C2C WEALTH MANAGEMENT, LLC

Adviser information for C2C WEALTH MANAGEMENT, LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Massachusetts, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 491 $190.9M
Non-Discretionary 0 $0
Total 491 $190.9M

Clients

Type Number RAUM
Individuals 64 $46.0M
HNW Individuals 44 $144.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $202,935
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUM

Identifiers

SEC RIA File Number 801-110173
SEC ERA File Number 801-110173
SEC CIK Numbers 1868903
SEC CRD Numbers 284148
Legal Entity Identifier None

Principal Office

32531 N SCOTTSDALE RD
SUITE 105-121
SCOTTSDALE
AZ
United States
Monday - Friday, BY APPOINTMENT
Tel: (480) 287-2130, Fax: None

Websites

Chief Compliance Officer

KEVIN GROMAN
OWNER, CHIEF COMPLIANCE OFFICER
32531 N SCOTTSDALE RD
SUITE 105-121
SCOTTSDALE
AZ
United States
Tel: (480) 287-2130
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Groman, Jennifer, Lee Individual GROMAN FAMILY TRUST DATED 12/12/12 TRUSTEE 12/2012
CROWN CANYON CAPITAL, LLC Domestic Entity OWNER 01/2024 > 75%
GROMAN FAMILY TRUST DATED 12/12/12 Domestic Entity CROWN CANYON CAPITAL, LLC MANAGING MEMBER 12/2014 > 75%
GROMAN, KEVIN, JAMES Individual GROMAN FAMILY TRUST DATED 12/12/12 TRUSTEE 12/2012
GROMAN, KEVIN, JAMES Individual CHIEF COMPLIANCE OFFICER 01/2024 > 75%

No. Employees, Historic

10502020202120222023202420254 on 2/14/20204 on 5/13/20204 on 1/26/20217 on 3/16/20227 on 3/17/20224 on 2/14/20232 on 3/4/20242 on 3/7/2024

RAUM, Historic

900M450M0202020212022202320242025506451281 on 2/14/2020506451281 on 5/13/2020642298221 on 1/26/2021819636969 on 3/16/2022819636969 on 3/17/2022756993431 on 2/14/2023190909793 on 3/4/2024190909793 on 3/7/2024

No. Clients, Historic

4002000202020212022202320242025309 on 2/14/2020309 on 5/13/2020194 on 1/26/2021313 on 3/16/2022313 on 3/17/2022239 on 2/14/2023108 on 3/4/2024108 on 3/7/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 308K 3K
ABBVIE INC COM 677K 4K
ALTRIA GROUP INC COM 421K 9K
AMAZON COM INC COM 637K 3K
AMGEN INC COM 389K 1K
APPLE INC COM 9M 41K
ARES CAPITAL CORP COM 1M 51K
AT&T INC COM 302K 16K
BANK AMERICA CORP COM 633K 16K
BERKSHIRE HATHAWAY INC DEL CL B NEW 380K 935
BIO RAD LABS INC CL A 471K 2K
BOEING CO COM 382K 2K
CHEVRON CORP NEW COM 6M 39K
CISCO SYS INC COM 250K 5K
COHEN & STEERS INFRASTRUCTUR COM 6M 246K
COLGATE PALMOLIVE CO COM 373K 4K
COSTCO WHSL CORP NEW COM 234K 275
DBX ETF TR XTRACK USD HIGH 1M 40K
DISNEY WALT CO COM 241K 2K
EATON VANCE TAX-MANAGED DIVE COM 3M 247K
ELI LILLY & CO COM 715K 790
ENERGY TRANSFER L P COM UT LTD PTN 386K 24K
ENTERPRISE PRODS PARTNERS L COM 2M 60K
EQUITY RESIDENTIAL SH BEN INT 255K 4K
EXXON MOBIL CORP COM 807K 7K
GENUINE PARTS CO COM 367K 3K
GLOBAL X FDS GLOBX SUPDV US 328K 19K
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 2M 15K
HOME DEPOT INC COM 294K 855
INTERNATIONAL BUSINESS MACHS COM 3M 18K
INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 316K 23K
INVESCO QQQ TR UNIT SER 1 626K 1K
ISHARES INC CORE MSCI EMKT 974K 18K
ISHARES TR SELECT DIVID ETF 302K 3K
ISHARES TR CORE S&P500 ETF 7M 12K
ISHARES TR CORE US AGGBD ET 2M 24K
ISHARES TR S&P 500 GRWT ETF 1M 11K
ISHARES TR S&P 500 VAL ETF 605K 3K
ISHARES TR RUS MD CP GR ETF 244K 2K
ISHARES TR CORE S&P MCP ETF 3M 51K
ISHARES TR S&P MC 400GR ETF 2M 19K
ISHARES TR RUSSELL 2000 ETF 5M 23K
ISHARES TR S&P MC 400VL ETF 2M 14K
ISHARES TR MBS ETF 279K 3K
ISHARES TR ISHS 1-5YR INVS 243K 5K
ISHARES TR PFD AND INCM SEC 250K 8K
ISHARES TR MSCI USA MIN VOL 921K 11K
LINDE PLC SHS 359K 817
MARSH & MCLENNAN COS INC COM 544K 3K
MERCK & CO INC COM 304K 2K
META PLATFORMS INC CL A 434K 860
MICROSOFT CORP COM 7M 16K
MONDELEZ INTL INC CL A 413K 6K
MPLX LP COM UNIT REP LTD 785K 18K
NEW JERSEY RES CORP COM 317K 7K
NVIDIA CORPORATION COM 545K 4K
OMEGA HEALTHCARE INVS INC COM 593K 17K
ONEOK INC NEW COM 635K 8K
PEPSICO INC COM 344K 2K
PHILIP MORRIS INTL INC COM 1M 10K
PIMCO CORPORATE & INCOME OPP COM 1M 74K
PROCTER AND GAMBLE CO COM 320K 2K
SEAGATE TECHNOLOGY HLDNGS PL ORD SHS 310K 3K
SELECT SECTOR SPDR TR SBI HEALTHCARE 355K 2K
SELECT SECTOR SPDR TR SBI CONS DISCR 2M 8K
SELECT SECTOR SPDR TR ENERGY 948K 10K
SELECT SECTOR SPDR TR FINANCIAL 1M 25K
SELECT SECTOR SPDR TR TECHNOLOGY 5M 22K
STRYKER CORPORATION COM 1M 4K
TARGA RES CORP COM 287K 2K
TARGET CORP COM 452K 3K
TESLA INC COM 873K 4K
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 2M 44K
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 303K 4K
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 3M 54K
VERIZON COMMUNICATIONS INC COM 892K 22K
VISA INC COM CL A 315K 1K
WALMART INC COM 305K 5K
WELLS FARGO CO NEW COM 764K 13K
WELLTOWER INC COM 209K 2K
WP CAREY INC COM 672K 12K