GREEN COURT CAPITAL MANAGEMENT LIMITED

Adviser information for GREEN COURT CAPITAL MANAGEMENT LIMITED last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Hong Kong

Employees

Total Number of Employees 38
Investment Advisory/Research 23
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 17 $5.4B
Non-Discretionary 0 $0
Total 17 $5.4B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 11 $2.1B
Pension and profit sharing plans 0 $0
Charitable organizations <5 $1.1B
State or municipal gov entities <5 $904.3M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions <5 $1.3B
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 76

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-110178
SEC ERA File Number 801-110178
SEC CIK Numbers 1710785
SEC CRD Numbers 286091
Legal Entity Identifier 5493007ZP463PYJB5T17

Principal Office

SUITES 4007-4008, 40TH FLOOR, ONE EXCHANGE SQUARE
8 CONNAUGHT PLACE
CENTRAL, HONG KONG
Hong Kong
Monday - Friday, 9.00AM - 6.00PM
Tel: 852 3896 6700, Fax: 852 3006 2726

Chief Compliance Officer

TERRY STOTHARD
SUITES 4007-4008, 40TH FLOOR, ONE EXCHANGE SQUARE
8 CONNAUGHT PLACE
CENTRAL, HONG KONG
Hong Kong
Tel: 852 3896 6712
Fax: 852 3006 2726
(Full email address available in API data)

Regulatory Contact

KAREN CHAN
SUITES 4007-4008, 40TH FLOOR, ONE EXCHANGE SQUARE
8 CONNAUGHT PLACE
CENTRAL, HONG KONG
Hong Kong
Tel: 852 3896 6714
(Full email address available in API data)

Industry Affiliates

GREEN COURT GENERAL MANAGEMENT (CAYMAN) LIMITED Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
GREEN COURT CHINA EMERGING CHAMPIONS MASTER FUND LTD. Hedge Fund $77.8M $1.0M 6
GREEN COURT CHINA OPPORTUNITY MASTER FUND LTD. Hedge Fund $499.8M $1.0M 60
GREEN COURT GREATER CHINA LONG-ONLY EQUITY MASTER FUND LTD. Hedge Fund $1,309.9M $1.0M 75
GREEN COURT GREATER CHINA LONG/SHORT EQUITY MASTER FUND, LTD. Hedge Fund $65.4M $0.1M 16

Control Persons

Name Type Entity Title Since Ownership
GREEN COURT MANAGEMENT HOLDINGS LLC Foreign Entity HOLDING COMPANY 02/2017 > 75%
YAO, YULIN, (NMN) Individual DIRECTOR 08/2016 < 5%
STOTHARD, TERRY, (NMN) Individual CHIEF COMPLIANCE OFFICER 01/2017 < 5%
GREEN COURT CAPITAL HOLDINGS LIMITED Foreign Entity GREEN COURT MANAGEMENT HOLDINGS LLC MEMBER 02/2017 50-75%
YAO, YULIN, (NMN) Individual GREEN COURT CAPITAL HOLDINGS LIMITED MEMBER 02/2017 50-75%
NEUBERGER BERMAN ASIA HOLDINGS II LLC Domestic Entity GREEN COURT MANAGEMENT HOLDINGS LLC MEMBER 04/2017 25-50%
NEUBERGER BERMAN ASIA HOLDINGS LLC Domestic Entity NEUBERGER BERMAN ASIA HOLDINGS II LLC MEMBER 04/2017 > 75%
NEUBERGER BERMAN GROUP LLC Domestic Entity NEUBERGER BERMAN ASIA HOLDINGS LLC MEMBER 04/2017 > 75%
NBSH ACQUISITION, LLC Domestic Entity NEUBERGER BERMAN GROUP LLC MEMBER 04/2017 > 75%
TANG, LIHUI, (NMN) Individual DIRECTOR 01/2018 < 5%

No. Employees, Historic

50250201920202021202220232024202536 on 4/29/201936 on 4/29/201937 on 3/26/202041 on 3/23/202140 on 3/21/202240 on 11/2/202240 on 11/2/202236 on 3/22/202336 on 11/29/202338 on 3/20/2024

RAUM, Historic

20B10B020192020202120222023202420255756380175 on 4/29/20195756380175 on 4/29/20199151891014 on 3/26/202012953856299 on 3/23/202112317719176 on 3/21/202212317719176 on 11/2/202212317719176 on 11/2/20228657034143 on 3/22/20238657034143 on 11/29/20235436997744 on 3/20/2024

No. Clients, Historic

20100201920202021202220232024202511 on 4/29/201911 on 4/29/201916 on 3/26/202016 on 3/23/202115 on 3/21/202215 on 11/2/202215 on 11/2/202220 on 3/22/202320 on 11/29/202317 on 3/20/2024

Holdings

From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
TRIP COM GROUP LTD ADS 81M 2M
ZTO EXPRESS CAYMAN INC SPONSORED ADS A 73M 4M