ORCHARD GLOBAL ASSET MANAGEMENT LLP
Adviser information for ORCHARD GLOBAL ASSET MANAGEMENT LLP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 67 |
|---|---|
| Investment Advisory/Research | 27 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 6 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 32 | $9.6B |
| Non-Discretionary | 7 | $962.3M |
| Total | 39 | $10.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 31 | $8.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 8 | $2.2B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 77 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based feesSEE SCHEDULE D - MISCELLANEOUS |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-110205 |
|---|---|
| SEC ERA File Number | 801-110205 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 287599 |
| Legal Entity Identifier | 549300C8C7PX9HEDQS74 |
Principal Office
100 BISHOPSGATESIXTEENTH FLOOR
LONDON
United Kingdom
Monday - Friday, 900-1700
Tel: 44 207 060 0088, Fax: None
Chief Compliance Officer
SIMON JAMES
MONEY LAUNDERING REPORTING OFFICER
100 BISHOPSGATE
SIXTEENTH FLOOR
LONDON
United Kingdom
Tel:
+44 (0)207-060-0088
S**********@****************M
(Full email address available in API data)
Regulatory Contact
PIERRE MICHAUD
GENERAL COUNSEL
3737 BUFFALO SPEEDWAY
SUITE 700
HOUSTON
TX
United States
Tel:
(713) 275-0191
P*************@****************M
(Full email address available in API data)
Industry Affiliates
| BLACK FOREST GENERAL PARTNER LTD. | Sponsor, GP, manager of pooled investment vehicles |
| CHAPELGATE GENERAL PARTNER LTD. | Sponsor, GP, manager of pooled investment vehicles |
| ELEGANTREE OPPORTUNITIES FUND GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
| LINDENTREE GP LTD | Sponsor, GP, manager of pooled investment vehicles |
| OGAM LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OGAM SOFISS GP S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| OGAM TACTICAL (GP) LTD. | Sponsor, GP, manager of pooled investment vehicles |
| OGAM, LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OLEA GP, LTD. | Sponsor, GP, manager of pooled investment vehicles |
| ORCHARD GLOBAL ASSET MANAGEMENT (S) PTE LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| ORCHARD LIQUID CREDIT GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
| OT TREATY OAK GP LLC | Sponsor or syndicator of limited partnerships |
| TSO GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LARIX OPPORTUNITIES MASTER ICAV | Hedge Fund | $416.8M | $0.1M | 2 |
| LINDENTREE MASTER FUND, LP | Private Equity Fund | $48.6M | $1.0M | 8 |
| OLEA SPECIAL OPPORTUNITIES FUND I L.P. | Hedge Fund | $188.9M | $0.1M | 78 |
| ORCHARD LIQUID CREDIT MASTER FUND | Hedge Fund | $2,016.8M | $1.0M | 50 |
| TAIGA SPECIAL OPPORTUNITIES CO-INVEST S.AR.L | Hedge Fund | $359.3M | $0.5M | 11 |
| TAIGA SPECIAL OPPORTUNITIES DAC | Hedge Fund | $2,134.0M | $25.0M | 88 |
| TAIGA SPECIAL OPPORTUNITIES LP | Hedge Fund | $795.4M | $25.0M | 11 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ORCHARD GLOBAL SERVICES LIMITED | Foreign Entity | – | GENERAL PARTNER | 10/2008 | > 75% |
| OGCG OVERSEAS HOLDINGS LLC | Domestic Entity | ORCHARD GLOBAL SERVICES LIMITED | SHAREHOLDER | 09/2023 | > 75% |
| OGCG US HOLDINGS LLC | Domestic Entity | OGCG OVERSEAS HOLDINGS LLC | MEMBER | 09/2023 | > 75% |
| ORCHARD GLOBAL CAPITAL GROUP INC. | Domestic Entity | OGCG US HOLDINGS LLC | MEMBER | 09/2023 | > 75% |
| HORVATH, PAUL, DOUGLAS | Individual | – | CHIEF EXECUTIVE OFFICER | 12/2009 | < 5% |
| WEBER, ANDREW, ADAM | Individual | – | HEAD OF STRUCTURING | 01/2013 | < 5% |
| BERGERON, MARC, NMN | Individual | – | PRESIDENT | 12/2017 | < 5% |
| Michaud, Pierre, Fran�ois | Individual | – | GENERAL COUNSEL | 10/2008 | < 5% |
| Young, John, Robert | Individual | – | CHIEF INVESTMENT OFFICER | 03/2017 | < 5% |
| JAMES, SIMON, DAVID | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2017 | < 5% |
| BURKE, DAVID, ADAM | Individual | – | HEAD OF DISTRIBUTION | 03/2022 | < 5% |
| GENTZEL, HANS, FREDRIK | Individual | – | CHIEF OPERATING OFFICER | 04/2023 | < 5% |
| OGCG INTERMEDIATE HOLDINGS LLC | Domestic Entity | ORCHARD GLOBAL CAPITAL GROUP INC. | SHAREHOLDER | 09/2023 | > 75% |
| HY STRATEGIC HOLDINGS LLC | Domestic Entity | OGCG INTERMEDIATE HOLDINGS LLC | MANAGER | 07/2023 | |
| Young, John, Robert | Individual | HY STRATEGIC HOLDINGS LLC | MEMBER | 07/2023 | 25-50% |
| Young, John, Robert | Individual | OGCG INTERMEDIATE HOLDINGS LLC | CLASS A MEMBER | 07/2023 | 25-50% |
| HORVATH, PAUL, DOUGLAS | Individual | HY STRATEGIC HOLDINGS LLC | MEMBER | 07/2023 | 50-75% |
| HORVATH, PAUL, DOUGLAS | Individual | OGCG INTERMEDIATE HOLDINGS LLC | CLASS A MEMBER | 07/2023 | 25-50% |
| GUO, JIN, C | Individual | – | CHIEF FINANCIAL OFFICER | 10/2023 | < 5% |