OAK ASSET MANAGEMENT, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	California, United States

Employees

Total Number of Employees	4
Investment Advisory/Research	4
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	4
Licensed Agents of an Insurance Company	2
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	710	$348.8M
Non-Discretionary	0	$0
Total	710	$348.8M

Clients

Type	Number	RAUM
Individuals	95	$19.8M
HNW Individuals	144	$315.5M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	8	$13.4M
Charitable organizations	<5	$97,071
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services
Compensation	% of AUM

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	286.8M

Portfolio Manager to Program	Sponsor
OAK ASSET WRAP PROGRAM	OAK ASSET MANAGEMENT, LLC

Identifiers

SEC RIA File Number	801-110296
SEC ERA File Number	801-110296
SEC CIK Numbers	1726375
SEC CRD Numbers	287856
Legal Entity Identifier	None

Principal Office

2535 TOWNSGATE ROAD
SUITE 300
WESTLAKE VILLAGE
CA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic