SILIGMUELLER & NORVID WEALTH ADVISORS LLC
Adviser information for SILIGMUELLER & NORVID WEALTH ADVISORS LLC last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 422 | $252.9M |
| Non-Discretionary | 0 | $0 |
| Total | 422 | $252.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 22 | $9.2M |
| HNW Individuals | 75 | $243.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-110234 |
|---|---|
| SEC ERA File Number | 801-110234 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109265 |
| Legal Entity Identifier | None |
Principal Office
586 DUANE ST.SUITE 202
GLEN ELLYN
IL
United States
Monday - Friday, 8:30 TO 4:30
Tel: 630-858-3651, Fax: 630-793-9638
Chief Compliance Officer
DALE SILIGMUELLER
MANAGING MEMBER
586 DUANE STREET
SUITE 202
GLEN ELLYN
IL
United States
Tel:
630-858-3651
Fax:
630-793-9638
D************@***************M
(Full email address available in API data)
Regulatory Contact
STEVEN NORVID
MANAGING MEMBER
586 DUANE ST.
SUITE 202
GLEN ELLYN
IL
United States
Tel:
630-793-9642
Fax:
630-790-4586
S******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SILIGMUELLER, DALE, SCOTT | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2004 | > 75% |
| NORVID, STEVEN, ROSS | Individual | – | MEMBER | 01/2009 | < 5% |
| SILIGMUELLER, DAVID, SCOTT | Individual | – | ADVISER ASSOCIATE | 05/2019 | < 5% |