STILES FINANCIAL SERVICES, INC.
STILES FINANCIAL SERVICES INCORPORATED Legal Name
Adviser information for STILES FINANCIAL SERVICES, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 652 | $368.7M |
| Non-Discretionary | 12 | $639,175 |
| Total | 664 | $369.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 144 | $49.7M |
| HNW Individuals | 82 | $319.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissions |
| Other Business Activities | Insurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 368.7M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| STILES FINANCIAL SERVICES PORTFOLIO MANAGEMENT | STILES FINANCIAL SERVICES, INC. |
Principal Office
7505 METRO BLVDSUITE 510
EDINA
MN
United States
Monday - Friday, 8:30 A.M. TO 5:00 P.M.
Tel: 952-988-0452, Fax: 952-988-0752
Chief Compliance Officer
SUSAN M. STILES
PRESIDENT
7505 METRO BLVD
SUITE 510
EDINA
MN
United States
Tel:
952-988-0452
Fax:
952-988-0752
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STILES, SUSAN, MARTA | Individual | – | PRESIDENT, CCO | 08/2000 | > 75% |
| GIERACH, MARK, ROBERT | Individual | – | PORTFOLIO MANAGER | 07/2022 | < 5% |
| ATHERTON, BRENT | Individual | – | PRIVATE WEALTH MANAGER | 02/2023 | < 5% |
| Robbins, Jeffery, Charles | Individual | – | VICE PRESIDENT | 08/2002 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 313K | 3K | – |
| ABBOTT LABS | COM | 3M | 25K | – |
| ABBVIE INC | COM | 1M | 6K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 3M | 8K | – |
| ADOBE INC | COM | 2M | 4K | – |
| ADVANCED MICRO DEVICES INC | COM | 4M | 25K | – |
| AFLAC INC | COM | 277K | 3K | – |
| ALBEMARLE CORP | COM | 1M | 11K | – |
| ALPHABET INC | CAP STK CL C | 4M | 19K | – |
| ALPHABET INC | CAP STK CL A | 5M | 28K | – |
| AMAZON COM INC | COM | 8M | 39K | – |
| AMERICAN ELEC PWR CO INC | COM | 222K | 3K | – |
| AMERICAN TOWER CORP NEW | COM | 2M | 11K | – |
| ANALOG DEVICES INC | COM | 312K | 1K | – |
| APPLE INC | COM | 10M | 48K | – |
| APPLIED MATLS INC | COM | 318K | 1K | – |
| ARCADIUM LITHIUM PLC | COM SHS | 163K | 49K | – |
| ARES CAPITAL CORP | COM | 468K | 22K | – |
| ASE TECHNOLOGY HLDG CO LTD | SPONSORED ADS | 191K | 17K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 3M | 3K | – |
| ATKORE INC | COM | 228K | 2K | – |
| AUTODESK INC | COM | 301K | 1K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 739K | 3K | – |
| AUTOZONE INC | COM | 545K | 184 | – |
| BANCO SANTANDER S.A. | ADR | 75K | 16K | – |
| BAXTER INTL INC | COM | 270K | 8K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 6M | 15K | – |
| BLACKSTONE INC | COM | 2M | 15K | – |
| BOSTON SCIENTIFIC CORP | COM | 512K | 7K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 1M | 25K | – |
| BROADCOM INC | COM | 2M | 1K | – |
| CADENCE DESIGN SYSTEM INC | COM | 873K | 3K | – |
| CARLYLE GROUP INC | COM | 490K | 12K | – |
| CATERPILLAR INC | COM | 875K | 3K | – |
| CHEVRON CORP NEW | COM | 687K | 4K | – |
| CHUBB LIMITED | COM | 679K | 3K | – |
| CISCO SYS INC | COM | 2M | 42K | – |
| CME GROUP INC | COM | 3M | 14K | – |
| COCA COLA CO | COM | 2M | 25K | – |
| COMCAST CORP NEW | CL A | 629K | 16K | – |
| CONOCOPHILLIPS | COM | 614K | 5K | – |
| CONSOLIDATED EDISON INC | COM | 219K | 2K | – |
| COPART INC | COM | 466K | 9K | – |
| CORNING INC | COM | 1M | 28K | – |
| COSTCO WHSL CORP NEW | COM | 7M | 8K | – |
| CUMMINS INC | COM | 1M | 5K | – |
| DEERE & CO | COM | 611K | 2K | – |
| DEVON ENERGY CORP NEW | COM | 2M | 47K | – |
| DIGITAL RLTY TR INC | COM | 2M | 11K | – |
| DOLLAR GEN CORP NEW | COM | 211K | 2K | – |
| DONALDSON INC | COM | 253K | 4K | – |
| DUKE ENERGY CORP NEW | COM NEW | 2M | 21K | – |
| EDWARDS LIFESCIENCES CORP | COM | 422K | 5K | – |
| ELEVANCE HEALTH INC | COM | 618K | 1K | – |
| ELI LILLY & CO | COM | 3M | 3K | – |
| EMERSON ELEC CO | COM | 314K | 3K | – |
| ENPHASE ENERGY INC | COM | 1M | 11K | – |
| ENTERGY CORP NEW | COM | 385K | 4K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 226K | 8K | – |
| EQUINIX INC | COM | 408K | 539 | – |
| EXPEDITORS INTL WASH INC | COM | 319K | 3K | – |
| EXTRA SPACE STORAGE INC | COM | 230K | 1K | – |
| EXXON MOBIL CORP | COM | 2M | 14K | – |
| FACTSET RESH SYS INC | COM | 2M | 6K | – |
| FASTENAL CO | COM | 3M | 50K | – |
| FIRST SOLAR INC | COM | 366K | 2K | – |
| FIRST TR EXCHANGE-TRADED FD | SMID RISNG ETF | 252K | 8K | – |
| GENERAC HLDGS INC | COM | 2M | 11K | – |
| GENERAL MLS INC | COM | 1M | 18K | – |
| GRACO INC | COM | 1M | 16K | – |
| GSK PLC | SPONSORED ADR | 202K | 5K | – |
| HDFC BANK LTD | SPONSORED ADS | 281K | 4K | – |
| HEALTHPEAK PROPERTIES INC | COM | 275K | 14K | – |
| HENRY JACK & ASSOC INC | COM | 584K | 4K | – |
| HERSHEY CO | COM | 293K | 2K | – |
| HOME DEPOT INC | COM | 3M | 8K | – |
| HONEYWELL INTL INC | COM | 299K | 1K | – |
| HORMEL FOODS CORP | COM | 495K | 16K | – |
| INTEL CORP | COM | 498K | 16K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 359K | 3K | – |
| INTUIT | COM | 2M | 3K | – |
| INTUITIVE SURGICAL INC | COM NEW | 2M | 5K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 396K | 19K | – |
| INVESCO QQQ TR | UNIT SER 1 | 1M | 3K | – |
| ISHARES TR | CORE S&P SCP ETF | 279K | 3K | – |
| ISHARES TR | S&P 500 GRWT ETF | 306K | 3K | – |
| ISHARES TR | SELECT DIVID ETF | 536K | 4K | – |
| ISHARES TR | CORE S&P500 ETF | 751K | 1K | – |
| ISHARES TR | RUS MD CP GR ETF | 243K | 2K | – |
| ISHARES TR | RUS MID CAP ETF | 348K | 4K | – |
| ISHARES TR | CORE MSCI EAFE | 243K | 3K | – |
| JOHNSON & JOHNSON | COM | 3M | 18K | – |
| JPMORGAN CHASE & CO. | COM | 2M | 9K | – |
| KLA CORP | COM NEW | 2M | 2K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 287K | 1K | – |
| LAM RESEARCH CORP | COM | 4M | 4K | – |
| LENNAR CORP | CL A | 1M | 7K | – |
| LINDE PLC | SHS | 276K | 628 | – |
| LOCKHEED MARTIN CORP | COM | 2M | 5K | – |
| LOWES COS INC | COM | 290K | 1K | – |
| LULULEMON ATHLETICA INC | COM | 371K | 1K | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 227K | 2K | – |
| MARKETAXESS HLDGS INC | COM | 1M | 5K | – |
| MARRIOTT INTL INC NEW | CL A | 639K | 3K | – |
| MARSH & MCLENNAN COS INC | COM | 288K | 1K | – |
| MASTERCARD INCORPORATED | CL A | 1M | 3K | – |
| MCCORMICK & CO INC | COM NON VTG | 251K | 4K | – |
| MCDONALDS CORP | COM | 1M | 4K | – |
| MEDTRONIC PLC | SHS | 306K | 4K | – |
| MERCK & CO INC | COM | 2M | 15K | – |
| MFA FINL INC | COM | 108K | 10K | – |
| MGM RESORTS INTERNATIONAL | COM | 213K | 5K | – |
| MICRON TECHNOLOGY INC | COM | 1M | 8K | – |
| MICROSOFT CORP | COM | 7M | 15K | – |
| MORGAN STANLEY | COM NEW | 283K | 3K | – |
| NETFLIX INC | COM | 219K | 325 | – |
| NEXTERA ENERGY INC | COM | 3M | 36K | – |
| NIKE INC | CL B | 1M | 15K | – |
| NORTHERN TR CORP | COM | 776K | 9K | – |
| NORTHROP GRUMMAN CORP | COM | 414K | 949 | – |
| NOVARTIS AG | SPONSORED ADR | 346K | 3K | – |
| NOVO-NORDISK A S | ADR | 6M | 45K | – |
| NRG ENERGY INC | COM NEW | 418K | 5K | – |
| NUCOR CORP | COM | 363K | 2K | – |
| NVIDIA CORPORATION | COM | 19M | 153K | – |
| OMNICOM GROUP INC | COM | 3M | 29K | – |
| OREILLY AUTOMOTIVE INC | COM | 410K | 388 | – |
| PACKAGING CORP AMER | COM | 1M | 7K | – |
| PEPSICO INC | COM | 2M | 10K | – |
| PHILLIPS 66 | COM | 399K | 3K | – |
| PROCTER AND GAMBLE CO | COM | 4M | 22K | – |
| PROLOGIS INC. | COM | 251K | 2K | – |
| PUBLIC STORAGE OPER CO | COM | 3M | 9K | – |
| QUALCOMM INC | COM | 5M | 25K | – |
| QUANTA SVCS INC | COM | 216K | 850 | – |
| REALTY INCOME CORP | COM | 248K | 5K | – |
| REGENERON PHARMACEUTICALS | COM | 4M | 3K | – |
| ROCKWELL AUTOMATION INC | COM | 636K | 2K | – |
| ROYAL BK CDA | COM | 219K | 2K | – |
| RTX CORPORATION | COM | 3M | 26K | – |
| SABRA HEALTH CARE REIT INC | COM | 157K | 10K | – |
| SALESFORCE INC | COM | 260K | 1K | – |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | 395K | 4K | – |
| SERVICENOW INC | COM | 441K | 560 | – |
| SHERWIN WILLIAMS CO | COM | 2M | 5K | – |
| SNAP ON INC | COM | 686K | 3K | – |
| SONY GROUP CORP | SPONSORED ADR | 1M | 17K | – |
| SOUTHERN CO | COM | 784K | 10K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 316K | 3K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 398K | 5K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 295K | 6K | – |
| STARBUCKS CORP | COM | 476K | 6K | – |
| STEEL DYNAMICS INC | COM | 2M | 19K | – |
| STRYKER CORPORATION | COM | 465K | 1K | – |
| SUPER MICRO COMPUTER INC | COM | 348K | 425 | – |
| SYNOPSYS INC | COM | 2M | 4K | – |
| SYSCO CORP | COM | 266K | 4K | – |
| TARGET CORP | COM | 3M | 22K | – |
| TESLA INC | COM | 1M | 6K | – |
| TEXAS INSTRS INC | COM | 3M | 17K | – |
| TEXTRON INC | COM | 326K | 4K | – |
| THE TRADE DESK INC | COM CL A | 805K | 8K | – |
| TJX COS INC NEW | COM | 3M | 26K | – |
| TRAVELERS COMPANIES INC | COM | 531K | 3K | – |
| UNION PAC CORP | COM | 500K | 2K | – |
| UNITED PARCEL SERVICE INC | CL B | 1M | 9K | – |
| UNITED THERAPEUTICS CORP DEL | COM | 433K | 1K | – |
| UNITEDHEALTH GROUP INC | COM | 6M | 12K | – |
| US BANCORP DEL | COM NEW | 1M | 35K | – |
| VALERO ENERGY CORP | COM | 2M | 12K | – |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 352K | 4K | – |
| VANECK ETF TRUST | MORNINGSTAR SMID | 469K | 15K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 442K | 883 | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 464K | 2K | – |
| VERIZON COMMUNICATIONS INC | COM | 256K | 6K | – |
| VISA INC | COM CL A | 4M | 14K | – |
| WASTE MGMT INC DEL | COM | 1M | 7K | – |
| WATERS CORP | COM | 252K | 868 | – |
| WELLS FARGO CO NEW | COM | 356K | 6K | – |
| WELLTOWER INC | COM | 789K | 8K | – |
| WILLIAMS SONOMA INC | COM | 2M | 7K | – |
| XCEL ENERGY INC | COM | 3M | 50K | – |
| ZOETIS INC | CL A | 358K | 2K | – |