Hedge Fund Database

CLAY NORTHAM WEALTH MANAGEMENT

CLAY NORTHAM WEALTH MANAGEMENT, LLC Legal Name

Adviser information for CLAY NORTHAM WEALTH MANAGEMENT last updated from Form ADV on February 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,059 $249.1M
Non-Discretionary 0 $0
Total 1,059 $249.1M

Clients

Type Number RAUM
Individuals 305 $83.7M
HNW Individuals 79 $165.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUM

Identifiers

SEC RIA File Number 801-110283
SEC ERA File Number 801-110283
SEC CIK Numbers 1915687
SEC CRD Numbers 159002
Legal Entity Identifier None

Principal Office

16400 PACIFIC COAST HIGHWAY
SUITE 207
HUNTINGTON BEACH
CA
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 562-431-9988, Fax: None

Websites

www.claynortham.com www.linkedin.com/company/clay-northam-wealth-management/

Chief Compliance Officer

BRIAN CLAY
FOUNDING PRINCIPAL
15260 VENTURA BLVD
SUITE 1200
SHERMAN OAKS
CA
United States
Tel: 310-662-4700
(Full email address available in API data)

Regulatory Contact

DARREN NORTHAM
FOUNDING PRINCIPAL
16400 PACIFIC COAST HIGHWAY
SUITE 207
HUNTINGTON BEACH
CA
United States
Tel: 562-431-9988
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BRIAN CLAY CFP, INC. Domestic Entity – MANAGING PARTNER 01/2013 50-75%
DARREN NORTHAM CFP, INC. Domestic Entity – MANAGING PARTNER 01/2013 50-75%
NORTHAM, DARREN, SCOTT Individual DARREN NORTHAM CFP, INC. SHAREHOLDER 05/2013 > 75%
CLAY, BRIAN, MATTHEW Individual BRIAN CLAY CFP, INC. SHAREHOLDER 05/2013 > 75%
CLAY, BRIAN, MATTHEW Individual – CHIEF COMPLIANCE OFFICER 01/2023 < 5%

No. Employees, Historic

105020192020202120222023202420252 on 5/16/20192 on 5/31/20192 on 10/4/20192 on 10/15/20192 on 1/30/20202 on 6/29/20202 on 7/27/20202 on 11/3/20202 on 3/29/20212 on 11/3/20212 on 3/30/20222 on 2/16/20232 on 10/5/20232 on 11/1/20232 on 2/23/2024

RAUM, Historic

300M150M02019202020212022202320242025122468143 on 5/16/2019122468143 on 5/31/2019122468143 on 10/4/2019122468143 on 10/15/2019160970251 on 1/30/2020160970251 on 6/29/2020160970251 on 7/27/2020160970251 on 11/3/2020209551845 on 3/29/2021209551845 on 11/3/2021254053459 on 3/30/2022197909650 on 2/16/2023197909650 on 10/5/2023197909650 on 11/1/2023249051474 on 2/23/2024

No. Clients, Historic

40020002019202020212022202320242025333 on 5/16/2019333 on 5/31/2019333 on 10/4/2019333 on 10/15/2019337 on 1/30/2020337 on 6/29/2020337 on 7/27/2020337 on 11/3/2020344 on 3/29/2021344 on 11/3/2021385 on 3/30/2022371 on 2/16/2023371 on 10/5/2023371 on 11/1/2023384 on 2/23/2024

Holdings

From latest 13F, filed July 19th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 799K 4K –
ALPHABET INC CAP STK CL C 7M 39K –
ALPS ETF TR OSHARES US SMLCP 1M 24K –
ALPS ETF TR OSHS GBL INTER 697K 18K –
AMAZON COM INC COM 10M 53K –
APPLE INC COM 12M 57K –
APPLIED MATLS INC COM 501K 2K –
ARDELYX INC COM 2M 232K –
BANK AMERICA CORP COM 236K 6K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 724K 2K –
BOEING CO COM 260K 1K –
CARVANA CO CL A 225K 2K –
CATERPILLAR INC COM 213K 639 –
CONFLUENT INC CLASS A COM 701K 24K –
COSTCO WHSL CORP NEW COM 354K 416 –
CROWDSTRIKE HLDGS INC CL A 3M 8K –
DIGITALOCEAN HLDGS INC COM 908K 26K –
EATON CORP PLC SHS 322K 1K –
EDWARDS LIFESCIENCES CORP COM 222K 2K –
ELASTIC N V ORD SHS 510K 4K –
ELI LILLY & CO COM 205K 226 –
EXCHANGE TRADED CONCEPTS TRU ROBO GBL HLTCR 573K 21K –
EXCHANGE TRADED CONCEPTS TRU ROBO GLB ETF 867K 16K –
EXXON MOBIL CORP COM 217K 2K –
FASTLY INC CL A 127K 17K –
FS KKR CAP CORP COM 239K 12K –
GLOBAL E ONLINE LTD SHS 800K 22K –
GOLDMAN SACHS ETF TR ACTIVEBETA EME 2M 60K –
HEALTHCARE RLTY TR CL A COM 410K 25K –
HOME DEPOT INC COM 298K 865 –
HONEYWELL INTL INC COM 456K 2K –
INNOVATOR ETFS TRUST US EQT PWR BUF 486K 14K –
INNOVATOR ETFS TRUST US EQTY PWR BF 1M 36K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 380K 11K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 268K 7K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 337K 9K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 611K 16K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 264K 7K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 295K 8K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 990K 25K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 234K 6K –
INNOVIZ TECHNOLOGIES LTD SHS 26K 28K –
INVESCO CALIF VALUE MUN INCO COM 303K 29K –
INVESCO QQQ TR UNIT SER 1 214K 447 –
ISHARES BITCOIN TR SHS 286K 8K –
ISHARES GOLD TR ISHARES NEW 270K 6K –
ISHARES TR 20 YR TR BD ETF 770K 8K –
ISHARES TR CORE S&P MCP ETF 1M 20K –
ISHARES TR EXPONENTIAL TECH 602K 10K –
JPMORGAN CHASE & CO. COM 457K 2K –
LOWES COS INC COM 248K 1K –
MCDONALDS CORP COM 202K 792 –
MERCADOLIBRE INC COM 219K 133 –
META PLATFORMS INC CL A 3M 6K –
MICROSOFT CORP COM 6M 14K –
NEXTERA ENERGY INC COM 339K 5K –
NIKE INC CL B 211K 3K –
NVIDIA CORPORATION COM 3M 28K –
ORACLE CORP COM 224K 2K –
PACER FDS TR INDUSTRIAL RELET 232K 6K –
PACER FDS TR METAURUS CAP 400 890K 24K –
PACER FDS TR PACER US SMALL 684K 16K –
PACER FDS TR US CASH COWS 100 11M 209K –
PRUDENTIAL FINL INC COM 243K 2K –
ROKU INC COM CL A 356K 6K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 1M 53K –
SCHWAB STRATEGIC TR FUNDAMENTAL US S 557K 10K –
SCHWAB STRATEGIC TR INTL EQTY ETF 1M 31K –
SCHWAB STRATEGIC TR SHT TM US TRES 385K 8K –
SCHWAB STRATEGIC TR US AGGREGATE B 7M 149K –
SCHWAB STRATEGIC TR US BRD MKT ETF 502K 8K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 10M 135K –
SCHWAB STRATEGIC TR US LCAP GR ETF 12M 124K –
SELECT SECTOR SPDR TR FINANCIAL 486K 12K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 653K 4K –
SELECT SECTOR SPDR TR TECHNOLOGY 5M 21K –
SHOPIFY INC CL A 331K 5K –
SOFI TECHNOLOGIES INC COM 101K 15K –
SPDR GOLD TR GOLD SHS 491K 2K –
SPDR S&P 500 ETF TR TR UNIT 243K 447 –
TESLA INC COM 3M 13K –
TEXAS INSTRS INC COM 249K 1K –
THE TRADE DESK INC COM CL A 1M 15K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 282K 4K –
VERIZON COMMUNICATIONS INC COM 216K 5K –
WALMART INC COM 614K 9K –
WASTE MGMT INC DEL COM 213K 1K –