MILLENNIUM CAPITAL ADVISORS, LLC
Adviser information for MILLENNIUM CAPITAL ADVISORS, LLC last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arkansas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 367 | $159.1M |
| Non-Discretionary | 16 | $21.5M |
| Total | 383 | $180.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 141 | $39.6M |
| HNW Individuals | 83 | $121.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $9.7M |
| Charitable organizations | 5 | $9.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $301,055 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting servicesGENERAL CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-110166 |
|---|---|
| SEC ERA File Number | 801-110166 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108641 |
| Legal Entity Identifier | None |
Principal Office
1501 N. UNIVERSITY AVESTE 551
LITTLE ROCK
AR
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 501-975-0256, Fax: None
Chief Compliance Officer
PATRICK D. MILLER
PRESIDENT
1501 N. UNIVERSITY AVE
STE 551
LITTLE ROCK
AR
United States
Tel:
501-975-0256
P******@*********M
(Full email address available in API data)
Regulatory Contact
TERRIE BESIER
OPERATIONS AND COMPLIANCE MANAGER
1501 N. UNIVERSITY AVE
STE 551
LITTLE ROCK
AR
United States
Tel:
501-975-0256
T******@*********M
(Full email address available in API data)
Industry Affiliates
| MILLENNIUM INSURANCE SERVICES, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAPITAL SERVICES GROUP, LLC | Domestic Entity | – | SHAREHOLDER | 06/1996 | 50-75% |
| MILLER, PATRICK, DANA | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 06/1996 | < 5% |
| MILROCKET, INC. | Domestic Entity | – | SHAREHOLDER | 06/1996 | 50-75% |
| MILLER, PATRICK, DANA | Individual | MILROCKET, INC. | PRESIDENT | 06/1996 | > 75% |
| DECKARD, JUSTIN, DALE | Individual | – | EXECUTIVE VICE PRESIDENT | 09/2001 | < 5% |