C2C WEALTH MANAGEMENT, LLC
Adviser information for C2C WEALTH MANAGEMENT, LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Massachusetts, United States |
Employees
Total Number of Employees | 2 |
---|---|
Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 1 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 491 | $190.9M |
Non-Discretionary | 0 | $0 |
Total | 491 | $190.9M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 64 | $46.0M |
HNW Individuals | 44 | $144.7M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $202,935 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
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Compensation | % of AUM |
Principal Office
32531 N SCOTTSDALE RDSUITE 105-121
SCOTTSDALE
AZ
United States
Monday - Friday, BY APPOINTMENT
Tel: (480) 287-2130, Fax: None
Websites
Chief Compliance Officer
KEVIN GROMAN
OWNER, CHIEF COMPLIANCE OFFICER
32531 N SCOTTSDALE RD
SUITE 105-121
SCOTTSDALE
AZ
United States
Tel:
(480) 287-2130
K****@************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
Groman, Jennifer, Lee | Individual | GROMAN FAMILY TRUST DATED 12/12/12 | TRUSTEE | 12/2012 | |
CROWN CANYON CAPITAL, LLC | Domestic Entity | – | OWNER | 01/2024 | > 75% |
GROMAN FAMILY TRUST DATED 12/12/12 | Domestic Entity | CROWN CANYON CAPITAL, LLC | MANAGING MEMBER | 12/2014 | > 75% |
GROMAN, KEVIN, JAMES | Individual | GROMAN FAMILY TRUST DATED 12/12/12 | TRUSTEE | 12/2012 | |
GROMAN, KEVIN, JAMES | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBOTT LABS | COM | 308K | 3K | – |
ABBVIE INC | COM | 677K | 4K | – |
ALTRIA GROUP INC | COM | 421K | 9K | – |
AMAZON COM INC | COM | 637K | 3K | – |
AMGEN INC | COM | 389K | 1K | – |
APPLE INC | COM | 9M | 41K | – |
ARES CAPITAL CORP | COM | 1M | 51K | – |
AT&T INC | COM | 302K | 16K | – |
BANK AMERICA CORP | COM | 633K | 16K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 380K | 935 | – |
BIO RAD LABS INC | CL A | 471K | 2K | – |
BOEING CO | COM | 382K | 2K | – |
CHEVRON CORP NEW | COM | 6M | 39K | – |
CISCO SYS INC | COM | 250K | 5K | – |
COHEN & STEERS INFRASTRUCTUR | COM | 6M | 246K | – |
COLGATE PALMOLIVE CO | COM | 373K | 4K | – |
COSTCO WHSL CORP NEW | COM | 234K | 275 | – |
DBX ETF TR | XTRACK USD HIGH | 1M | 40K | – |
DISNEY WALT CO | COM | 241K | 2K | – |
EATON VANCE TAX-MANAGED DIVE | COM | 3M | 247K | – |
ELI LILLY & CO | COM | 715K | 790 | – |
ENERGY TRANSFER L P | COM UT LTD PTN | 386K | 24K | – |
ENTERPRISE PRODS PARTNERS L | COM | 2M | 60K | – |
EQUITY RESIDENTIAL | SH BEN INT | 255K | 4K | – |
EXXON MOBIL CORP | COM | 807K | 7K | – |
GENUINE PARTS CO | COM | 367K | 3K | – |
GLOBAL X FDS | GLOBX SUPDV US | 328K | 19K | – |
GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 2M | 15K | – |
HOME DEPOT INC | COM | 294K | 855 | – |
INTERNATIONAL BUSINESS MACHS | COM | 3M | 18K | – |
INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 316K | 23K | – |
INVESCO QQQ TR | UNIT SER 1 | 626K | 1K | – |
ISHARES INC | CORE MSCI EMKT | 974K | 18K | – |
ISHARES TR | SELECT DIVID ETF | 302K | 3K | – |
ISHARES TR | CORE S&P500 ETF | 7M | 12K | – |
ISHARES TR | CORE US AGGBD ET | 2M | 24K | – |
ISHARES TR | S&P 500 GRWT ETF | 1M | 11K | – |
ISHARES TR | S&P 500 VAL ETF | 605K | 3K | – |
ISHARES TR | RUS MD CP GR ETF | 244K | 2K | – |
ISHARES TR | CORE S&P MCP ETF | 3M | 51K | – |
ISHARES TR | S&P MC 400GR ETF | 2M | 19K | – |
ISHARES TR | RUSSELL 2000 ETF | 5M | 23K | – |
ISHARES TR | S&P MC 400VL ETF | 2M | 14K | – |
ISHARES TR | MBS ETF | 279K | 3K | – |
ISHARES TR | ISHS 1-5YR INVS | 243K | 5K | – |
ISHARES TR | PFD AND INCM SEC | 250K | 8K | – |
ISHARES TR | MSCI USA MIN VOL | 921K | 11K | – |
LINDE PLC | SHS | 359K | 817 | – |
MARSH & MCLENNAN COS INC | COM | 544K | 3K | – |
MERCK & CO INC | COM | 304K | 2K | – |
META PLATFORMS INC | CL A | 434K | 860 | – |
MICROSOFT CORP | COM | 7M | 16K | – |
MONDELEZ INTL INC | CL A | 413K | 6K | – |
MPLX LP | COM UNIT REP LTD | 785K | 18K | – |
NEW JERSEY RES CORP | COM | 317K | 7K | – |
NVIDIA CORPORATION | COM | 545K | 4K | – |
OMEGA HEALTHCARE INVS INC | COM | 593K | 17K | – |
ONEOK INC NEW | COM | 635K | 8K | – |
PEPSICO INC | COM | 344K | 2K | – |
PHILIP MORRIS INTL INC | COM | 1M | 10K | – |
PIMCO CORPORATE & INCOME OPP | COM | 1M | 74K | – |
PROCTER AND GAMBLE CO | COM | 320K | 2K | – |
SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | 310K | 3K | – |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 355K | 2K | – |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 2M | 8K | – |
SELECT SECTOR SPDR TR | ENERGY | 948K | 10K | – |
SELECT SECTOR SPDR TR | FINANCIAL | 1M | 25K | – |
SELECT SECTOR SPDR TR | TECHNOLOGY | 5M | 22K | – |
STRYKER CORPORATION | COM | 1M | 4K | – |
TARGA RES CORP | COM | 287K | 2K | – |
TARGET CORP | COM | 452K | 3K | – |
TESLA INC | COM | 873K | 4K | – |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 2M | 44K | – |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 303K | 4K | – |
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 3M | 54K | – |
VERIZON COMMUNICATIONS INC | COM | 892K | 22K | – |
VISA INC | COM CL A | 315K | 1K | – |
WALMART INC | COM | 305K | 5K | – |
WELLS FARGO CO NEW | COM | 764K | 13K | – |
WELLTOWER INC | COM | 209K | 2K | – |
WP CAREY INC | COM | 672K | 12K | – |