TAX EFFICIENT ASSET MANAGEMENT SOLUTION, INC.
Adviser information for TAX EFFICIENT ASSET MANAGEMENT SOLUTION, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 222 | $96.5M |
| Non-Discretionary | 2 | $2.4M |
| Total | 224 | $98.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 21 | $6.4M |
| HNW Individuals | 56 | $53.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 4 | $2.6M |
| Charitable organizations | 29 | $37.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-110232 |
|---|---|
| SEC ERA File Number | 801-110232 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 146778 |
| Legal Entity Identifier | None |
Principal Office
650 TOWN CENTER DRIVESUITE 890
COSTA MESA
CA
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 949-878-9400, Fax: 949-878-9420
Chief Compliance Officer
LARA JOHNSTON
650 TOWN CENTER DRIVE
SUITE 890
COSTA MESA
CA
United States
Tel:
949-878-9400
Fax:
949-878-9420
L***@*******M
(Full email address available in API data)
Regulatory Contact
TIMOTHY VOORHEES
PRESIDENT
650 TOWN CENTER DRIVE
SUITE 890
COSTA MESA
CA
United States
Tel:
949-878-9400
Fax:
949-878-9420
T**@*******M
(Full email address available in API data)
Industry Affiliates
| INTEGRATED FAMILY OFFICE INSURANCE SERVICES, INC. | Insurance company or agency |
| MILLION VOORHEES ZIEBOLD LLP | Lawyer or law firm |
| PAN GLOBAL ADVISERS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VOORHEES, TIMOTHY, LEE | Individual | – | PRESIDENT | 04/2008 | 50-75% |
| PAN, EVAN, TAI | Individual | – | DIRECTOR & CHIEF INVESTMENT OFFICER | 01/2019 | 50-75% |
| Johnston, Lara | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2023 | < 5% |