PARKERGALE, LLC
Adviser information for PARKERGALE, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $547.3M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $547.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $547.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-110228 |
|---|---|
| SEC ERA File Number | 801-110228 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284237 |
| Legal Entity Identifier | None |
Principal Office
159 N. SANGAMON, 4TH FLOORCHICAGO
IL
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 312-698-6300, Fax: None
Chief Compliance Officer
ROSS GOFFI
CHIEF COMPLIANCE OFFICER
159 N. SANGAMON, 4TH FLOOR
4TH FLOOR
CHICAGO
IL
United States
Tel:
312-698-6328
R***@*************M
(Full email address available in API data)
Regulatory Contact
COREY DOSSETT
PARTNER, CHIEF FINANCIAL OFFICER
159 N. SANGAMON
4TH FLOOR
CHICAGO
IL
United States
Tel:
312-698-6303
C****@*************M
(Full email address available in API data)
Industry Affiliates
| PARKERGALE MANAGEMENT II, LP | Sponsor, GP, manager of pooled investment vehicles |
| PARKERGALE MANAGEMENT III, LP | Sponsor, GP, manager of pooled investment vehicles |
| PARKERGALE MANAGEMENT, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PARKERGALE CAPITAL II, LP | Private Equity Fund | $441.3M | $0.0M | 70 |
| PARKERGALE CAPITAL III, LP | Private Equity Fund | $0.0M | $0.0M | 0 |
| PARKERGALE CAPITAL, LP | Private Equity Fund | $106.1M | $0.0M | 108 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DOSSETT, COREY, WAYNE | Individual | – | CHIEF FINANCIAL OFFICER, MANAGER AND PARTNER | 09/2015 | 10-25% |
| MATHEWS, DEVIN, ROBERT | Individual | – | MANAGER AND PARTNER | 09/2015 | 25-50% |
| MILBERY, JAMES, FRASER | Individual | – | MANAGER AND PARTNER | 09/2015 | 25-50% |
| MILLIGAN, DAVID, RYAN | Individual | – | MANAGER AND PARTNER | 09/2015 | 10-25% |
| GOFFI, ERNEST, ROSS | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2021 | < 5% |