Hedge Fund Database

KM CAPITAL MANAGEMENT, LTD.

Adviser information for KM CAPITAL MANAGEMENT, LTD. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 235 $252.4M
Non-Discretionary 11 $55.5M
Total 246 $307.9M

Clients

Type Number RAUM
Individuals 16 $5.0M
HNW Individuals 23 $297.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 1 $1.6M
Pension and profit sharing plans 0 $0
Charitable organizations <5 $3.9M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesBOOKKEEPING SERVICES
Compensation % of AUMFixed feesPerformance-based fees

Identifiers

SEC RIA File Number 801-110262
SEC ERA File Number 801-110262
SEC CIK Numbers 1963514
SEC CRD Numbers 132887
Legal Entity Identifier None

Principal Office

1701 DIRECTORS BLVD.
SUITE 370
AUSTIN
TX
United States
BY APPOINTMENT ONLY, 8:00 A.M. TO 4:30 P.M.
Tel: 512-697-0290, Fax: 512-697-0291

Websites

www.kmcapitalmgt.com www.linkedin.com/company/km-capital-management/

Chief Compliance Officer

JOSEPH A. FESTE
PARTNER
1701 DIRECTOR'S BLVD., STE. 370
AUSTIN
TX
United States
Tel: (512)697-0290
Fax: (512)697-0291
(Full email address available in API data)

Regulatory Contact

JOSEPH W FESTE
VICE PRESIDENT
1701 DIRECTORS BLVD.
SUITE 370
AUSTIN
TX
United States
Tel: 512-697-0290
Fax: 512-697-0291
(Full email address available in API data)

Industry Affiliates

KM CAPITAL MANAGEMENT GP, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
KM CAPITAL VENTURE PARTNERS III, LP Private Equity Fund $1.6M $0.0M 25

Control Persons

Name Type Entity Title Since Ownership
FESTE, JOSEPH, ANDREW Individual – PRESIDENT/CHIEF COMPLIANCE OFFICER 07/2004 > 75%
FESTE, JOSEPH, W Individual – VICE PRESIDENT 03/2014 < 5%
TRACY, MARK, RUBEN Individual – CHIEF FINANCIAL OFFICER 10/2004 < 5%
KM CAPITAL MANAGEMENT GP LLC Domestic Entity – GENERAL PARTNER 09/2009 < 5%
FESTE, JOSEPH, ANDREW Individual KM CAPITAL MANAGEMENT GP LLC OWNER 09/2009 50-75%
Feste, Kelley Individual KM CAPITAL MANAGEMENT GP LLC OWNER 09/2009 50-75%

No. Employees, Historic

10502020202120222023202420257 on 3/23/20207 on 6/24/20207 on 3/30/20217 on 6/9/20217 on 3/31/20227 on 3/30/20237 on 4/27/20237 on 5/2/20237 on 3/28/2024

RAUM, Historic

400M200M0202020212022202320242025195799000 on 3/23/2020195799000 on 6/24/2020245060614 on 3/30/2021245060614 on 6/9/2021265161383 on 3/31/2022250848193 on 3/30/2023250848193 on 4/27/2023248652872 on 5/2/2023307905099 on 3/28/2024

No. Clients, Historic

5025020202021202220232024202548 on 3/23/202048 on 6/24/202045 on 3/30/202145 on 6/9/202147 on 3/31/202242 on 3/30/202342 on 4/27/202342 on 5/2/202341 on 3/28/2024

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ISHARES U S ETF TR BLACKROCK SHORT 2M 48K –
INVESCO QQQ TR UNIT SER 1 11M 24K –
ISHARES TR U S EQUITY FACTR 356K 6K –
VANGUARD INDEX FDS TOTAL STK MKT 301K 1K –
SPDR SER TR NUVEEN BLMBRG SH 685K 15K –
ISHARES TR U.S. ENERGY ETF 1M 26K –
SPDR SER TR PORTFOLIO LN TSR 5M 172K –
ISHARES TR SHRT NAT MUN ETF 2M 24K –
ISHARES TR S&P 100 ETF 6M 23K –
ISHARES TR CALIF MUN BD ETF 322K 6K –
ISHARES TR U.S. REAL ES ETF 2M 26K –
FS KKR CAP CORP COM 690K 35K –
ISHARES U S ETF TR U.S. TECH INDEPD 677K 9K –
ISHARES TR EUROPE ETF 5M 96K –
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 2M 37K –
ISHARES INC MSCI EMRG CHN 12M 202K –
BLACKROCK ETF TRUST US EQT FACTOR 3M 72K –
ISHARES TR EAFE GRWTH ETF 7M 72K –
ISHARES TR RUS TOP 200 ETF 14M 103K –
WISDOMTREE TR CLOUD COMPUTNG 918K 29K –
ISHARES TR 0-3 MNTH TREASRY 4M 43K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 225K 8K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 1M 18K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 2M 71K –
DIMENSIONAL ETF TRUST US TARGETED VLU 350K 7K –
DIMENSIONAL ETF TRUST US EQUITY ETF 37M 635K –
ISHARES TR MSCI USA MIN VOL 2M 27K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 979K 39K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 11M 297K –
ISHARES TR CORE S&P TTL STK 30M 255K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 474K 12K –
ISHARES TR CORE MSCI TOTAL 448K 7K –
DIMENSIONAL ETF TRUST GLOBAL REAL EST 1M 54K –
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 278K 4K –
ISHARES TR MSCI USA QLT FCT 5M 28K –
SCHWAB STRATEGIC TR FUNDAMENTAL US B 463K 7K –
ISHARES TR 20 YR TR BD ETF 2M 26K –
ISHARES TR BLACKROCK ULTRA 1M 27K –
SPDR SER TR PRTFLO S&P500 GW 4M 52K –
SPDR SER TR PRTFLO S&P500 VL 300K 6K –
ISHARES TR GLOBAL ENERG ETF 3M 68K –
FIDELITY COMWLTH TR NASDAQ COMPSIT 5M 72K –
ISHARES TR RUS 1000 ETF 1M 5K –