M | 10 |
| GPC-BR (REDWOOD) LP | Private Equity Fund | $19.9M | $1.0M | 5 |
| GPC-BR (TRIO) LP | Private Equity Fund | $56.1M | $1.0M | 6 |
| GPC-BR (VICTORY) LP | Private Equity Fund | $17.8M | $1.0M | 8 |
| GPC-BR INCOME (SWAN) LP | Private Equity Fund | $13.7M | $1.0M | 3 |
| GPC-CP (MERCURY) LP | Private Equity Fund | $20.9M | $1.0M | 1 |
| GPC-CPLEAHI (COPPOLA) LP | Private Equity Fund | $18.2M | $1.0M | 1 |
| GPC-FD (VICTORY) LP | Private Equity Fund | $10.2M | $1.0M | 1 |
| GPC-HT (TRIO) LP | Private Equity Fund | $21.4M | $1.0M | 2 |
| GPC-INS PARTNERS LP | Private Equity Fund | $90.2M | $100.0M | 1 |
| GPC-TAC (REDWOOD) LP | Private Equity Fund | $10.4M | $1.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GALLATIN POINT LP | Domestic Entity | – | MANAGING MEMBER | 01/2017 | > 75% |
| GALLATIN POINT (GP) LLC | Domestic Entity | GALLATIN POINT LP | GENERAL PARTNER | 01/2017 | |
| SACHS, LEWIS, ANDREW | Individual | – | MANAGING PARTNER | 01/2017 | < 5% |
| BOTEIN, MATTHEW, BERNARD | Individual | – | MANAGING PARTNER | 01/2017 | < 5% |
| SACHS, LEWIS, ANDREW | Individual | GALLATIN POINT (GP) LLC | MANAGER | 01/2017 | 50-75% |
| BOTEIN, MATTHEW, BERNARD | Individual | GALLATIN POINT (GP) LLC | MANAGER | 01/2017 | 50-75% |
| BLK (GALLATIN) HOLDINGS LLC | Domestic Entity | – | MEMBER | 02/2017 | < 5% |
| BOTEIN, MATTHEW, BERNARD | Individual | GALLATIN POINT LP | LIMITED PARTNER | 01/2017 | 25-50% |
| SACHS, LEWIS, ANDREW | Individual | GALLATIN POINT LP | LIMITED PARTNER | 01/2017 | 25-50% |
| BLACKROCK, INC. | Domestic Entity | BLACKROCK HOLDCO 2, INC. | SHAREHOLDER | 01/2017 | > 75% |
| BLACKROCK HOLDCO 2, INC. | Domestic Entity | BLACKROCK FINANCIAL MANAGEMENT, INC. | SHAREHOLDER | 01/2017 | > 75% |
| BLACKROCK FINANCIAL MANAGEMENT, INC | Domestic Entity | BLK (GALLATIN) HOLDINGS, LLC | MEMBER | 01/2017 | > 75% |
| CHANG, JERRY | Individual | – | CHIEF FINANCIAL OFFICER | 05/2017 | < 5% |
| Servidea, Kathleen, M | Individual | – | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 08/2021 | < 5% |