PLATFORM PARTNERS LLC
Adviser information for PLATFORM PARTNERS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $645.7M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $645.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $645.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesMONITORING, TRANSACTION, SIMILAR FEES, REIMB OF TAX PREP |
Identifiers
| SEC RIA File Number | 801-110170 |
|---|---|
| SEC ERA File Number | 801-110170 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 286532 |
| Legal Entity Identifier | None |
Principal Office
1717 WEST LOOP SOUTHSUITE 1900
HOUSTON
TX
United States
Monday - Friday, 8 TO 5
Tel: 713-335-2300, Fax: 713-335-2310
Websites
Chief Compliance Officer
LAURA ELIZABETH THOMPSON
1717 WEST LOOP SOUTH
SUITE 1900
HOUSTON
TX
United States
Tel:
713-335-2300
Fax:
713-335-2310
L********@**************M
(Full email address available in API data)
Industry Affiliates
| N/A | Sponsor, GP, manager of pooled investment vehicles |
| N/A | Sponsor, GP, manager of pooled investment vehicles |
| N/A | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PLATFORM PARTNERS INVESTMENT COMPANY LLC | Private Equity Fund | $590.1M | $1.0M | 177 |
| SOUTH COAST CO-INVESTMENT HOLDINGS LLC | Private Equity Fund | $55.6M | $1.0M | 18 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRAZELTON, FREDERICK, WALTER | Individual | – | CHIEF EXECUTIVE OFFICER | 04/2017 | < 5% |
| MORGAN, BRADLEY, LEWIS | Individual | – | PRESIDENT | 04/2017 | < 5% |
| LUMMIS, FREDERICK, RICE | Individual | – | CHAIRMAN | 02/2017 | < 5% |
| BRAZELTON, FREDERICK, WALTER | Individual | PLATFORM PARTNERS HOLDINGS GP LLC | MEMBER | 02/2017 | 25-50% |
| PLATFORM PARTNERS HOLDINGS GP LLC | Domestic Entity | – | MANAGING MEMBER | 02/2017 | < 5% |
| MORGAN, BRADLEY, LEWIS | Individual | PLATFORM PARTNERS HOLDINGS GP LLC | MEMBER | 04/2017 | 25-50% |
| BRAZELTON, FREDERICK, WALTER | Individual | PLATFORM PARTNERS HOLDINGS LP | LIMITED PARTNER | 02/2017 | 25-50% |
| PLATFORM PARTNERS HOLDINGS GP LLC | Domestic Entity | PLATFORM PARTNERS HOLDINGS LP | GENERAL PARTNER | 02/2017 | |
| MORGAN, BRADLEY, LEWIS | Individual | PLATFORM PARTNERS HOLDINGS LP | LIMITED PARTNER | 04/2017 | 25-50% |
| PLATFORM PARTNERS HOLDINGS LP | Domestic Entity | – | MEMBER | 02/2017 | > 75% |
| THOMPSON, LAURA, ELIZABETH | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |