Hedge Fund Database

BORDEAUX WEALTH ADVISORS

BORDEAUX WEALTH ADVISORS LLC Legal Name

Adviser information for BORDEAUX WEALTH ADVISORS last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 35
Investment Advisory/Research 26
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 26
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 3

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 229 $3.7B
Non-Discretionary 18 $757.4M
Total 247 $4.4B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 244 $4.4B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 3 $33.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)CREDIT AND CASH MANAGEMENT SOLUTIONS, INSURANCE SOLUTIONS
Compensation % of AUMFixed fees
Other Business Activities CREDIT, CASH MANAGEMENT, INSURANCE SOLUTIONS

Identifiers

SEC RIA File Number 801-110221
SEC ERA File Number 801-110221
SEC CIK Numbers 1821271
SEC CRD Numbers 287758
Legal Entity Identifier None

Principal Office

1550 EL CAMINO REAL
SUITE 100
MENLO PARK
CA
United States
Monday - Friday, 8:00 AM - 5 PM
Tel: 650-289-1105, Fax: 650-472-8016

Websites

twitter.com/focusfinancial www.linkedin.com/company/focus-financial-partners/ www.linkedin.com/company/18217242/ focusfinancialpartners.com www.bordeauxwealthadvisors.com www.linkedin.com/company/2064318/

Chief Compliance Officer

PHILIP PLATT
5110 CARILLON POINT
KIRKLAND
WA
United States
Tel: 425-522-2955
(Full email address available in API data)

Regulatory Contact

MADELINE HEDGES
COMPLIANCE OFFICER
255 E. FIFTH STREET
SUITE 1900
CINCINNATI
OH
United States
Tel: 513-832-5467
(Full email address available in API data)

Industry Affiliates

FOCUS RISK SOLUTIONS Insurance company or agency
SCS CAPITAL MANAGEMENT LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
SENTINEL PENSION ADVISORS INC Other investment adviser, including financial plannersPension consultant

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FOCUS OPERATING, LLC Domestic Entity – MEMBER (MANAGER) 03/2017 > 75%
MYERS, THOMAS, CARL Individual – CEO 01/2021 < 5%
MURDOCK, DAVID, KEITH Individual – MANAGING PARTNER 03/2017 < 5%
FOCUS FINANCIAL PARTNERS, LLC Domestic Entity FOCUS OPERATING, LLC MEMBER 01/2007 > 75%
FOCUS FINANCIAL PARTNERS INC. Domestic Entity FOCUS FINANCIAL PARTNERS, LLC MEMBER 07/2018 > 75%
EKONIAK, JON, MICHAEL Individual – MANAGING PARTNER 01/2020 < 5%
SNARE, JON, CARTER Individual – MANAGING PARTNER 01/2019 < 5%
HERING, JAMES, MICHAEL Individual – MANAGING DIRECTOR 10/2020 < 5%
FERDINAND FFP ACQUISITION, LLC Foreign Entity FOCUS FINANCIAL PARTNERS INC. SHAREHOLDER, CLASS A COMMON STOCK 08/2023 > 75%
FERDINAND FFP ULTIMATE HOLDINGS, LP Domestic Entity FOCUS FINANCIAL PARTNERS INC. SHAREHOLDER, CLASS B COMMON STOCK 08/2023 > 75%
FERDINAND FFP INTERMEDIATE HOLDINGS, LLC Domestic Entity FERDINAND FFP ACQUISITION, LLC MEMBER 08/2023 > 75%
FERDINAND FFP PARENT, INC. Domestic Entity FERDINAND FFP INTERMEDIATE HOLDINGS, LLC MEMBER 08/2023 > 75%
FERDINAND FFP ULTIMATE HOLDINGS, LP Domestic Entity FERDINAND FFP PARENT, INC. SHAREHOLDER 08/2023 > 75%
CD&R FERDINAND HOLDINGS, L.P. Domestic Entity FERDINAND FFP ULTIMATE HOLDINGS, LP PARTNER 08/2023 50-75%
CD&R FERDINAND CO-INVESTOR, L.P. Foreign Entity CD&R FERDINAND HOLDINGS, L.P. PARTNER 08/2023 25-50%
CLAYTON, DUBILIER & RICE FUND XII, L.P. Foreign Entity CD&R FERDINAND HOLDINGS, L.P. PARTNER 08/2023 50-75%
PLATT, PHILIP, THOMAS Individual – CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER 03/2024 < 5%

No. Employees, Historic

40200201920202021202220232024202512 on 5/7/201912 on 5/7/201912 on 5/13/201912 on 5/30/201912 on 6/3/201912 on 9/9/201912 on 11/19/201912 on 1/7/202012 on 2/24/202012 on 6/18/202012 on 6/26/202012 on 11/5/202022 on 3/16/202122 on 3/16/202122 on 4/7/202122 on 4/8/202124 on 3/21/202224 on 3/23/202224 on 3/25/202224 on 4/15/202224 on 4/18/202224 on 7/7/202224 on 7/25/202224 on 11/3/202231 on 3/28/202331 on 4/7/202331 on 5/5/202331 on 8/16/202331 on 9/25/202331 on 10/17/202331 on 1/5/202435 on 3/19/202435 on 3/22/2024

RAUM, Historic

5B3B020192020202120222023202420252133451259 on 5/7/20192133451259 on 5/7/20192133451259 on 5/13/20192133451259 on 5/30/20192288738212 on 6/3/20192275969834 on 9/9/20192275969834 on 11/19/20192275969834 on 1/7/20202476129264 on 2/24/20202476129264 on 6/18/20202476129264 on 6/26/20202476129264 on 11/5/20203470097382 on 3/16/20213470097382 on 3/16/20213470097382 on 4/7/20213470097382 on 4/8/20214107869347 on 3/21/20224107869347 on 3/23/20224107869347 on 3/25/20224107869347 on 4/15/20224107869347 on 4/18/20224107869347 on 7/7/20224107869347 on 7/25/20224107869347 on 11/3/20224006682176 on 3/28/20234006682176 on 4/7/20234006682176 on 5/5/20234006682176 on 8/16/20234006682176 on 9/25/20234006682176 on 10/17/20234006682176 on 1/5/20244437471849 on 3/19/20244437471849 on 3/22/2024

No. Clients, Historic

30015002019202020212022202320242025123 on 5/7/2019123 on 5/7/2019123 on 5/13/2019123 on 5/30/2019124 on 6/3/2019127 on 9/9/2019127 on 11/19/2019127 on 1/7/2020136 on 2/24/2020136 on 6/18/2020136 on 6/26/2020136 on 11/5/2020159 on 3/16/2021159 on 3/16/2021159 on 4/7/2021159 on 4/8/2021191 on 3/21/2022191 on 3/23/2022191 on 3/25/2022191 on 4/15/2022191 on 4/18/2022191 on 7/7/2022191 on 7/25/2022191 on 11/3/2022221 on 3/28/2023221 on 4/7/2023221 on 5/5/2023221 on 8/16/2023221 on 9/25/2023221 on 10/17/2023221 on 1/5/2024247 on 3/19/2024247 on 3/22/2024

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 213K 1K 0
ADIENT PLC ORD SHS 895K 36K 0
AIRBNB INC COM CL A 977K 6K 0
ALASKA AIR GROUP INC COM 693K 17K 0
ALPHABET INC CAP STK CL A 18M 101K 0
ALPHABET INC CAP STK CL C 44M 238K 0
ALTRIA GROUP INC COM 642K 14K 0
AMAZON COM INC COM 5M 24K 0
AMEREN CORP COM 321K 5K 0
AMERICAN CENTY ETF TR INTL SMCP VLU 260K 4K 0
AMGEN INC COM 854K 3K 0
APPLE INC COM 36M 169K 0
AUTOMATIC DATA PROCESSING IN COM 842K 4K 0
BOEING CO COM 19M 103K 0
BROADCOM INC COM 413K 257 0
BROOKFIELD CORP CL A LTD VT SH 305K 7K 0
CADENCE DESIGN SYSTEM INC COM 1M 4K 0
CATERPILLAR INC COM 434K 1K 0
CHEGG INC COM 41K 13K 0
CHEVRON CORP NEW COM 508K 3K 0
CISCO SYS INC COM 519K 11K 0
COCA COLA CO COM 253K 4K 0
CONSTELLATION BRANDS INC CL A 272K 1K 0
COSTCO WHSL CORP NEW COM 2M 3K 0
DANAHER CORPORATION COM 952K 4K 0
DEERE & CO COM 237K 633 0
DIMENSIONAL ETF TRUST INTL CORE EQT MK 486K 16K 0
DIMENSIONAL ETF TRUST US CORE EQUITY 2 314K 10K 0
DIMENSIONAL ETF TRUST US SMALL CAP ETF 5M 90K 0
DIMENSIONAL ETF TRUST US TARGETED VLU 387K 7K 0
DOORDASH INC CL A 1M 13K 0
DOVER CORP COM 220K 1K 0
ELI LILLY & CO COM 613K 677 0
EMERSON ELEC CO COM 544K 5K 0
EXCHANGE TRADED CONCEPTS TRU BITWISE CRYPTO 240K 18K 0
EXXON MOBIL CORP COM 1M 10K 0
FIRST TR LRGE CP CORE ALPHA COM SHS 345K 4K 0
FORTINET INC COM 339K 6K 0
HOME DEPOT INC COM 324K 942 0
HUBBELL INC COM 220K 603 0
INTEL CORP COM 589K 19K 0
INTERNATIONAL BUSINESS MACHS COM 217K 1K 0
INTUITIVE SURGICAL INC COM NEW 504K 1K 0
INVESCO QQQ TR UNIT SER 1 5M 11K 0
ISHARES TR CHINA LG-CAP ETF 1M 53K 0
ISHARES TR CORE MSCI EURO 209K 4K 0
ISHARES TR CORE S&P MCP ETF 8M 139K 0
ISHARES TR CORE S&P SCP ETF 520K 5K 0
ISHARES TR CORE S&P TTL STK 4M 32K 0
ISHARES TR CORE S&P500 ETF 2M 3K 0
ISHARES TR EAFE VALUE ETF 322K 6K 0
ISHARES TR ESG AW MSCI EAFE 220K 3K 0
ISHARES TR GLOBAL TECH ETF 8M 96K 0
ISHARES TR MSCI EAFE ETF 2M 30K 0
ISHARES TR MSCI EMG MKT ETF 370K 9K 0
ISHARES TR MSCI INTL QUALTY 479K 12K 0
ISHARES TR MSCI KLD400 SOC 1M 12K 0
ISHARES TR MSCI USA MMENTM 217K 1K 0
ISHARES TR NATIONAL MUN ETF 947K 9K 0
ISHARES TR RUS 1000 ETF 15M 49K 0
ISHARES TR RUS 1000 GRW ETF 907K 2K 0
ISHARES TR RUS 1000 VAL ETF 659K 4K 0
ISHARES TR RUS 2000 VAL ETF 267K 2K 0
ISHARES TR RUS MID CAP ETF 420K 5K 0
ISHARES TR RUSSELL 2000 ETF 221K 1K 0
ISHARES TR RUSSELL 3000 ETF 227K 737 0
ISHARES TR U.S. TECH ETF 2M 13K 0
JOHNSON & JOHNSON COM 822K 6K 0
JPMORGAN CHASE & CO. COM 2M 8K 0
LAM RESEARCH CORP COM 420K 394 0
LYFT INC CL A COM 186K 13K 0
MCDONALDS CORP COM 717K 3K 0
MERCADOLIBRE INC COM 345K 210 0
MERCK & CO INC COM 539K 4K 0
META PLATFORMS INC CL A 5M 10K 0
MICRON TECHNOLOGY INC COM 414K 3K 0
MICROSOFT CORP COM 25M 55K 0
NEUBERGER BERMAN ENERGY INFR COM 92K 12K 0
NUCOR CORP COM 373K 2K 0
NVIDIA CORPORATION COM 97M 784K 0
ORACLE CORP COM 868K 6K 0
PALO ALTO NETWORKS INC COM 224K 661 0
PFIZER INC COM 283K 10K 0
PIMCO ETF TR MUNI INCOME OPP 203K 4K 0
PINTEREST INC CL A 4M 83K 0
PRECIGEN INC COM 26K 17K 0
PROCTER AND GAMBLE CO COM 675K 4K 0
PROSHARES TR SHRT 20+YR TRE 357K 15K 0
QUALCOMM INC COM 275K 1K 0
REGENERON PHARMACEUTICALS COM 796K 757 0
SALESFORCE INC COM 2M 6K 0
SCHWAB CHARLES CORP COM 584K 8K 0
SCHWAB STRATEGIC TR US BRD MKT ETF 484K 8K 0
SCHWAB STRATEGIC TR US DIVIDEND EQ 555K 7K 0
SCHWAB STRATEGIC TR US LRG CAP ETF 289K 4K 0
SCHWAB STRATEGIC TR US SML CAP ETF 227K 5K 0
SNOWFLAKE INC CL A 381K 3K 0
SPDR DOW JONES INDL AVERAGE UT SER 1 538K 1K 0
SPDR GOLD TR GOLD SHS 215K 1K 0
SPDR INDEX SHS FDS S&P CHINA ETF 3M 46K 0
SPDR S&P 500 ETF TR CALL 2M – 0
SPDR S&P 500 ETF TR TR UNIT 1M 2K 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 10M 19K 0
STARBUCKS CORP COM 2M 22K 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 308K 2K 0
TESLA INC COM 6M 28K 0
TEXAS INSTRS INC COM 326K 2K 0
THERMO FISHER SCIENTIFIC INC COM 1M 2K 0
TOAST INC CL A 722K 28K 0
UNITEDHEALTH GROUP INC COM 641K 1K 0
VANGUARD BD INDEX FDS TOTAL BND MRKT 4M 51K 0
VANGUARD INDEX FDS EXTEND MKT ETF 4M 22K 0
VANGUARD INDEX FDS GROWTH ETF 2M 5K 0
VANGUARD INDEX FDS MID CAP ETF 285K 1K 0
VANGUARD INDEX FDS REAL ESTATE ETF 2M 25K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 3M 6K 0
VANGUARD INDEX FDS SMALL CP ETF 827K 4K 0
VANGUARD INDEX FDS TOTAL STK MKT 40M 151K 0
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 228K 4K 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 5M 122K 0
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 8M 116K 0
VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 818K 11K 0
VANGUARD SCOTTSDALE FDS INT-TERM CORP 3M 41K 0
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 887K 15K 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 720K 4K 0
VANGUARD STAR FDS VG TL INTL STK F 9M 153K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 13M 260K 0
VANGUARD WHITEHALL FDS HIGH DIV YLD 12M 98K 0
VANGUARD WORLD FD COMM SRVC ETF 460K 3K 0
VANGUARD WORLD FD CONSUM DIS ETF 3M 10K 0
VANGUARD WORLD FD FINANCIALS ETF 11M 108K 0
VANGUARD WORLD FD HEALTH CAR ETF 13M 48K 0
VANGUARD WORLD FD INF TECH ETF 11M 19K 0
VANGUARD WORLD FD MATERIALS ETF 254K 1K 0
VISA INC COM CL A 3M 12K 0
WABTEC COM 489K 3K 0
WALMART INC COM 381K 6K 0
WELLS FARGO CO NEW COM 387K 7K 0
WISDOMTREE TR US HIGH DIVIDEND 527K 6K 0