Hedge Fund Database

OAKWELL PRIVATE WEALTH MANAGEMENT

OAKWELL PRIVATE WEALTH MANAGEMENT, LLC Legal Name

Adviser information for OAKWELL PRIVATE WEALTH MANAGEMENT last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 11
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 909 $408.1M
Non-Discretionary 14 $3.7M
Total 923 $411.8M

Clients

Type Number RAUM
Individuals 221 $230.8M
HNW Individuals 92 $85.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 52 $43.2M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 18 $52.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-110263
SEC ERA File Number 801-110263
SEC CIK Numbers 1844024
SEC CRD Numbers 162096
Legal Entity Identifier None

Principal Office

3200 STECK AVE
SUITE 200
AUSTIN
TX
United States
MON - FRI: 9AM - 5PM CST; FRI: 9-1 PM CST, MON - THUR: 9AM - 5PM CST; FRI: 9AM-1 PM CST
Tel: 1-800-55OAKWELL, Fax: 512-335-7511

Websites

www.oakwellpwm.com www.linkedin.com/company/oakwell-private-wealth-management/ www.facebook.com/oakwellpwm

Chief Compliance Officer

AUDREY WESTFALL
CCO
3200 STECK AVE
SUITE 200
AUSTIN
TX
United States
Tel: 512-640-3610
Fax: 512-335-7511
(Full email address available in API data)

Regulatory Contact

LAURENT BOUMAZA
MANAGING MEMBER
3200 STECK AVE
SUITE 200
AUSTIN
TX
United States
Tel: 512-335-1771
Fax: 512-335-7511
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CERUSE FINANCIAL LLC Domestic Entity – OWNING MEMBER 09/2015 50-75%
ROBBINS FINANCIAL COORDINATING SERVICES INC. Domestic Entity – OWNING MEMBER 03/2017 25-50%
TOUCHSTONE WEALTH PLANNERS INC. Domestic Entity – OWNING MEMBER 07/2016 10-25%
BOUMAZA, LAURENT Individual CERUSE FINANCIAL LLC OWNER 12/2010 > 75%
ROBBINS, RICHARD, CLAY Individual ROBBINS FINANCIAL COORDINATING SERVICES INC. OWNER 06/2007 > 75%
MCDONALD, TOUCHSTONE, KYTE Individual TOUCHSTONE WEALTH PLANNERS INC. OWNER 04/2006 50-75%
WESTFALL, AUDREY, MARIE Individual – CCO 01/2019 < 5%
SMALL BUSINESS SIMPLIFIED, LLC Domestic Entity – OWNING MEMBER 01/2020 5-10%
WESTFALL, AUDREY, MARIE Individual SMALL BUSINESS SIMPLIFIED, LLC OWNER 01/2020 > 75%

No. Employees, Historic

201002020202120222023202420257 on 3/30/20207 on 6/1/20207 on 6/17/20209 on 3/30/202110 on 3/30/202210 on 3/28/202310 on 4/26/202310 on 10/3/202311 on 3/26/2024

RAUM, Historic

500M250M0202020212022202320242025206088863 on 3/30/2020206088863 on 6/1/2020206088863 on 6/17/2020248306811 on 3/30/2021321727734 on 3/30/2022311200508 on 3/28/2023311200508 on 4/26/2023311200508 on 10/3/2023411756060 on 3/26/2024

No. Clients, Historic

5002500202020212022202320242025418 on 3/30/2020418 on 6/1/2020418 on 6/17/2020275 on 3/30/2021301 on 3/30/2022346 on 3/28/2023346 on 4/26/2023346 on 10/3/2023383 on 3/26/2024

Holdings

From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADVANCED MICRO DEVICES INC COM 1M 7K –
ALPHABET INC CAP STK CL A 1M 7K –
AMAZON COM INC COM 639K 3K –
AMERICAN CENTY ETF TR US SML CP VALU 15M 169K –
AMERICAN CENTY ETF TR US EQT ETF 642K 7K –
AMERICAN CENTY ETF TR INTL SMCP VLU 9M 140K –
APPLE INC COM 2M 9K –
ARES CAPITAL CORP COM 231K 11K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 3K –
BLACKSTONE SECD LENDING FD COMMON STOCK 272K 9K –
BROADCOM INC COM 275K 171 –
CHEVRON CORP NEW COM 565K 4K –
CISCO SYS INC COM 306K 6K –
CONOCOPHILLIPS COM 743K 6K –
DIMENSIONAL ETF TRUST EMERGING MKTS CO 32M 1M –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 1M 41K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 201K 3K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 203K 8K –
ELI LILLY & CO COM 423K 467 –
EXXON MOBIL CORP COM 2M 14K –
GLOBE LIFE INC COM 576K 7K –
INVESCO QQQ TR UNIT SER 1 5M 10K –
ISHARES INC CORE MSCI EMKT 295K 6K –
ISHARES TR CORE MSCI EAFE 7M 93K –
ISHARES TR MSCI USA MMENTM 1M 6K –
ISHARES TR NATIONAL MUN ETF 8M 75K –
ISHARES TR MSCI EAFE ETF 2M 21K –
ISHARES TR CORE S&P MCP ETF 676K 12K –
ISHARES TR S&P MC 400GR ETF 384K 4K –
ISHARES TR CORE S&P SCP ETF 18M 165K –
ISHARES TR CORE S&P500 ETF 4M 7K –
ISHARES TR S&P 500 GRWT ETF 537K 6K –
ISHARES TR RUSSELL 2000 ETF 2M 10K –
ISHARES TR CORE S&P TTL STK 16M 132K –
JPMORGAN CHASE & CO. COM 1M 6K –
MICROSOFT CORP COM 3M 6K –
NOVO-NORDISK A S ADR 704K 5K –
NVIDIA CORPORATION COM 5M 39K –
PROLOGIS INC. COM 2M 16K –
SCHWAB STRATEGIC TR US BRD MKT ETF 1M 18K –
SCHWAB STRATEGIC TR US LRG CAP ETF 7M 115K –
SCHWAB STRATEGIC TR US SML CAP ETF 2M 35K –
SCHWAB STRATEGIC TR INTL SCEQT ETF 1M 30K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 3M 106K –
SCHWAB STRATEGIC TR INT-TRM U.S TRES 8M 155K –
SCHWAB STRATEGIC TR US MID-CAP ETF 529K 7K –
SELECT SECTOR SPDR TR TECHNOLOGY 466K 2K –
SPDR GOLD TR GOLD SHS 252K 1K –
SPDR SER TR S&P 600 SMCP VAL 1M 17K –
SPDR SER TR PORTFOLI S&P1500 2M 27K –
SPDR SER TR NUVEEN BLOOMBERG 2M 94K –
SPDR SER TR PORTFOLIO S&P600 337K 8K –
SUPER MICRO COMPUTER INC COM 270K 329 –
TYSON FOODS INC CL A 202K 4K –
UNITEDHEALTH GROUP INC COM 281K 551 –
VANECK ETF TRUST SEMICONDUCTR ETF 213K 818 –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 323K 7K –
VANGUARD INDEX FDS S&P 500 ETF SHS 792K 2K –
VANGUARD INDEX FDS TOTAL STK MKT 114M 425K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 5M 120K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 12M 154K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 7M 96K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 40M 803K –
VISA INC COM CL A 904K 3K –
WALMART INC COM 409K 6K –