Hedge Fund Database

GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.

Adviser information for GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 20
Investment Advisory/Research 12
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 12
Licensed Agents of an Insurance Company 12
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,051 $422.0M
Non-Discretionary 0 $0
Total 3,051 $422.0M

Clients

Type Number RAUM
Individuals 1,108 $260.2M
HNW Individuals 102 $161.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 24.3M
Both for Same 307.1M
Portfolio Manager to Program Sponsor
GWMIA WRAP FEE PROGRAM GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.
AE WEALTH WRAP FEE PROGRAM AE WEALTH MANAGEMENT, LLC

Identifiers

SEC RIA File Number 801-110227
SEC ERA File Number 801-110227
SEC CIK Numbers 1767855
SEC CRD Numbers 286005
Legal Entity Identifier None

Principal Office

1301 EAST BROWARD BLVD
SUITE 200
FORT LAUDERDALE
FL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 866-405-1031, Fax: 954-514-7671

Websites

www.askglobalwealth.com/ twitter.com/askglobalwealth facebook.com/askglobalwealth linkedin.com/company/global-wealth-ma www.instagram.com/askglobalwealth/ www.globalwealthwomen.org

Chief Compliance Officer

TORIAN JOHNSON
36 PIKE ST
COVINGTON
KY
United States
Tel: 859-402-1460
(Full email address available in API data)

Regulatory Contact

JOHN STANLEY THOMAS
CHIEF INVESTMENT OFFICER
1301 EAST BROWARD BLVD
SUITE 200
FORT LAUDERDALE
FL
United States
Tel: 866-405-1031
Fax: 954-514-7671
(Full email address available in API data)

Industry Affiliates

GLOBAL WEALTH RETIREMENT PLANNING, LLC Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
THOMAS, JOHN, STANLEY Individual – CIO 02/2017 < 5%
COSTA, ANDREW, MONTGOMERY Individual – CEO 02/2017 50-75%
CONNESS, CHRISTOPHER, GRANT Individual – DIRECTOR 02/2018 50-75%
JOHNSON, TORIAN Individual – CHIEF COMPLIANCE OFFICER 03/2024 < 5%

No. Employees, Historic

20100201920202021202220232024202510 on 10/24/20197 on 3/27/20207 on 5/28/20207 on 6/23/20207 on 3/22/202118 on 3/25/202218 on 7/13/202218 on 7/13/202218 on 3/29/202320 on 3/28/2024

RAUM, Historic

500M250M02019202020212022202320242025170964756 on 10/24/2019221377146 on 3/27/2020221377146 on 5/28/2020221377146 on 6/23/2020270917020 on 3/22/2021352438455 on 3/25/2022352438455 on 7/13/2022352438455 on 7/13/2022331402981 on 3/29/2023422042783 on 3/28/2024

No. Clients, Historic

2,0001,00002019202020212022202320242025657 on 10/24/2019805 on 3/27/2020805 on 5/28/2020805 on 6/23/2020872 on 3/22/20211016 on 3/25/20221016 on 7/13/20221016 on 7/13/20221140 on 3/29/20231210 on 3/28/2024

Holdings

From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 4M 23K NONE
ADVANCED MICRO DEVICES INC COM 281K 2K NONE
ALPHABET INC CAP STK CL A 5M 25K NONE
ALPHABET INC CAP STK CL C 567K 3K NONE
AMAZON COM INC COM 6M 30K NONE
AMERICAN EXPRESS CO COM 3M 14K NONE
AMGEN INC COM 2M 5K NONE
AON PLC SHS CL A 222K 757 NONE
APPLE INC COM 13M 62K NONE
BANK AMERICA CORP COM 9M 226K NONE
BERKLEY W R CORP COM 227K 3K NONE
BERKSHIRE HATHAWAY INC DEL CL B NEW 781K 2K NONE
BLACKROCK TCP CAPITAL CORP COM 608K 56K NONE
BLACKSTONE INC COM 758K 6K NONE
BP PLC SPONSORED ADR 3M 77K NONE
BROOKFIELD CORP CL A LTD VT SH 553K 13K NONE
CATERPILLAR INC COM 4M 12K NONE
CELSIUS HLDGS INC COM NEW 3M 56K NONE
CHEVRON CORP NEW COM 8M 49K NONE
CISCO SYS INC COM 3M 56K NONE
CLOUDFLARE INC CL A COM 1M 16K NONE
COCA COLA CO COM 4M 66K NONE
CONSTELLATION BRANDS INC CL A 1M 6K NONE
COSTCO WHSL CORP NEW COM 3M 3K NONE
DARDEN RESTAURANTS INC COM 490K 3K NONE
DELTA AIR LINES INC DEL COM NEW 1M 30K NONE
DIAMONDBACK ENERGY INC COM 3M 15K NONE
DIGITAL RLTY TR INC COM 5M 32K NONE
DOW INC COM 4M 70K NONE
DUKE ENERGY CORP NEW COM NEW 5M 47K NONE
ELI LILLY &CO COM 6M 6K NONE
EQUITY RESIDENTIAL SH BEN INT 620K 9K NONE
EXTRA SPACE STORAGE INC COM 3M 18K NONE
EXXON MOBIL CORP COM 5M 43K NONE
FARMER BROS CO COM 32K 12K NONE
FS KKR CAP CORP COM 694K 35K NONE
GENERAL DYNAMICS CORP COM 4M 14K NONE
GLOBAL NET LEASE INC COM NEW 80K 11K NONE
GLOBAL X FDS GLBL X MLP ETF 1M 29K NONE
GOLUB CAP BDC INC COM 685K 44K NONE
HALLIBURTON CO COM 1M 39K NONE
HOME DEPOT INC COM 5M 16K NONE
HONEYWELL INTL INC COM 4M 19K NONE
INVESCO QQQ TR UNIT SER 1 14M 29K NONE
INVITATION HOMES INC COM 523K 15K NONE
ISHARES INC CORE MSCI EMKT 3M 64K NONE
ISHARES SILVER TR ISHARES 777K 29K NONE
ISHARES TR 0-5YR INVT GR CP 12M 240K NONE
ISHARES TR CORE DIV GRWTH 1M 19K NONE
ISHARES TR CORE MSCI EAFE 9M 129K NONE
ISHARES TR CORE S&P MCP ETF 9M 156K NONE
ISHARES TR CORE S&P SCP ETF 7M 64K NONE
ISHARES TR CORE S&P500 ETF 13M 24K NONE
ISHARES TR EAFE GRWTH ETF 1M 10K NONE
ISHARES TR EAFE VALUE ETF 993K 19K NONE
ISHARES TR IBOXX HI YD ETF 9M 113K NONE
ISHARES TR NATIONAL MUN ETF 963K 9K NONE
ISHARES TR RUS 1000 GRW ETF 454K 1K NONE
ISHARES TR RUS MD CP GR ETF 749K 7K NONE
ISHARES TR RUS MDCP VAL ETF 909K 8K NONE
ISHARES TR RUS TP200 GR ETF 3M 16K NONE
ISHARES TR RUS TP200 VL ETF 2M 27K NONE
ISHARES TR RUSSELL 2000 ETF 288K 1K NONE
ISHARES TR USD INV GRDE ETF 2M 39K NONE
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 16M 276K NONE
JOHNSON &JOHNSON COM 4M 29K NONE
JPMORGAN CHASE &CO. COM 9M 43K NONE
KIMBERLY-CLARK CORP COM 4M 30K NONE
KINDER MORGAN INC DEL COM 724K 36K NONE
KKR &CO INC COM 855K 8K NONE
LENNAR CORP CL A 2M 13K NONE
LULULEMON ATHLETICA INC COM 963K 3K NONE
LYONDELLBASELL INDUSTRIES N SHS - A - 4M 39K NONE
MARRIOTT INTL INC NEW CL A 2M 9K NONE
MCDONALDS CORP COM 2M 9K NONE
MERCK &CO INC COM 3M 20K NONE
META PLATFORMS INC CL A 3M 6K NONE
MICROSOFT CORP COM 11M 24K NONE
MIDCAP FINANCIAL INVSTMNT CO COM NEW 724K 48K NONE
MORGAN STANLEY COM NEW 4M 45K NONE
NETFLIX INC COM 2M 3K NONE
NEXTERA ENERGY INC COM 2M 29K NONE
NOVO-NORDISK A S ADR 2M 11K NONE
NVIDIA CORPORATION COM 12M 94K NONE
ORACLE CORP COM 5M 33K NONE
PALO ALTO NETWORKS INC COM 2M 7K NONE
PHILLIPS EDISON &CO INC COMMON STOCK 229K 7K NONE
PROCTER AND GAMBLE CO COM 5M 29K NONE
PROLOGIS INC. COM 448K 4K NONE
PROSHARES TR ULTRAPRO QQQ 271K 4K NONE
PUBLIC STORAGE OPER CO COM 492K 2K NONE
QUALCOMM INC COM 5M 25K NONE
REALTY INCOME CORP COM 492K 9K NONE
RTX CORPORATION COM 2M 22K NONE
SALESFORCE INC COM 2M 7K NONE
SELECT SECTOR SPDR TR TECHNOLOGY 347K 2K NONE
SHOPIFY INC CL A 1M 19K NONE
SOUTHERN CO COM 5M 63K NONE
SPDR S&P 500 ETF TR TR UNIT 325K 598 NONE
SUN CMNTYS INC COM 449K 4K NONE
TARGET CORP COM 4M 30K NONE
TESLA INC COM 987K 5K NONE
THE CIGNA GROUP COM 2M 7K NONE
THE TRADE DESK INC COM CL A 2M 18K NONE
TJX COS INC NEW COM 2M 14K NONE
T-MOBILE US INC COM 1M 8K NONE
UBER TECHNOLOGIES INC COM 3M 37K NONE
UNION PAC CORP COM 201K 890 NONE
UNITED PARCEL SERVICE INC CL B 4M 26K NONE
VANGUARD BD INDEX FDS INTERMED TERM 1M 15K NONE
VANGUARD BD INDEX FDS LONG TERM BOND 784K 11K NONE
VANGUARD BD INDEX FDS SHORT TRM BOND 2M 22K NONE
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 581K 12K NONE
VANGUARD INDEX FDS GROWTH ETF 3M 9K NONE
VANGUARD INDEX FDS SMALL CP ETF 1M 6K NONE
VANGUARD INDEX FDS VALUE ETF 3M 16K NONE
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 731K 17K NONE
VANGUARD MUN BD FDS TAX EXEMPT BD 302K 6K NONE
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 5M 86K NONE
VANGUARD SCOTTSDALE FDS INT-TERM CORP 16M 199K NONE
VANGUARD SCOTTSDALE FDS LONG TERM TREAS 547K 9K NONE
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 3M 72K NONE
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 23M 400K NONE
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 388K 5K NONE
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 2M 45K NONE
VANGUARD WHITEHALL FDS HIGH DIV YLD 10M 81K NONE
VENTAS INC COM 541K 11K NONE
VICI PPTYS INC COM 468K 16K NONE
WALMART INC COM 5M 68K NONE
WORLD GOLD TR SPDR GLD MINIS 2M 34K NONE
WP CAREY INC COM 452K 8K NONE