LUCID MANAGEMENT AND CAPITAL PARTNERS LP
Adviser information for LUCID MANAGEMENT AND CAPITAL PARTNERS LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $4.2B |
| Non-Discretionary | 0 | $0 |
| Total | 13 | $4.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 13 | $4.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 8 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-110202 |
|---|---|
| SEC ERA File Number | 801-110202 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 287883 |
| Legal Entity Identifier | 254900AGIT12GUPFM793 |
Principal Office
295 MADISON AVE39TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: (212)551-1702, Fax: None
Websites
Chief Compliance Officer
HEATHER CAMPBELL
CHIEF FINANCIAL AND COMPLIANCE OFFICER
295 MADISON AVE
39TH FLOOR
NEW YORK
NY
United States
Tel:
646-921-2553
H***************@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LUCID CASH FUND USG LLC | Liquidity Fund | $72.3M | $0.3M | 4 |
| LUCID PRIME FUND LLC - Q364 | Liquidity Fund | $459.3M | $1.0M | 5 |
| LUCID PRIME FUND LLC - QX | Liquidity Fund | $212.8M | $1.0M | 4 |
| LUCID PRIME FUND LLC - SERIES 2YIG | FIXED INCOME INVESTMENT FUND | $89.5M | $1.0M | 3 |
| LUCID PRIME FUND LLC - SERIES A1 | FIXED INCOME INVESTMENT FUND | $76.5M | $1.0M | 2 |
| LUCID PRIME FUND LLC - SERIES C1 | Liquidity Fund | $113.6M | $50.0M | 1 |
| LUCID PRIME FUND LLC - SERIES M | Liquidity Fund | $704.3M | $0.5M | 12 |
| LUCID PRIME FUND LLC - SERIES MIG | Liquidity Fund | $536.8M | $0.3M | 6 |
| LUCID PRIME FUND LLC - SERIES Q1 | Liquidity Fund | $510.5M | $1.0M | 8 |
| MM TERM INCOME MASTER FUND LLC | COMMITTED TERM CAPITAL LOW DURATION FIXED INCOME FUND | $1,393.3M | $0.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CARLSON, DAVID, KENT | Individual | – | CHIEF EXECUTIVE OFFICER, LIMITED PARTNER | 01/2017 | 50-75% |
| ST. PIERRE, MARTIN, IZQUIERDO | Individual | – | CHIEF RISK OFFICER, LIMITED PARTNER | 02/2017 | 10-25% |
| CARLSON, DAVID, KENT | Individual | LUCID GP LLC | MANAGING MEMBER | 01/2017 | > 75% |
| DAY-CARLSON, CATHERINE, WHIDDEN | Individual | LUCID GP LLC | MEMBER | 01/2017 | 25-50% |
| CAMPBELL, HEATHER, LEE | Individual | – | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |