NASSAU GLOBAL CREDIT LLC
Adviser information for NASSAU GLOBAL CREDIT LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $3.0B |
| Non-Discretionary | 6 | $1.6B |
| Total | 17 | $4.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 16 | $4.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $5.9M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 88 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-110188 |
|---|---|
| SEC ERA File Number | 801-110188 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 287937 |
| Legal Entity Identifier | 5493002QMB0HLRKHKF02 |
Principal Office
300 PARK AVENUE2ND FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: (646) 630-8376, Fax: None
Chief Compliance Officer
JOHN HERBERT ROTH
DEPUTY GENERAL COUNSEL AND SECRETARY
300 PARK AVENUE
2ND FLOOR
NEW YORK
NY
United States
Tel:
(860) 403-5663
J****@******M
(Full email address available in API data)
Regulatory Contact
VALENTINA SANCHEZ
COMPLIANCE ASSOCIATE
300 PARK AVENUE
2ND FLOOR
NEW YORK
NY
United States
Tel:
(203) 902-5526
V*******@******M
(Full email address available in API data)
Industry Affiliates
| 1851 SECURITIES, INC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| AIC CREDIT OPPORTUNITIES PARTNERS FUND II GP, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CONCORD RE, INC. | Insurance company or agency |
| GGC OPPORTUNITY FUND MANAGEMENT, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| GOLDEN GATE CAPITAL | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| LYNBROOK RE, INC. | Insurance company or agency |
| MAGNI RE LTD. | Insurance company or agency |
| NASSAU ALTERNATIVE INVESTMENTS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NASSAU GLOBAL CREDIT (UK) LLP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NASSAU GLOBAL CREDIT GP LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| NASSAU LIFE AND ANNUITY COMPANY | Insurance company or agency |
| NASSAU LIFE INSURANCE COMPANY | Insurance company or agency |
| NASSAU LIFE INSURANCE COMPANY OF KANSAS | Insurance company or agency |
| NASSAU PRIVATE CREDIT GP LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| NASSAU PRIVATE CREDIT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| NASSAU RE (CAYMAN) LTD. | Insurance company or agency |
| NGC CAPITAL MANAGEMENT LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PHL VARIABLE INSURANCE COMPANY | Insurance company or agency |
| SUNRISE RE, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NASSAU 2017-I LTD. | Securitized Asset Fund | $193.8M | $0.3M | 0 |
| NASSAU 2017-II LTD. | Securitized Asset Fund | $258.2M | $0.3M | 0 |
| NASSAU 2018-I LTD. | Securitized Asset Fund | $469.7M | $0.3M | 0 |
| NASSAU 2018-II LTD. | Securitized Asset Fund | $575.7M | $0.3M | 0 |
| NASSAU 2019-I LTD. | Securitized Asset Fund | $469.9M | $0.3M | 0 |
| NASSAU 2019-II LTD. | Securitized Asset Fund | $389.3M | $0.3M | 0 |
| NASSAU 2020-I LTD. | Securitized Asset Fund | $293.9M | $0.3M | 0 |
| NASSAU 2021-I LTD. | Securitized Asset Fund | $351.2M | $0.3M | 0 |
| NASSAU 2022-I LTD. | Securitized Asset Fund | $328.9M | $0.3M | 0 |
| NASSAU 2024-I LTD. | Securitized Asset Fund | $0.0M | $0.0M | 3 |
| NASSAU CLO SPV-I LLC | Private Equity Fund | $4.0M | $0.0M | 22 |
| NASSAU CLO SPV-II LLC | Private Equity Fund | $3.3M | $0.0M | 22 |
| NASSAU EURO CLO I DAC | Securitized Asset Fund | $351.1M | $0.1M | 0 |
| NASSAU EURO CLO II DAC | Securitized Asset Fund | $400.8M | $0.0M | 0 |
| NASSAU EURO CLO III DAC | Securitized Asset Fund | $374.1M | $0.0M | 0 |
| NASSAU EURO CLO IV DAC | Securitized Asset Fund | $56.7M | $0.0M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GASS, PHILLIP, JOHN | Individual | – | MEMBER OF BOARD OF DIRECTORS | 02/2017 | < 5% |
| NASSAU NGC HOLDINGS LLC | Domestic Entity | – | MEMBER OF NASSAU GLOBAL CREDIT LLC | 07/2023 | > 75% |
| Cheliotis, Kostas | Individual | – | MEMBER OF BOARD OF DIRECTORS | 02/2017 | < 5% |
| GGC OPPORTUNITY FUND MANAGEMENT, L.P. | Foreign Entity | GOLDEN GATE CAPITAL OPPORTUNITY FUND, LP | GENERAL PARTNER | 07/2007 | |
| GGC OPPORTUNITY FUND MANAGEMENT, L.P. | Foreign Entity | GOLDEN GATE CAPITAL OPPORTUNITY FUND-A, L.P. | GENERAL PARTNER | 07/2007 | |
| GOLDEN GATE CAPITAL OPPORTUNITY FUND, LP | Foreign Entity | NASSAU NAMCO SPLITTER, L.P. | LIMITED PARTNER | 04/2018 | 50-75% |
| GOLDEN GATE CAPITAL OPPORTUNITY FUND-A, L.P. | Foreign Entity | NASSAU NAMCO BLOCKER, LLC | MEMBER | 04/2018 | 25-50% |
| NASSAU FINANCIAL GROUP, L.P. | Foreign Entity | NASSAU ASSET MANAGEMENT LLC | MEMBER | 04/2018 | > 75% |
| NASSAU FINANCIAL GROUP GP LTD. | Foreign Entity | NASSAU FINANCIAL GROUP, L.P. | GENERAL PARTNER | 04/2018 | |
| NASSAU NAMCO SPLITTER, L.P. | Foreign Entity | GGCOF NASSAU INVESTMENTS, L.P. | LIMITED PARTNER | 04/2020 | > 75% |
| NASSAU NAMCO BLOCKER, LLC | Foreign Entity | NASSAU NAMCO SPLITTER, L.P. | LIMITED PARTNER | 04/2018 | 25-50% |
| GGC OPPORTUNITY FUND MANAGEMENT, L.P. | Foreign Entity | NASSAU NAMCO SPLITTER, L.P. | GENERAL PARTNER | 04/2018 | |
| GGCOF NASSAU INVESTMENTS, L.P. | Foreign Entity | NASSAU FINANCIAL GROUP, L.P. | LIMITED PARTNER | 04/2020 | > 75% |
| ROTH, JOHN, HERBERT | Individual | – | DEPUTY GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | 01/2023 | < 5% |
| INSULL, JONATHAN, ROBERT | Individual | – | CHIEF INVESTMENT OFFICER | 07/2023 | < 5% |
| DIAS, ALEXANDER, EMMANUEL | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2023 | < 5% |
| NASSAU ASSET MANAGEMENT LLC | Domestic Entity | NASSAU NGC HOLDINGS LLC | MEMBER | 01/2023 | > 75% |
| BANULSKI, JUSTIN, WILLIAM | Individual | – | CHIEF FINANCIAL OFFICER | 07/2023 | < 5% |