CATALINA CAPITAL GROUP, LLC
Adviser information for CATALINA CAPITAL GROUP, LLC last updated from Form ADV on March 10th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 6 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 605 | $445.7M |
| Non-Discretionary | 82 | $183.9M |
| Total | 687 | $629.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 70 | $22.3M |
| HNW Individuals | 99 | $277.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 84 | $185.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 8 | $143.9M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $113,188 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
2601 AIRPORT DRIVESUITE 375
TORRANCE
CA
United States
Monday - Friday, 9 AM - 5 PM
Tel: 310-540-5544, Fax: None
Chief Compliance Officer
CHRISTOPHER MATTHEW FRANTZ
2601 AIRPORT DRIVE
SUITE 375
TORRANCE
CA
United States
Tel:
310-540-5544
C****@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FRANTZ, CHRIS, MATTHEW | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 08/2014 | 50-75% |
| OERTLE, PHILIPPE, ROBERT | Individual | – | MEMBER | 08/2017 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 24th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 437K | 4K | – |
| ABBVIE INC | COM | 2M | 9K | – |
| ABRDN GLOBAL INFRA INCOME FU | COM SHS BEN INT | 185K | 10K | – |
| ABRDN TOTAL DYNAMIC DIVIDEND | COM SH BEN INT | 84K | 10K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 667K | 2K | – |
| ADAGENE INC | ADS | 51K | 17K | – |
| ADOBE INC | COM | 666K | 1K | – |
| ADVANCED MICRO DEVICES INC | COM | 1M | 7K | – |
| AFLAC INC | COM | 359K | 4K | – |
| AIR PRODS & CHEMS INC | COM | 209K | 811 | – |
| AKSO HEALTH GROUP | ADS | 14K | 17K | – |
| ALLSPRING MULTI SECTOR INCOM | COM | 103K | 12K | – |
| ALPHABET INC | CAP STK CL C | 4M | 23K | – |
| ALPHABET INC | CAP STK CL A | 4M | 20K | – |
| ALTRIA GROUP INC | COM | 344K | 8K | – |
| AMAZON COM INC | COM | 7M | 37K | – |
| AMERICAN EXPRESS CO | COM | 701K | 3K | – |
| AMERICAN TOWER CORP NEW | COM | 262K | 1K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 207K | 2K | – |
| AMERIPRISE FINL INC | COM | 301K | 705 | – |
| AMGEN INC | COM | 661K | 2K | – |
| AMPHENOL CORP NEW | CL A | 247K | 4K | – |
| ANALOG DEVICES INC | COM | 673K | 3K | – |
| APPLE INC | COM | 15M | 72K | – |
| APPLIED MATLS INC | COM | 534K | 2K | – |
| ARDAGH METAL PACKAGING S A | SHS | 49K | 14K | – |
| ARGO BLOCKCHAIN PLC | ADS | 15K | 13K | – |
| ARISTA NETWORKS INC | COM | 326K | 930 | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 521K | 509 | – |
| AT&T INC | COM | 381K | 20K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 349K | 1K | – |
| AUTOZONE INC | COM | 213K | 72 | – |
| BAKER HUGHES COMPANY | CL A | 218K | 6K | – |
| BANCO BILBAO VIZCAYA ARGENTA | SPONSORED ADR | 159K | 16K | – |
| BANCO SANTANDER S.A. | ADR | 135K | 29K | – |
| BANK AMERICA CORP | COM | 1M | 26K | – |
| BANK NEW YORK MELLON CORP | COM | 398K | 7K | – |
| BARINTHUS BIOTHERAPEUTICS PL | ADS | 25K | 18K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 3M | 8K | – |
| BLACKROCK CAP ALLOCATION TER | COM | 194K | 12K | – |
| BLACKROCK CR ALLOCATION INCO | COM | 270K | 25K | – |
| BLACKROCK ENHANCED INTL DIV | COM BENE INTER | 89K | 16K | – |
| BLACKROCK ETF TRUST | US EQT FACTOR | 1M | 22K | – |
| BLACKROCK INC | COM | 730K | 927 | – |
| BLACKROCK MUNI INCOME TR II | COM | 255K | 24K | – |
| BLACKROCK TCP CAPITAL CORP | COM | 108K | 10K | – |
| BLACKSTONE INC | COM | 215K | 2K | – |
| BLACKSTONE LONG SHORT CR INC | COM SHS BN INT | 149K | 12K | – |
| BOEING CO | COM | 225K | 1K | – |
| BOOKING HOLDINGS INC | COM | 610K | 154 | – |
| BOSTON SCIENTIFIC CORP | COM | 430K | 6K | – |
| BRAEMAR HOTELS & RESORTS INC | COM | 47K | 18K | – |
| BROADCOM INC | COM | 3M | 2K | – |
| BROOKFIELD CORP | CL A LTD VT SH | 285K | 7K | – |
| CACI INTL INC | CL A | 839K | 2K | – |
| CADENCE DESIGN SYSTEM INC | COM | 308K | 1K | – |
| CALAMOS LNG SHR EQT DYNAMIC | COM | 253K | 17K | – |
| CAPITAL ONE FINL CORP | COM | 206K | 1K | – |
| CARRIER GLOBAL CORPORATION | COM | 273K | 4K | – |
| CATERPILLAR INC | COM | 815K | 2K | – |
| CELSIUS HLDGS INC | COM NEW | 2M | 30K | – |
| CHEVRON CORP NEW | COM | 1M | 7K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 494K | 8K | – |
| CHUBB LIMITED | COM | 583K | 2K | – |
| CHUNGHWA TELECOM CO LTD | SPON ADR NEW11 | 350K | 9K | – |
| CION INVT CORP | COM | 278K | 23K | – |
| CISCO SYS INC | COM | 558K | 12K | – |
| CITIGROUP INC | COM NEW | 253K | 4K | – |
| COCA COLA CO | COM | 3M | 44K | – |
| COCA COLA CO | COM | 2M | 34K | – |
| COHEN & STEERS REAL ESTATE O | SHS BENFIN INT | 182K | 13K | – |
| COLGATE PALMOLIVE CO | COM | 208K | 2K | – |
| COMCAST CORP NEW | CL A | 732K | 19K | – |
| CONOCOPHILLIPS | COM | 818K | 7K | – |
| CONSTELLATION ENERGY CORP | COM | 269K | 1K | – |
| COSTCO WHSL CORP NEW | COM | 2M | 2K | – |
| CRESCENT CAP BDC INC | COM | 220K | 12K | – |
| CSX CORP | COM | 207K | 6K | – |
| CUMMINS INC | COM | 296K | 1K | – |
| DANAHER CORPORATION | COM | 702K | 3K | – |
| DEERE & CO | COM | 377K | 1K | – |
| DIAMONDBACK ENERGY INC | COM | 271K | 1K | – |
| DIGITAL RLTY TR INC | COM | 340K | 2K | – |
| DIMENSIONAL ETF TRUST | INTL SMALL CAP V | 356K | 13K | – |
| DISNEY WALT CO | COM | 510K | 5K | – |
| DOUBLELINE YIELD OPPORTUNITI | COM | 214K | 14K | – |
| DOVER CORP | COM | 301K | 2K | – |
| DOW INC | COM | 240K | 5K | – |
| DUKE ENERGY CORP NEW | COM NEW | 311K | 3K | – |
| DUPONT DE NEMOURS INC | COM | 255K | 3K | – |
| DWS STRATEGIC MUN INCOME TR | COM | 129K | 13K | – |
| EATON CORP PLC | SHS | 867K | 3K | – |
| EATON VANCE TAX-MANAGED GLOB | COM | 118K | 14K | – |
| ELEVANCE HEALTH INC | COM | 883K | 2K | – |
| ELI LILLY & CO | COM | 4M | 4K | – |
| EMERSON ELEC CO | COM | 408K | 4K | – |
| EOG RES INC | COM | 352K | 3K | – |
| EQUINIX INC | COM | 222K | 294 | – |
| EXXON MOBIL CORP | COM | 2M | 19K | – |
| FASTENAL CO | COM | 202K | 3K | – |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 446K | 3K | – |
| FIRST TR EXCH TRADED FD III | CALIF MUN INCM | 1M | 26K | – |
| FIRST TR EXCHANGE-TRADED FD | MANAGD MUN ETF | 406K | 8K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 484K | 13K | – |
| FIRST TR EXCHNG TRADED FD VI | FT ENERGY INCOME | 228K | 12K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST U.S EQT | 525K | 15K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 569K | 18K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 340K | 8K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 280K | 6K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST UQ EQT | 836K | 20K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 261K | 6K | – |
| FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 215K | 5K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 669K | 19K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 203K | 5K | – |
| FISERV INC | COM | 287K | 2K | – |
| FLAHERTY & CRUMRINE PFD INCO | COM | 151K | 18K | – |
| FORD MTR CO DEL | COM | 180K | 14K | – |
| FREEPORT-MCMORAN INC | CL B | 295K | 6K | – |
| FS CREDIT OPPORTUNITIES CORP | COMMON STOCK | 367K | 58K | – |
| GALLAGHER ARTHUR J & CO | COM | 841K | 3K | – |
| GARMIN LTD | SHS | 212K | 1K | – |
| GE AEROSPACE | COM NEW | 513K | 3K | – |
| GENERAL DYNAMICS CORP | COM | 288K | 994 | – |
| GENERAL MTRS CO | COM | 277K | 6K | – |
| GOLDMAN SACHS GROUP INC | COM | 1M | 3K | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 785K | 15K | – |
| HALLIBURTON CO | COM | 224K | 7K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 240K | 2K | – |
| HF SINCLAIR CORP | COM | 207K | 4K | – |
| HIGHLAND OPPORTUNITIES | HIGHLAND INCOME | 88K | 14K | – |
| HOME DEPOT INC | COM | 2M | 6K | – |
| HONEYWELL INTL INC | COM | 437K | 2K | – |
| HSBC HLDGS PLC | SPON ADR NEW | 236K | 5K | – |
| ILLINOIS TOOL WKS INC | COM | 226K | 953 | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 3M | 80K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 2M | 44K | – |
| INNOVATOR ETFS TRUST | US SML CP PWR B | 3M | 79K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 267K | 8K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 476K | 12K | – |
| INTEL CORP | COM | 223K | 7K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 246K | 2K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 541K | 3K | – |
| INTUIT | COM | 543K | 826 | – |
| INTUITIVE SURGICAL INC | COM NEW | 1M | 3K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 3M | 17K | – |
| INVESCO QQQ TR | UNIT SER 1 | 1M | 3K | – |
| INVESCO TR INVT GRADE MUNS | COM | 113K | 11K | – |
| INVESCO VALUE MUN INCOME TR | COM | 265K | 21K | – |
| ISHARES GOLD TR | ISHARES NEW | 244K | 6K | – |
| ISHARES INC | MSCI EMRG CHN | 333K | 6K | – |
| ISHARES INC | CORE MSCI EMKT | 451K | 8K | – |
| ISHARES TR | S&P 500 GRWT ETF | 1M | 14K | – |
| ISHARES TR | RUS 1000 VAL ETF | 553K | 3K | – |
| ISHARES TR | MBS ETF | 509K | 6K | – |
| ISHARES TR | CALIF MUN BD ETF | 296K | 5K | – |
| ISHARES TR | CORE MSCI EAFE | 231K | 3K | – |
| ISHARES TR | RUS 1000 GRW ETF | 2M | 6K | – |
| ISHARES TR | S&P 500 VAL ETF | 707K | 4K | – |
| ISHARES TR | U.S. TECH ETF | 1M | 10K | – |
| ISHARES TR | EAFE GRWTH ETF | 1M | 10K | – |
| ISHARES TR | CORE S&P500 ETF | 7M | 12K | – |
| ISHARES TR | MSCI USA QLT FCT | 2M | 10K | – |
| ISHARES TR | RUS 1000 ETF | 503K | 2K | – |
| ISHARES TR | RUSSELL 2000 ETF | 241K | 1K | – |
| ISHARES TR | EAFE VALUE ETF | 789K | 15K | – |
| ISHARES TR | CORE S&P SCP ETF | 216K | 2K | – |
| ISHARES TR | NATIONAL MUN ETF | 373K | 3K | – |
| ISHARES TR | CORE TOTAL USD | 2M | 34K | – |
| ISHARES TR | US TREAS BD ETF | 3M | 145K | – |
| ISHARES TR | 20 YR TR BD ETF | 332K | 4K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 4M | 70K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 301K | 6K | – |
| JOHNSON & JOHNSON | COM | 968K | 7K | – |
| JPMORGAN CHASE & CO. | COM | 2M | 12K | – |
| KAYNE ANDERSON ENERGY INFRST | COM | 336K | 33K | – |
| KIMBERLY-CLARK CORP | COM | 272K | 2K | – |
| KLA CORP | COM NEW | 344K | 417 | – |
| LAM RESEARCH CORP | COM | 640K | 601 | – |
| LINDE PLC | SHS | 632K | 1K | – |
| LIQUIDIA CORPORATION | COM NEW | 247K | 21K | – |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 47K | 17K | – |
| LOCKHEED MARTIN CORP | COM | 524K | 1K | – |
| LOWES COS INC | COM | 550K | 2K | – |
| M & T BK CORP | COM | 435K | 3K | – |
| MARATHON OIL CORP | COM | 460K | 16K | – |
| MARATHON PETE CORP | COM | 592K | 3K | – |
| MARRIOTT INTL INC NEW | CL A | 206K | 853 | – |
| MARSH & MCLENNAN COS INC | COM | 453K | 2K | – |
| MASTERCARD INCORPORATED | CL A | 1M | 3K | – |
| MCDONALDS CORP | COM | 524K | 2K | – |
| MCKESSON CORP | COM | 440K | 753 | – |
| MERCK & CO INC | COM | 1M | 10K | – |
| META PLATFORMS INC | CL A | 5M | 9K | – |
| MGM RESORTS INTERNATIONAL | COM | 293K | 7K | – |
| MICRON TECHNOLOGY INC | COM | 438K | 3K | – |
| MICROSOFT CORP | COM | 15M | 33K | – |
| MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 194K | 18K | – |
| MIZUHO FINANCIAL GROUP INC | SPONSORED ADR | 152K | 36K | – |
| MONDEE HOLDINGS INC | CLASS A COM | 30K | 13K | – |
| MONDELEZ INTL INC | CL A | 368K | 6K | – |
| MORGAN STANLEY | COM NEW | 418K | 4K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 462K | 1K | – |
| NETAPP INC | COM | 215K | 2K | – |
| NETFLIX INC | COM | 1M | 2K | – |
| NEWPARK RES INC | COM PAR $.01NEW | 118K | 14K | – |
| NEXTERA ENERGY INC | COM | 686K | 10K | – |
| NKARTA INC | COM | 69K | 12K | – |
| NOVO-NORDISK A S | ADR | 518K | 4K | – |
| NUCOR CORP | COM | 359K | 2K | – |
| NUSCALE PWR CORP | CL A COM | 138K | 12K | – |
| NUVEEN AMT FREE MUN CR INC F | COM | 228K | 18K | – |
| NUVEEN MUN CR OPPORTUNITIES | COM | 212K | 19K | – |
| NUVEEN MUN HIGH INCOME OPPOR | COM | 117K | 11K | – |
| NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 378K | 31K | – |
| NUVEEN PFD & INCOME OPPORTUN | COM | 295K | 39K | – |
| NUVEEN REAL ASSET INCOME & G | COM | 161K | 13K | – |
| NUVEEN VRIABL RAT PFD & INM | COM | 316K | 17K | – |
| NVIDIA CORPORATION | COM | 12M | 95K | – |
| OLAPLEX HLDGS INC | COM | 37K | 24K | – |
| ONEOK INC NEW | COM | 300K | 4K | – |
| ORACLE CORP | COM | 1M | 10K | – |
| OREILLY AUTOMOTIVE INC | COM | 245K | 232 | – |
| PACCAR INC | COM | 238K | 2K | – |
| PALO ALTO NETWORKS INC | COM | 446K | 1K | – |
| PARKER-HANNIFIN CORP | COM | 329K | 650 | – |
| PAYCHEX INC | COM | 248K | 2K | – |
| PENNANTPARK FLOATING RATE CA | COM | 117K | 10K | – |
| PENNANTPARK INVT CORP | COM | 129K | 17K | – |
| PEPSICO INC | COM | 738K | 4K | – |
| PFIZER INC | COM | 221K | 8K | – |
| PGIM SHORT DUR HIG YLD OPP F | COM | 407K | 27K | – |
| PHILIP MORRIS INTL INC | COM | 413K | 4K | – |
| PHILLIPS 66 | COM | 437K | 3K | – |
| PHILLIPS EDISON & CO INC | COMMON STOCK | 409K | 12K | – |
| PIMCO MUN INCOME FD III | COM | 265K | 34K | – |
| PNC FINL SVCS GROUP INC | COM | 279K | 2K | – |
| PROCTER AND GAMBLE CO | COM | 2M | 10K | – |
| PROGRESSIVE CORP | COM | 468K | 2K | – |
| PRUDENTIAL FINL INC | COM | 255K | 2K | – |
| PUTNAM ETF TRUST | BDC INCOME ETF | 303K | 9K | – |
| PUTNAM PREMIER INCOME TR | SH BEN INT | 197K | 55K | – |
| QUALCOMM INC | COM | 698K | 4K | – |
| RBB BANCORP | COM | 567K | 30K | – |
| REGENERON PHARMACEUTICALS | COM | 317K | 302 | – |
| REPUBLIC SVCS INC | COM | 837K | 4K | – |
| RING ENERGY INC | COM | 44K | 26K | – |
| RIVERNORTH FLEXIBLE MUNI INC | COM | 154K | 11K | – |
| ROCKWELL AUTOMATION INC | COM | 208K | 754 | – |
| ROYAL CARIBBEAN GROUP | COM | 207K | 1K | – |
| RTX CORPORATION | COM | 523K | 5K | – |
| S&P GLOBAL INC | COM | 620K | 1K | – |
| SABA CAPITAL INCOME & OPPORT | COM NEW | 223K | 29K | – |
| SALESFORCE INC | COM | 605K | 2K | – |
| SCHLUMBERGER LTD | COM STK | 531K | 11K | – |
| SCHWAB CHARLES CORP | COM | 249K | 3K | – |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 820K | 18K | – |
| SERVICENOW INC | COM | 447K | 568 | – |
| SHELL PLC | SPON ADS | 250K | 3K | – |
| SHERWIN WILLIAMS CO | COM | 350K | 1K | – |
| SIMON PPTY GROUP INC NEW | COM | 274K | 2K | – |
| SOUTHERN CO | COM | 256K | 3K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 3M | 5K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 5M | 72K | – |
| SSR MINING IN | COM | 86K | 19K | – |
| STARBUCKS CORP | COM | 2M | 21K | – |
| STARBUCKS CORP | COM | 2M | 24K | – |
| STRYKER CORPORATION | COM | 563K | 2K | – |
| SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 221K | 16K | – |
| SYNOPSYS INC | COM | 446K | 749 | – |
| T-MOBILE US INC | COM | 321K | 2K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 582K | 3K | – |
| TARGA RES CORP | COM | 392K | 3K | – |
| TARGET CORP | COM | 207K | 1K | – |
| TELEFONICA S A | SPONSORED ADR | 83K | 20K | – |
| TESLA INC | COM | 1M | 7K | – |
| TEXAS INSTRS INC | COM | 629K | 3K | – |
| THE AARONS COMPANY INC | COM | 165K | 17K | – |
| THE CIGNA GROUP | COM | 520K | 2K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 495K | 895 | – |
| THOUGHTWORKS HOLDING INC | COM | 50K | 17K | – |
| TJX COS INC NEW | COM | 1M | 9K | – |
| TRANE TECHNOLOGIES PLC | SHS | 265K | 807 | – |
| TRANSDIGM GROUP INC | COM | 222K | 174 | – |
| TRAVELERS COMPANIES INC | COM | 301K | 1K | – |
| UBER TECHNOLOGIES INC | COM | 898K | 12K | – |
| UNION PAC CORP | COM | 417K | 2K | – |
| UNITED PARCEL SERVICE INC | CL B | 244K | 2K | – |
| UNITEDHEALTH GROUP INC | COM | 2M | 3K | – |
| VAALCO ENERGY INC | COM NEW | 99K | 16K | – |
| VALERO ENERGY CORP | COM | 347K | 2K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 680K | 2K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 289K | 578 | – |
| VANGUARD INDEX FDS | VALUE ETF | 299K | 2K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 307K | 1K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 564K | 2K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 1M | 25K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 1M | 6K | – |
| VANGUARD WORLD FD | INF TECH ETF | 311K | 539 | – |
| VERIZON COMMUNICATIONS INC | COM | 743K | 18K | – |
| VERTEX PHARMACEUTICALS INC | COM | 366K | 781 | – |
| VISA INC | COM CL A | 3M | 10K | – |
| VOYA GLBL EQTY DIV & PREM OP | COM | 55K | 11K | – |
| WALMART INC | COM | 1M | 17K | – |
| WASTE MGMT INC DEL | COM | 426K | 2K | – |
| WATERDROP INC | ADS | 11K | 10K | – |
| WELLS FARGO CO NEW | COM | 577K | 10K | – |
| WESTERN ASSET DIVERSIFIED IN | COM SHS BEN INT | 207K | 14K | – |
| WESTROCK COFFEE CO | COM | 117K | 11K | – |
| WILLIAMS COS INC | COM | 320K | 8K | – |
| WILLIAMS SONOMA INC | COM | 274K | 970 | – |
| WISDOMTREE TR | FLOATNG RAT TREA | 12M | 248K | – |
| WISDOMTREE TR | US QTLY DIV GRT | 6M | 76K | – |
| XAI OCTAGN FLT RAT & ALT INM | COM | 172K | 24K | – |