Hedge Fund Database

CLARUS WEALTH ADVISORS, LLC

Adviser information for CLARUS WEALTH ADVISORS, LLC last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Arizona, United States

Employees

Total Number of Employees 16
Investment Advisory/Research 16
Registered Broker-Dealer Representatives 6
Registered State Investment Advisers 11
Licensed Agents of an Insurance Company 7
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 874 $221.8M
Non-Discretionary 4 $1.0M
Total 878 $222.9M

Clients

Type Number RAUM
Individuals 460 $168.3M
HNW Individuals 25 $54.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $350,199
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Registered representative of a broker-dealerInsurance broker or agentAccountant or accounting firm

Identifiers

SEC RIA File Number 801-110156
SEC ERA File Number 801-110156
SEC CIK Numbers 1730149
SEC CRD Numbers 281160
Legal Entity Identifier None

Principal Office

9125 W. THUNDERBIRD ROAD, SUITE 100
PEORIA
AZ
United States
Monday - Friday, 8:00 AM TO 4:00 PM
Tel: 623-583-6840, Fax: 623-583-6844

Websites

heritagecapitalaz.com claruswealthatplumcreek.com orangerockwealthmanagement.com claruswealthadvisors.com

Chief Compliance Officer

THERESA FANNING
CHIEF OPERATING AND COMPLIANCE OFFICER
9125 W. THUNDERBIRD ROAD, SUITE 100
PEORIA
AZ
United States
Tel: 623-583-6840
Fax: 623-583-6844
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FANNING, THERESA, ANN Individual – CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER 03/2018 < 5%
CLEAR VIEW FINANCIAL, LLC Domestic Entity – OWNER 04/2015 > 75%
COOPER 2378 TRUST DATED MAY 8, 2020 Domestic Entity CLEAR VIEW FINANCIAL, LLC MEMBER 07/2020 > 75%
THE COOPER FAMILY TRUST DATED MARCH 6, 2013 Domestic Entity CLEAR VIEW FINANCIAL, LLC MEMBER 07/2020
JOHN EDWARD FANNING JR AND THERESA ANN FANNING LIVING TRUST DATED SEPTEMBER 23, 2010 Domestic Entity CLEAR VIEW FINANCIAL, LLC MEMBER 07/2020
COOPER, JOSHUA, ALLEN Individual THE COOPER FAMILY TRUST DATED MARCH 6, 2013 TRUSTEE 03/2013
COOPER, BERT, ALLEN Individual COOPER 2378 TRUST DATED MAY 8, 2020 TRUSTEE 05/2020
FANNING, THERESA, ANN Individual JOHN EDWARD FANNING JR AND THERESA ANN FANNING LIVING TRUST DATED SEPTEMBER 23, 2010 TRUSTEE 09/2010

No. Employees, Historic

20100201920202021202220232024202519 on 7/18/201919 on 7/18/201915 on 2/12/202015 on 2/18/202014 on 5/26/202014 on 6/15/202014 on 8/3/202014 on 8/10/202012 on 2/5/202112 on 4/21/202112 on 2/4/202212 on 2/8/202212 on 2/14/202312 on 2/22/202312 on 3/8/202312 on 11/2/202316 on 2/28/2024

RAUM, Historic

300M150M02019202020212022202320242025179163503 on 7/18/2019179163503 on 7/18/2019252159944 on 2/12/2020252159944 on 2/18/2020252159944 on 5/26/2020252159944 on 6/15/2020252159944 on 8/3/2020252159944 on 8/10/2020228380041 on 2/5/2021228380041 on 4/21/2021249885533 on 2/4/2022249885533 on 2/8/2022249885533 on 2/14/2023249885533 on 2/22/2023200340862 on 3/8/2023200340862 on 11/2/2023222892191 on 2/28/2024

No. Clients, Historic

80040002019202020212022202320242025691 on 7/18/2019691 on 7/18/2019718 on 2/12/2020718 on 2/18/2020718 on 5/26/2020718 on 6/15/2020718 on 8/3/2020718 on 8/10/2020604 on 2/5/2021604 on 4/21/2021632 on 2/4/2022632 on 2/8/2022632 on 2/14/2023632 on 2/22/2023595 on 3/8/2023595 on 11/2/2023486 on 2/28/2024

Holdings

From latest 13F, filed July 11th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADVANCED MICRO DEVICES INC COM 742K 4K 0
ALPHABET INC CAP STK CL A 749K 4K 0
AMAZON COM INC COM 906K 5K 0
AMERICAN LITHIUM CORP COM NEW 6K 10K 0
AMGEN INC COM 233K 724 0
APPLE INC COM 9M 38K 0
APPLIED MATLS INC COM 261K 1K 0
ARES CAPITAL CORP COM 216K 10K 0
ARK ETF TR INNOVATION ETF 595K 13K 0
BLUEPRINT MEDICINES CORP COM 276K 2K 0
BORGWARNER INC COM 217K 7K 0
CARRIER GLOBAL CORPORATION COM 670K 11K 0
CASEYS GEN STORES INC COM 201K 552 0
CATERPILLAR INC COM 975K 3K 0
CIVITAS RESOURCES INC COM NEW 222K 3K 0
COMPOSECURE INC *W EXP 12/27/202 11K 22K 0
CONSOL ENERGY INC NEW COM 261K 3K 0
COSTCO WHSL CORP NEW COM 716K 810 0
DELL TECHNOLOGIES INC CL C 676K 5K 0
DOVER CORP COM 204K 1K 0
EA SERIES TRUST FREEDOM 100 EM 854K 23K 0
ELANCO ANIMAL HEALTH INC COM 449K 34K 0
EXXON MOBIL CORP COM 252K 2K 0
FIRST TR EXCH TRADED FD III INSTL PFD SECS 556K 30K 0
FIRST TR EXCH TRADED FD III EME MRK BD ETF 583K 21K 0
FIRST TR EXCH TRD ALPHDX FD INDIA NFTY50 EQW 399K 7K 0
FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 479K 20K 0
FIRST TR EXCHANGE TRADED FD INTL EQUITY OPP 413K 9K 0
FIRST TR EXCHANGE TRADED FD INDXX NAT RE ETF 369K 28K 0
FIRST TR EXCHANGE TRADED FD NASDQ CLN EDGE 383K 3K 0
FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 343K 5K 0
FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 998K 7K 0
FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 671K 9K 0
FIRST TR EXCHANGE-TRADED FD US EQTY OPPT ETF 737K 7K 0
FIRST TR EXCHANGE-TRADED FD CORE INVESTMENT 372K 18K 0
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 690K 13K 0
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 411K 8K 0
FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 457K 6K 0
FIRST TR EXCHANGE-TRADED FD NASDQ OIL GAS 498K 16K 0
FIRST TR EXCHANGE-TRADED FD FIRST TR BLOOMBE 298K 8K 0
FIRST TR EXCHANGE-TRADED FD LUNT US FACTOR 269K 8K 0
FIRST TR EXCHANGE-TRADED FD LNG DUR OPRTUN 241K 11K 0
FIRST TR EXCHANGE-TRADED FD MERGER ARBITRA 241K 12K 0
FIRST TR EXCHANGE-TRADED FD INTL DEV STRNGTH 574K 16K 0
FIRST TR EXCHANGE-TRADED FD LIMITED DURATION 602K 32K 0
FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 625K 4K 0
FIRST TR EXCHNG TRADED FD VI MULTI MGR SML CP 620K 32K 0
FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 419K 10K 0
FIRST TR VALUE LINE DIVID IN SHS 646K 16K 0
GALLAGHER ARTHUR J & CO COM 647K 2K 0
GRAINGER W W INC COM 217K 240 0
HESS CORP COM 442K 3K 0
INTERNATIONAL BUSINESS MACHS COM 362K 2K 0
INVESCO EXCHANGE TRADED FD T WATER RES ETF 543K 8K 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 5M 30K 0
ISHARES TR MSCI EMG MKT ETF 1M 33K 0
ISHARES TR US TRSPRTION 1M 23K 0
ISHARES TR MICRO-CAP ETF 357K 3K 0
ISHARES TR IBOXX HI YD ETF 2M 24K 0
ISHARES TR MSCI EAFE ETF 2M 21K 0
ISHARES TR ISHARES BIOTECH 2M 11K 0
ISHARES TR 20 YR TR BD ETF 410K 4K 0
ISHARES TR IBOXX INV CP ETF 2M 17K 0
ISHARES TR CORE S&P MCP ETF 6M 98K 0
ISHARES TR S&P 500 VAL ETF 3M 18K 0
ISHARES TR U.S. TECH ETF 2M 11K 0
ISHARES TR MSCI USA MMENTM 2M 8K 0
ISHARES TR CORE DIV GRWTH 313K 5K 0
ISHARES TR CORE INTL AGGR 400K 8K 0
ISHARES TR RUS TP200 VL ETF 507K 7K 0
ISHARES TR MSCI ACWI ETF 2M 15K 0
ISHARES TR FLTG RATE NT ETF 273K 5K 0
J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 3M 57K 0
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 259K 5K 0
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 272K 5K 0
JANUS HENDERSON GROUP PLC ORD SHS 228K 6K 0
JPMORGAN CHASE & CO. COM 295K 1K 0
LOCKHEED MARTIN CORP COM 1M 2K 0
MARATHON PETE CORP COM 575K 4K 0
META PLATFORMS INC CL A 846K 2K 0
MICROSOFT CORP COM 2M 3K 0
MUELLER WTR PRODS INC COM SER A 202K 11K 0
MYRIAD GENETICS INC COM 247K 10K 0
NASDAQ INC COM 626K 10K 0
NEUROCRINE BIOSCIENCES INC COM 256K 2K 0
NVIDIA CORPORATION COM 2M 13K 0
NXP SEMICONDUCTORS N V COM 216K 766 0
PACCAR INC COM 586K 6K 0
PACER FDS TR US CASH COWS 100 8M 149K 0
PACER FDS TR EMRG MKT CASH 6M 273K 0
PACKAGING CORP AMER COM 201K 1K 0
PALANTIR TECHNOLOGIES INC CL A 836K 29K 0
PALO ALTO NETWORKS INC COM 971K 3K 0
PARSONS CORP DEL COM 251K 3K 0
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 216K 14K 0
PLUG POWER INC COM NEW 102K 38K 0
PROSHARES TR S&P MDCP 400 DIV 257K 4K 0
QUALCOMM INC COM 262K 1K 0
SELECT SECTOR SPDR TR SBI MATERIALS 2M 17K 0
SELECT SECTOR SPDR TR ENERGY 1M 17K 0
SELECT SECTOR SPDR TR FINANCIAL 2M 54K 0
SELECT SECTOR SPDR TR INDL 3M 21K 0
SELECT SECTOR SPDR TR TECHNOLOGY 6M 27K 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 2M 15K 0
SELECT SECTOR SPDR TR SBI CONS DISCR 1M 7K 0
SELECT SECTOR SPDR TR COMMUNICATION 2M 21K 0
SMITH A O CORP COM 211K 3K 0
SPDR GOLD TR GOLD SHS 2M 8K 0
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 4M 118K 0
SPDR S&P 500 ETF TR TR UNIT 14M 25K 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 302K 565 0
SPDR SER TR S&P 600 SMCP VAL 4M 51K 0
SPDR SER TR PRTFLO S&P500 VL 4M 88K 0
SPDR SER TR S&P 400 MDCP VAL 4M 57K 0
SPDR SER TR S&P HOMEBUILD 2M 16K 0
SPDR SER TR PORTFOLIO S&P500 6M 97K 0
SPDR SER TR AEROSPACE DEF 2M 12K 0
SPDR SER TR PORTFOLIO S&P600 2M 48K 0
STRYKER CORPORATION COM 207K 615 0
SYNOPSYS INC COM 664K 1K 0
TESLA INC COM 1M 5K 0
UBER TECHNOLOGIES INC COM 600K 9K 0
VALERO ENERGY CORP COM 232K 2K 0
VANECK ETF TRUST SEMICONDUCTR ETF 689K 2K 0
VANGUARD BD INDEX FDS TOTAL BND MRKT 4M 51K 0
VANGUARD INDEX FDS GROWTH ETF 6M 14K 0
VANGUARD INDEX FDS TOTAL STK MKT 2M 7K 0
VANGUARD WORLD FD MEGA GRWTH IND 14M 44K 0
VANGUARD WORLD FD INF TECH ETF 285K 470 0
ZOETIS INC CL A 622K 4K 0