PRANA CAPITAL MANAGEMENT LP

Adviser information for PRANA CAPITAL MANAGEMENT LP last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 7 $2.6B
Non-Discretionary 0 $0
Total 7 $2.6B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 7 $2.6B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 57

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-110187
SEC ERA File Number 801-110187
SEC CIK Numbers 1710951
SEC CRD Numbers 287925
Legal Entity Identifier 549300U9TJE7HSCVUU91

Principal Office

200 GREENWICH AVENUE
SUITE 3100
GREENWICH
CT
United States
Monday - Friday, 8:00AM - 6:00PM
Tel: 203-487-5185, Fax: None

Chief Compliance Officer

PAUL ROTONDI
CHIEF FINANCIAL OFFICER
200 GREENWICH AVENUE
SUITE 3100
GREENWICH
CT
United States
Tel: 203-487-5185
(Full email address available in API data)

Industry Affiliates

PRANA ABSOLUTE RETURN FUND GP LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
PRANA ABSOLUTE RETURN FUND LP Hedge Fund $1,601.8M $5.0M 53

Control Persons

Name Type Entity Title Since Ownership
SEUSS, PETER, BARNETT Individual PORTFOLIO MANAGER / LIMITED PARTNER 02/2017 > 75%
PRANA CAPITAL MANAGEMENT GP LLC Domestic Entity GENERAL PARTNER 02/2017 < 5%
SEUSS, PETER, BARNETT Individual PRANA CAPITAL MANAGEMENT GP LLC MEMBER 02/2017 > 75%
SHLOSH, WILLIAM, DAVID Individual PORTFOLIO MANAGER / LIMITED PARTNER 02/2017 10-25%
ROTONDI, PAUL, LOUIS Individual CHIEF COMPLIANCE OFFICER AND CHIEF FINANACIAL OFFICER 12/2019 < 5%
REWARI, RAJEEV, NARESH Individual PORTFOLIO MANAGER / LIMITED PARTNER 01/2022 10-25%

No. Employees, Historic

105020192020202120222023202420255 on 4/26/20195 on 12/13/20197 on 3/30/20208 on 3/30/20218 on 3/24/20228 on 4/11/20228 on 11/1/20228 on 3/23/20238 on 4/17/202310 on 3/21/2024

RAUM, Historic

3B2B02019202020212022202320242025612712412 on 4/26/2019612712412 on 12/13/2019767510621 on 3/30/20201085009373 on 3/30/20211872305210 on 3/24/20221872305210 on 4/11/20221872305210 on 11/1/20222059105789 on 3/23/20232059105789 on 4/17/20232562777731 on 3/21/2024

No. Clients, Historic

105020192020202120222023202420254 on 4/26/20194 on 12/13/20197 on 3/30/20206 on 3/30/20217 on 3/24/20227 on 4/11/20227 on 11/1/20227 on 3/23/20237 on 4/17/20237 on 3/21/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADOBE INC COM 9M 16K
AFFILIATED MANAGERS GROUP IN COM 8M 53K
ALLSTATE CORP COM 7M 43K
ALLY FINL INC COM 28M 701K
AMERICAN EXPRESS CO COM 33M 144K
AMERICAN INTL GROUP INC COM NEW 37M 496K
AON PLC SHS CL A 90M 305K
APOLLO GLOBAL MGMT INC COM 58M 493K
ARES MANAGEMENT CORPORATION CL A COM STK 2M 15K
ASSURANT INC COM 29M 172K
AUTOMATIC DATA PROCESSING IN COM 32M 132K
BANK AMERICA CORP COM 17M 436K
BANK NEW YORK MELLON CORP COM 8M 126K
BGC GROUP INC CL A 2M 184K
BLACKROCK INC COM 75M 95K
BLOCK INC CL A 2M 29K
BLUE OWL CAPITAL INC COM CL A 9M 481K
CAPITAL ONE FINL CORP COM 40M 285K
CARLYLE GROUP INC COM 26M 637K
CBRE GROUP INC CL A 9M 96K
CENTENE CORP DEL COM 4M 57K
CHUBB LIMITED COM 6M 25K
CINCINNATI FINL CORP COM 4M 37K
CITIGROUP INC COM NEW 159M 3M
CITIZENS FINL GROUP INC COM 538K 15K
COGNIZANT TECHNOLOGY SOLUTIO CL A 608K 9K
COMERICA INC COM 6M 124K
COREBRIDGE FINL INC COM 3M 110K
COSTAR GROUP INC COM 15M 201K
CSX CORP COM 7M 206K
D R HORTON INC COM 31M 219K
DISCOVER FINL SVCS COM 26M 198K
ELEVANCE HEALTH INC COM 13M 25K
EVEREST GROUP LTD COM 82M 216K
FIDELITY NATIONAL FINANCIAL FNF GROUP COM 512K 10K
FIDELITY NATL INFORMATION SV COM 33M 443K
FIRST AMERN FINL CORP COM 4M 68K
FISERV INC COM 20M 137K
FRANKLIN RESOURCES INC COM 13M 573K
GALLAGHER ARTHUR J & CO COM 2M 6K
GARTNER INC COM 18M 40K
GLOBAL PMTS INC COM 22M 231K
GOLDMAN SACHS GROUP INC COM 23M 51K
HCA HEALTHCARE INC COM 2M 5K
HENRY JACK & ASSOC INC COM 10M 60K
HOME DEPOT INC COM 3M 10K
HUMANA INC COM 9M 24K
HUNTINGTON BANCSHARES INC COM 57M 4M
INTERCONTINENTAL EXCHANGE IN COM 32M 236K
INVITATION HOMES INC COM 9M 255K
IRON MTN INC DEL COM 3M 29K
JEFFERIES FINL GROUP INC COM 453K 9K
KEYCORP COM 33M 2M
LAZARD INC COM 7M 173K
LENNAR CORP CL A 26M 171K
LPL FINL HLDGS INC COM 4M 14K
MARKEL GROUP INC COM 1M 813
MARKETAXESS HLDGS INC COM 2M 10K
MARQETA INC CLASS A COM 1M 222K
MASTERCARD INCORPORATED CL A 108M 245K
MOLINA HEALTHCARE INC COM 4M 12K
NASDAQ INC COM 32M 529K
NORTHERN TR CORP COM 13M 154K
ORACLE CORP COM 22M 152K
PAYCHEX INC COM 7M 57K
PRINCIPAL FINANCIAL GROUP IN COM 7M 90K
PROLOGIS INC. COM 3M 23K
REGIONS FINANCIAL CORP NEW COM 5M 274K
REINSURANCE GRP OF AMERICA I COM NEW 41M 200K
ROBINHOOD MKTS INC COM CL A 2M 72K
ROCKET COS INC COM CL A 690K 50K
S&P GLOBAL INC COM 20M 44K
SALESFORCE INC COM 2M 7K
SCHWAB CHARLES CORP COM 64M 869K
SEI INVTS CO COM 11M 178K
SHIFT4 PMTS INC CL A 4M 55K
SIMON PPTY GROUP INC NEW COM 25M 165K
SS&C TECHNOLOGIES HLDGS INC COM 3M 52K
STATE STR CORP COM 25M 343K
SYNCHRONY FINANCIAL COM 18M 377K
TARGET CORP COM 22M 147K
TOLL BROTHERS INC COM 7M 64K
TPG INC COM CL A 2M 52K
TRANSUNION COM 12M 160K
TRUIST FINL CORP COM 109M 3M
UNION PAC CORP COM 10M 44K
UNUM GROUP COM 17M 330K
US BANCORP DEL COM NEW 86M 2M
WALMART INC COM 17M 254K
WASTE CONNECTIONS INC COM 853K 5K
WELLS FARGO CO NEW COM 58M 976K
WEX INC COM 6M 35K
WILLIS TOWERS WATSON PLC LTD SHS 128M 490K