55IP
55I, LLC Legal Name
Adviser information for 55IP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 74 |
|---|---|
| Investment Advisory/Research | 73 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 42,391 | $17.5B |
| Non-Discretionary | 0 | $0 |
| Total | 42,391 | $17.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 258 | $16.0B |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 2,323 | $1.5B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 35 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 1.5B |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| WRAP FEE MANAGED ACCOUNT PROGRAM | JANNEY MONTGOMERY SCOTT LLC |
| WRAP FEE MANAGED ACCOUNT PROGRAM | ROBERT W. BAIRD & CO. INCORPORATED |
| WRAP FEE MANAGED ACCOUNT PROGRAM | PERSHING LLC |
Principal Office
ONE LIBERTY SQUARESUITE 200
BOSTON
MA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 617-960-9559, Fax: None
Chief Compliance Officer
MELISSA SCHIFFMAN
CHIEF COMPLIANCE OFFICER
4 CHASE METROTECH CTR
BROOKLYN
NY
United States
Tel:
212-648-0457
M****************@***********M
(Full email address available in API data)
Industry Affiliates
| J.P. MORGAN INVESTMENT MANAGEMENT INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorPension consultantSponsor, GP, manager of pooled investment vehicles |
| J.P. MORGAN SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersRegistered security-based swap dealerFutures commission merchantInsurance company or agencyPension consultant |
| JPMORGAN CHASE BANK, N.A. | Other investment adviser, including financial plannersRegistered security-based swap dealerCommodity pool operator or commodity trading advisorBanking or thrift institutionTrust companySponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| 55 INSTITUTIONAL PARTNERS, LLC | Domestic Entity | – | SOLE MEMBER | 06/2017 | > 75% |
| SHAH, SACHIN, A | Individual | – | CHIEF OPERATING OFFICER | 07/2017 | < 5% |
| GAMBLE, PAUL, ALEXANDER | Individual | – | CHIEF EXECUTIVE OFFICER | 09/2017 | < 5% |
| BAIRATHI, SWATI | Individual | – | CHIEF PRODUCT OFFICER | 05/2018 | < 5% |
| JPMORGAN CHASE HOLDINGS LLC | Domestic Entity | JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | 100% SHAREHOLDER | 04/2017 | > 75% |
| JPMORGAN CHASE & CO. | Domestic Entity | JPMORGAN CHASE HOLDINGS LLC | 100% SHAREHOLDER | 09/2016 | > 75% |
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | Domestic Entity | 55 INSTITUTIONAL PARTNERS, LLC | 100% SHAREHOLDER | 12/2020 | > 75% |
| Schiffman, Melissa | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2021 | < 5% |
| LEKSTUTIS, CARMINE | Individual | – | ASSISTANT GENERAL COUNSEL | 03/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed November 14th, 2022 for period ending September 30th, 2022
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M Co | COM | 622 | 6K | – |
| Abbott Laboratories | COM | 2K | 23K | – |
| AbbVie Inc | COM | 4K | 32K | – |
| Accenture PLC Ireland Class A | COM | 2K | 7K | – |
| Activision Blizzard Inc | COM | 660 | 9K | – |
| Adobe Systems Incorporated | COM | 1K | 4K | – |
| Advanced Micro Devices Inc | COM | 790 | 12K | – |
| Aflac Inc | COM | 444 | 8K | – |
| Agilent Technologies Inc | COM | 425 | 3K | – |
| Air Prods & Chems Inc | COM | 616 | 3K | – |
| Albemarle Corp | COM | 492 | 2K | – |
| Allstate Corp | COM | 517 | 4K | – |
| Alphabet Inc Cap Stock Cl A | COM | 9K | 93K | – |
| Alphabet Inc Cap Stock Cl C | COM | 8K | 81K | – |
| Altria Group Inc | COM | 979 | 24K | – |
| Amazon.com Inc | COM | 14K | 123K | – |
| Amcor Plc | COM | 145 | 14K | – |
| Ameren Corp | COM | 481 | 6K | – |
| American Electric Power Co Inc | COM | 359 | 4K | – |
| American Express Co | COM | 1K | 8K | – |
| American Intl Group Inc | COM | 403 | 8K | – |
| American Water Wks Co Inc | COM | 1K | 9K | – |
| Ameriprise Financial Inc | COM | 406 | 2K | – |
| Ametek Inc | COM | 361 | 3K | – |
| Amgen Inc | COM | 1K | 4K | – |
| Amphenol Corp Cl A | COM | 566 | 8K | – |
| Analog Devices Inc | COM | 1K | 9K | – |
| AON PLC Cl A | COM | 739 | 3K | – |
| Apple Inc | COM | 33K | 235K | – |
| Applied Materials Inc | COM | 910 | 11K | – |
| Archer Daniels Midland Co | COM | 515 | 6K | – |
| Arista Networks Inc | COM | 313 | 3K | – |
| AT&T Inc | COM | 699 | 46K | – |
| Autodesk Inc | COM | 474 | 3K | – |
| Automatic Data Processing Inc | COM | 1K | 6K | – |
| AutoZone Inc | COM | 598 | 279 | – |
| Bank New York Mellon Corp | COM | 276 | 7K | – |
| Bank of America Corp | COM | 3K | 113K | – |
| Baxter Intl Inc | COM | 317 | 6K | – |
| Becton Dickinson & Co | COM | 601 | 3K | – |
| Berkshire Hathaway Inc Cl B | COM | 8K | 31K | – |
| Biogen Inc | COM | 529 | 2K | – |
| BlackRock Inc | COM | 752 | 1K | – |
| Boeing Co | COM | 593 | 5K | – |
| Booking Holdings Inc | COM | 952 | 579 | – |
| Booz Allen Hamilton Holding Co | COM | 332 | 4K | – |
| Boston Scientific Corp | COM | 1K | 27K | – |
| Bristol-Myers Squibb Co | COM | 3K | 39K | – |
| Broadcom Inc | COM | 2K | 5K | – |
| Cadence Design System Inc | COM | 454 | 3K | – |
| Capital One Financial Corp | COM | 400 | 4K | – |
| Carrier Global Corporation | COM | 441 | 12K | – |
| Caterpillar Inc | COM | 763 | 5K | – |
| Cbre Group Inc Cl A | COM | 268 | 4K | – |
| CDW Corp | COM | 217 | 1K | – |
| Centene Corp | COM | 374 | 5K | – |
| CF Industries Holdings Inc | COM | 207 | 2K | – |
| Charles Schwab Corp | COM | 2K | 25K | – |
| Charter Communications Inc Cl | COM | 377 | 1K | – |
| Chevron Corp | COM | 4K | 24K | – |
| Chipotle Mexican Grill Inc | COM | 417 | 278 | – |
| Chubb Limited | COM | 1K | 7K | – |
| Cigna Corp | COM | 1K | 4K | – |
| Cintas Corp | COM | 546 | 1K | – |
| Cisco Systems Inc | COM | 2K | 53K | – |
| Citigroup Inc | COM | 719 | 17K | – |
| Citizens Financial Group Inc | COM | 237 | 7K | – |
| Cme Group Inc | COM | 507 | 3K | – |
| Coca-Cola Co | COM | 3K | 50K | – |
| Colgate Palmolive Co | COM | 465 | 7K | – |
| Comcast Corp Cl A | COM | 956 | 33K | – |
| ConocoPhillips | COM | 2K | 22K | – |
| Consolidated Edison Inc | COM | 285 | 3K | – |
| Constellation Brands Inc Cl A | COM | 701 | 3K | – |
| Constellation Energy Corp | COM | 277 | 3K | – |
| Copart Inc | COM | 234 | 2K | – |
| Corning Inc | COM | 400 | 14K | – |
| Corteva Inc | COM | 541 | 9K | – |
| CoStar Group Inc | COM | 264 | 4K | – |
| Costco Wholesale Corp | COM | 3K | 6K | – |
| CSX Corp | COM | 320 | 12K | – |
| Cummins Inc | COM | 371 | 2K | – |
| CVS Health Corp | COM | 2K | 20K | – |
| D R Horton Inc | COM | 263 | 4K | – |
| Danaher Corporation | COM | 2K | 9K | – |
| Darden Restaurants Inc | COM | 266 | 2K | – |
| Deere & Co | COM | 2K | 5K | – |
| Devon Energy Corp | COM | 391 | 6K | – |
| DexCom Inc | COM | 280 | 3K | – |
| Diamondback Energy Inc | COM | 239 | 2K | – |
| Discover Financial Services | COM | 325 | 4K | – |
| Disney Walt Co | COM | 3K | 27K | – |
| Dollar General Corp | COM | 774 | 3K | – |
| Dollar Tree Inc | COM | 374 | 3K | – |
| Dominion Energy Inc | COM | 447 | 6K | – |
| Dover Corp | COM | 374 | 3K | – |
| Dow Inc | COM | 290 | 7K | – |
| Duke Energy Corp | COM | 725 | 8K | – |
| DuPont de Nemours Inc | COM | 280 | 6K | – |
| Eaton Corp PLC | COM | 928 | 7K | – |
| Ecolab Inc | COM | 288 | 2K | – |
| Edwards Lifesciences Corp | COM | 807 | 10K | – |
| Electronic Arts Inc | COM | 279 | 2K | – |
| ELEVANCE HEALTH INC | COM | 1K | 3K | – |
| Emerson Electric Co | COM | 425 | 6K | – |
| Enphase Energy Inc | COM | 425 | 2K | – |
| Eog Resources Inc | COM | 741 | 7K | – |
| Equifax Inc | COM | 274 | 2K | – |
| Eversource Energy | COM | 238 | 3K | – |
| Exxon Mobile Corp | COM | 5K | 52K | – |
| Fastenal Co | COM | 257 | 6K | – |
| Fidelity Natl Information Serv | COM | 259 | 3K | – |
| Fifth Third Bancorp | COM | 365 | 11K | – |
| First Republic Bank San Franci | COM | 201 | 2K | – |
| Fiserv Inc | COM | 836 | 9K | – |
| Ford Motor Co | COM | 481 | 43K | – |
| Fortinet Inc | COM | 439 | 9K | – |
| Fortive Corp | COM | 257 | 4K | – |
| Freeport-McMoran Inc Cl B | COM | 521 | 19K | – |
| Gallagher Arthur J & Co | COM | 708 | 4K | – |
| Gartner Inc | COM | 239 | 863 | – |
| General Dynamics Corp | COM | 705 | 3K | – |
| General Electric Co | COM | 659 | 11K | – |
| General Mills Inc | COM | 645 | 8K | – |
| General Motors Co | COM | 544 | 17K | – |
| Genuine Parts Co | COM | 594 | 4K | – |
| Gilead Sciences Inc | COM | 977 | 16K | – |
| Global Payments Inc | COM | 1K | 11K | – |
| Goldman Sachs Group Inc | COM | 968 | 3K | – |
| Grainger W W Inc | COM | 257 | 525 | – |
| Hca Healthcare Inc | COM | 497 | 3K | – |
| Hershey Co | COM | 345 | 2K | – |
| Hess Corp | COM | 280 | 3K | – |
| Hilton Worldwide Holdings Inc | COM | 648 | 5K | – |
| Home Depot Inc | COM | 3K | 12K | – |
| Honeywell Intl Inc | COM | 2K | 12K | – |
| Humana Inc | COM | 884 | 2K | – |
| Huntington Bancshares Inc | COM | 232 | 18K | – |
| Idexx Laboratories Inc | COM | 290 | 891 | – |
| Illinois Tool Works Inc | COM | 1K | 6K | – |
| Illumina Inc | COM | 287 | 2K | – |
| Ingersoll Rand Inc | COM | 381 | 9K | – |
| Intel Corp | COM | 820 | 32K | – |
| Intercontinental Exchange Inc | COM | 402 | 4K | – |
| International Flavors & Fragra | COM | 205 | 2K | – |
| Intl Business Machines | COM | 1K | 9K | – |
| Intuit | COM | 2K | 4K | – |
| Intuitive Surgical Inc | COM | 1K | 7K | – |
| Johnson & Johnson | COM | 7K | 44K | – |
| Johnson Controls Intl Plc | COM | 376 | 8K | – |
| Jpmorgan Chase & Co | COM | 2K | 22K | – |
| Keurig Dr Pepper Inc | COM | 367 | 10K | – |
| Keysight Technologies Inc | COM | 353 | 2K | – |
| Kimberly-Clark Corp | COM | 237 | 2K | – |
| Kinder Morgan Inc | COM | 348 | 21K | – |
| KLA Corp | COM | 518 | 2K | – |
| Kraft Heinz Co | COM | 224 | 7K | – |
| Kroger Co | COM | 218 | 5K | – |
| Kulicke & Soffa Industries Inc | COM | 378 | 10K | – |
| L3harris Technologies Inc | COM | 562 | 3K | – |
| Laboratory Corp America Holdin | COM | 239 | 1K | – |
| Lam Research Corp | COM | 468 | 1K | – |
| Lauder Estee Cos Inc Cl A | COM | 401 | 2K | – |
| Lennar Corp Cl A | COM | 429 | 6K | – |
| Lilly Eli & Co | COM | 4K | 13K | – |
| Linde PLC | COM | 2K | 8K | – |
| Lockheed Martin Corp | COM | 1K | 3K | – |
| Lowes Cos Inc | COM | 3K | 14K | – |
| M & T Bank Corp | COM | 492 | 3K | – |
| Macys Inc | COM | 356 | 23K | – |
| Marathon Petroleum Corp | COM | 662 | 7K | – |
| Marriott Intl Inc Cl A | COM | 515 | 4K | – |
| Marsh & McLennan Cos Inc | COM | 809 | 5K | – |
| Martin Marietta Materials Inc | COM | 298 | 927 | – |
| MasterCard Incorporated Cl A | COM | 3K | 11K | – |
| McDonalds Corp | COM | 3K | 11K | – |
| Mckesson Corp | COM | 840 | 2K | – |
| Medtronic PLC | COM | 469 | 6K | – |
| Merck & Co Inc | COM | 3K | 34K | – |
| META PLATFORMS INC CL A | COM | 3K | 25K | – |
| MetLife Inc | COM | 577 | 9K | – |
| MGM Resorts International | COM | 286 | 10K | – |
| Microchip Technology Inc | COM | 599 | 10K | – |
| Micron Technology Inc | COM | 581 | 12K | – |
| Microsoft Corp | COM | 28K | 119K | – |
| Moderna Inc | COM | 436 | 4K | – |
| Mondelez Intl Inc Cl A | COM | 1K | 24K | – |
| Monster Beverage Corp | COM | 695 | 8K | – |
| Moodys Corp | COM | 209 | 859 | – |
| Morgan Stanley | COM | 2K | 23K | – |
| Mosaic Co | COM | 218 | 5K | – |
| Motorola Solutions Inc | COM | 469 | 2K | – |
| Msci Inc | COM | 392 | 930 | – |
| Netflix Inc | COM | 2K | 6K | – |
| Newmont Corp | COM | 313 | 7K | – |
| Nextera Energy Inc | COM | 3K | 36K | – |
| Nike Inc Cl B | COM | 1K | 13K | – |
| Norfolk Southern Corp | COM | 944 | 5K | – |
| Northern Trust Corp | COM | 276 | 3K | – |
| Northrop Grumman Corp | COM | 934 | 2K | – |
| Nucor Corp | COM | 302 | 3K | – |
| NVIDIA Corporation | COM | 3K | 21K | – |
| NXP Semiconductors NV | COM | 1K | 7K | – |
| Occidental Petroleum Corp | COM | 488 | 8K | – |
| Old Dominion Freight Line Inc | COM | 577 | 2K | – |
| On Semiconductor Corp | COM | 334 | 5K | – |
| Oracle Corp | COM | 722 | 12K | – |
| Oreilly Automotive Inc | COM | 946 | 1K | – |
| Otis Worldwide Corp | COM | 286 | 4K | – |
| Paccar Inc | COM | 366 | 4K | – |
| Parker-Hannifin Corp | COM | 346 | 1K | – |
| Paychex Inc | COM | 386 | 3K | – |
| Paypal Holdings Inc | COM | 1K | 15K | – |
| PepsiCo Inc | COM | 5K | 29K | – |
| Pfizer Inc | COM | 3K | 66K | – |
| Philip Morris Intl Inc | COM | 2K | 23K | – |
| Phillips 66 | COM | 429 | 5K | – |
| Pioneer Natural Resources Co | COM | 847 | 4K | – |
| PNC Financial Services Group I | COM | 1K | 7K | – |
| PPG Industries Inc | COM | 310 | 3K | – |
| Price T Rowe Group Inc | COM | 261 | 2K | – |
| Principal Financial Group Inc | COM | 234 | 3K | – |
| Procter And Gamble Co | COM | 4K | 34K | – |
| Progressive Corp | COM | 1K | 10K | – |
| Prudential Financial Inc | COM | 333 | 4K | – |
| Public Service Enterprise Grou | COM | 311 | 6K | – |
| Pulte Group Inc | COM | 252 | 7K | – |
| Qualcomm Inc | COM | 1K | 11K | – |
| Quanta Services Inc | COM | 339 | 3K | – |
| Raymond James Financial Inc | COM | 212 | 2K | – |
| Raytheon Technologies Corp | COM | 2K | 24K | – |
| Regeneron Pharmaceuticals | COM | 1K | 2K | – |
| Regions Financial Corp | COM | 240 | 12K | – |
| Republic Services Inc | COM | 780 | 6K | – |
| Resmed Inc | COM | 375 | 2K | – |
| Rockwell Automation Inc | COM | 254 | 1K | – |
| Roper Technologies Inc | COM | 637 | 2K | – |
| Ross Stores Inc | COM | 392 | 5K | – |
| S&P Global Inc | COM | 881 | 3K | – |
| Salesforce.com Inc | COM | 1K | 9K | – |
| Schlumberger Ltd | COM | 514 | 14K | – |
| Sempra Com | COM | 454 | 3K | – |
| Servicenow Inc | COM | 320 | 846 | – |
| Sherwin Williams Co | COM | 512 | 3K | – |
| Southern Co | COM | 863 | 13K | – |
| Starbucks Corp | COM | 1K | 18K | – |
| State Street Corp | COM | 227 | 4K | – |
| Stryker Corporation | COM | 1K | 5K | – |
| SVB Financial Group | COM | 249 | 743 | – |
| Synopsys Inc | COM | 597 | 2K | – |
| Sysco Corp | COM | 484 | 7K | – |
| T-Mobile US Inc | COM | 1K | 11K | – |
| Target Corp | COM | 866 | 6K | – |
| TE Connectivity Ltd Reg | COM | 431 | 4K | – |
| Tesla Inc | COM | 7K | 28K | – |
| Texas Instruments Inc | COM | 3K | 18K | – |
| Thermo Fisher Scientific Inc | COM | 3K | 7K | – |
| Tjx Cos Inc | COM | 1K | 18K | – |
| Tractor Supply Co | COM | 285 | 2K | – |
| Trane Technologies PLC | COM | 602 | 4K | – |
| Transdigm Group Inc | COM | 250 | 475 | – |
| Travelers Companies Inc | COM | 323 | 2K | – |
| Truist Financial Corp | COM | 769 | 18K | – |
| Twitter Inc | COM | 351 | 8K | – |
| Tyson Foods Inc Cl A | COM | 202 | 3K | – |
| Ulta Beauty Inc | COM | 346 | 864 | – |
| Union Pacific Corp | COM | 1K | 6K | – |
| United Bankshares Inc West Va | COM | 2K | 42K | – |
| United Parcel Service Inc Cl B | COM | 1K | 7K | – |
| UnitedHealth Group Inc | COM | 9K | 17K | – |
| US Bancorp Del | COM | 454 | 11K | – |
| Valero Energy Corp | COM | 437 | 4K | – |
| Verisk Analytics Inc | COM | 229 | 1K | – |
| Verizon Communications Inc | COM | 2K | 42K | – |
| Vertex Pharmaceuticals Inc | COM | 859 | 3K | – |
| Visa Inc Cl A | COM | 4K | 21K | – |
| Vulcan Materials Co | COM | 223 | 1K | – |
| Wal-Mart Inc | COM | 3K | 22K | – |
| Walgreens Boots Alliance Inc | COM | 206 | 7K | – |
| Warner Brothers Discovery Inc | COM | 124 | 11K | – |
| Waste Connections Inc | COM | 352 | 3K | – |
| Waste Management Inc Del | COM | 927 | 6K | – |
| Wec Energy Group Inc | COM | 302 | 3K | – |
| Wells Fargo Co | COM | 3K | 67K | – |
| West Pharmaceutical Svsc Inc | COM | 382 | 2K | – |
| Williams Cos Inc | COM | 201 | 7K | – |
| Willis Towers Watson PLC Ltd | COM | 254 | 1K | – |
| Xcel Energy Inc | COM | 388 | 6K | – |
| Yum Brands Inc | COM | 429 | 4K | – |
| Zimmer Biomet Holdings Inc | COM | 293 | 3K | – |
| Zoetis Inc Cl A | COM | 1K | 9K | – |
| American Tower Corp | RET | 1K | 6K | – |
| Annaly Capital Management Inc | RET | 542 | 32K | – |
| AvalonBay Communities Inc | RET | 270 | 1K | – |
| Crown Castle Intl Corp | RET | 805 | 6K | – |
| Equinix Inc | RET | 503 | 884 | – |
| Equity Residential | RET | 211 | 3K | – |
| Extra Space Storage Inc | RET | 218 | 1K | – |
| ProLogis Inc | RET | 540 | 5K | – |
| Public Storage | RET | 502 | 2K | – |
| Realty Income Corp | RET | 352 | 6K | – |
| Sba Communications Corp Cl A | RET | 300 | 1K | – |
| Simon Property Group Inc | RET | 306 | 3K | – |
| Vici Properties Inc | RET | 283 | 9K | – |
| Welltower Inc | RET | 291 | 5K | – |
| Allianzim U.S. Large Cap Buffe | ETF | 529 | 20K | – |
| Avantis Emerging Markets Equit | ETF | 280 | 6K | – |
| Avantis U.S. Equity ETF | ETF | 9K | 149K | – |
| Avantis U.S. Small Cap Value E | ETF | 657 | 10K | – |
| Blackrock U.S. Carbon Transiti | ETF | 8K | 199K | – |
| Communication Services Sel Sec | ETF | 6K | 125K | – |
| Consumer Discret Sel Sect SPDR | ETF | 9K | 63K | – |
| Consumer Staples Select Sector | ETF | 5K | 81K | – |
| Dimensional International Valu | ETF | 957 | 37K | – |
| Dimensional US Core Equity 2 E | ETF | 563 | 25K | – |
| Dimensional US Equity ETF | ETF | 6K | 150K | – |
| Dimensional US Small Cap ETF | ETF | 633 | 14K | – |
| Dimensional US Targeted Value | ETF | 363 | 9K | – |
| Dimensional World ex US Core E | ETF | 399 | 21K | – |
| Energy Select Sector SPDR Fund | ETF | 9K | 131K | – |
| Fidelity Blue Chip Growth ETF | ETF | 5K | 245K | – |
| Fidelity MSCI Communication Se | ETF | 2K | 50K | – |
| Fidelity MSCI Consumer Discret | ETF | 3K | 54K | – |
| Fidelity MSCI Consumer Staples | ETF | 3K | 73K | – |
| Fidelity MSCI Energy ETF | ETF | 2K | 103K | – |
| Fidelity MSCI Financials ETF | ETF | 5K | 126K | – |
| Fidelity MSCI Health Care ETF | ETF | 3K | 45K | – |
| Fidelity MSCI Industrials ETF | ETF | 3K | 64K | – |
| Fidelity MSCI Information Tech | ETF | 7K | 82K | – |
| Fidelity MSCI Materials ETF | ETF | 1K | 28K | – |
| Fidelity MSCI Real Estate ETF | ETF | 2K | 67K | – |
| Fidelity MSCI Utilities ETF | ETF | 607 | 14K | – |
| Fidelity Nasdaq Composite Inde | ETF | 905 | 22K | – |
| Financial Select Sector SPDR F | ETF | 8K | 264K | – |
| First Trust Capital Strength E | ETF | 512 | 8K | – |
| First Trust Cloud Computing ET | ETF | 954 | 16K | – |
| First Trust Dow Jones Internet | ETF | 283 | 2K | – |
| First Trust Health Care AlphaD | ETF | 415 | 4K | – |
| FlexShares Quality Dividend Fd | ETF | 469 | 10K | – |
| Global X MLP ETF | ETF | 3K | 72K | – |
| Global X US Infrastructure Dev | ETF | 497 | 22K | – |
| Goldman Sachs ActiveBeta US Lg | ETF | 3K | 47K | – |
| Goldman Sachs MarketBeta Intl | ETF | 3K | 82K | – |
| Health Care Select Sector SPDR | ETF | 23K | 188K | – |
| Imgp Dbi Managed Futures Strat | ETF | 7K | 211K | – |
| Industrial Select Sector SPDR | ETF | 8K | 93K | – |
| Inspire Global Hope ETF | ETF | 206 | 7K | – |
| INVESCO DB BASE METALS FUND | ETF | 753 | 42K | – |
| Invesco Dividend Achievers ETF | ETF | 365 | 11K | – |
| Invesco Dynamic Pharmaceutical | ETF | 333 | 5K | – |
| Invesco FTSE RAFI Dev Mkts ex- | ETF | 565 | 16K | – |
| Invesco FTSE RAFI Emerging Mar | ETF | 421 | 26K | – |
| Invesco FTSE RAFI US 1000 ETF | ETF | 3K | 21K | – |
| Invesco QQQ Trust | ETF | 5K | 17K | – |
| Invesco S&P 500 Equal Weight E | ETF | 650 | 11K | – |
| Invesco S&P 500 Equal Weight E | ETF | 479 | 4K | – |
| Invesco S&P 500 GARP ETF | ETF | 985 | 13K | – |
| Invesco S&P 500 Quality ETF | ETF | 290 | 7K | – |
| Invesco S&P 500 Revenue ETF | ETF | 871 | 13K | – |
| Invesco S&P 500 Top 50 ETF | ETF | 3K | 10K | – |
| Invesco S&P Emerging Markets L | ETF | 46K | 2M | – |
| Invesco S&P International Dev | ETF | 297 | 14K | – |
| IQ Hedge Multi-Strategy Tracke | ETF | 2K | 84K | – |
| iShares Biotechnology ETF | ETF | 217 | 2K | – |
| iShares Core Dividend Growth E | ETF | 12K | 266K | – |
| iShares Core High Dividend ETF | ETF | 33K | 360K | – |
| iShares Core MSCI EAFE ETF | ETF | 43K | 815K | – |
| iShares Core MSCI Emerging Mar | ETF | 30K | 699K | – |
| iShares Core MSCI Europe ETF | ETF | 2K | 58K | – |
| iShares Core MSCI Intl Dev Mkt | ETF | 479 | 10K | – |
| iShares Core MSCI Total Intl S | ETF | 9K | 173K | – |
| iShares Core S&P 500 ETF | ETF | 389K | 1M | – |
| iShares Core S&P Mid-Cap ETF | ETF | 5K | 21K | – |
| iShares Core S&P Small-Cap ETF | ETF | 63K | 725K | – |
| iShares Core S&P Total US Stoc | ETF | 30K | 375K | – |
| iShares Core S&P US Growth ETF | ETF | 4K | 47K | – |
| iShares Core S&P US Value ETF | ETF | 3K | 48K | – |
| iShares Core US REIT ETF | ETF | 696 | 15K | – |
| iShares Currency Hedged MSCI E | ETF | 2K | 68K | – |
| iShares Currency Hedged MSCI E | ETF | 9K | 300K | – |
| iShares Edge MSCI Intl Value F | ETF | 65K | 3M | – |
| iShares Edge MSCI Multifactor | ETF | 254 | 12K | – |
| iShares ESG Advanced MSCI EAFE | ETF | 7K | 153K | – |
| iShares ESG Advanced MSCI USA | ETF | 11K | 381K | – |
| iShares ESG Aware MSCI EAFE ET | ETF | 7K | 119K | – |
| iShares ESG Aware MSCI EM ETF | ETF | 20K | 731K | – |
| iShares ESG Aware MSCI USA ETF | ETF | 363K | 5M | – |
| iShares ESG Aware MSCI USA Sma | ETF | 7K | 242K | – |
| iShares ESG MSCI EM Leaders ET | ETF | 9K | 218K | – |
| iShares ESG MSCI USA Leaders E | ETF | 55K | 893K | – |
| iShares Europe ETF | ETF | 43K | 1M | – |
| iShares Expanded Tech-Software | ETF | 432 | 2K | – |
| iShares Expanded Tech Sector E | ETF | 4K | 15K | – |
| iShares Global Consumer Discr | ETF | 509 | 4K | – |
| iShares Global Energy ETF | ETF | 233 | 7K | – |
| iShares Global Healthcare ETF | ETF | 6K | 82K | – |
| iShares Global Infrastructure | ETF | 4K | 100K | – |
| iShares Global Tech ETF | ETF | 5K | 124K | – |
| iShares International Dividend | ETF | 1K | 29K | – |
| iShares MSCI ACWI ex US ETF | ETF | 3K | 72K | – |
| iShares MSCI Australia ETF | ETF | 405 | 21K | – |
| iShares MSCI Canada ETF | ETF | 1K | 49K | – |
| iShares MSCI China ETF | ETF | 2K | 44K | – |
| iShares MSCI EAFE ETF | ETF | 9K | 164K | – |
| iShares MSCI EAFE Growth ETF | ETF | 138K | 2M | – |
| iShares MSCI EAFE Small-Cap ET | ETF | 8K | 160K | – |
| iShares MSCI EAFE Value ETF | ETF | 146K | 4M | – |
| iShares MSCI Emerg Mkts Min Vo | ETF | 54K | 1M | – |
| iShares MSCI Emerging Markets | ETF | 40K | 1M | – |
| iShares MSCI Emerging Mkts Mlt | ETF | 518 | 13K | – |
| iShares MSCI Global Min Vol Fa | ETF | 713 | 8K | – |
| iShares MSCI Global Mtls&Mng P | ETF | 694 | 20K | – |
| iShares MSCI Intl Quality Fact | ETF | 4K | 131K | – |
| iShares MSCI KLD 400 Social ET | ETF | 11K | 164K | – |
| iShares MSCI Pacific ex Japan | ETF | 822 | 22K | – |
| iShares MSCI United Kingdom ET | ETF | 1K | 55K | – |
| iShares MSCI USA ESG Select ET | ETF | 5K | 66K | – |
| iShares MSCI USA Min Vol Facto | ETF | 76K | 1M | – |
| iShares MSCI USA Momentum Fact | ETF | 18K | 135K | – |
| iShares MSCI USA Multifactor E | ETF | 2K | 42K | – |
| iShares MSCI USA Quality Facto | ETF | 47K | 453K | – |
| iShares MSCI USA Small-Cap Mlt | ETF | 4K | 86K | – |
| iShares MSCI USA Value Factor | ETF | 29K | 356K | – |
| iShares MSCI World ETF | ETF | 831 | 8K | – |
| iShares North American Natural | ETF | 983 | 28K | – |
| iShares Russell 1000 ETF | ETF | 57K | 287K | – |
| iShares Russell 1000 Growth ET | ETF | 21K | 102K | – |
| iShares Russell 1000 Value ETF | ETF | 5K | 39K | – |
| iShares Russell 2000 ETF | ETF | 4K | 22K | – |
| iShares Russell 2000 Growth ET | ETF | 278 | 1K | – |
| iShares Russell 2000 Value ETF | ETF | 2K | 15K | – |
| iShares Russell 2500 ETF | ETF | 1K | 24K | – |
| iShares Russell 3000 ETF | ETF | 2K | 9K | – |
| iShares Russell Mid-Cap ETF | ETF | 3K | 41K | – |
| iShares Russell Mid-Cap Growth | ETF | 2K | 22K | – |
| iShares Russell Mid-Cap Value | ETF | 1K | 12K | – |
| iShares Russell Top 200 ETF | ETF | 5K | 62K | – |
| iShares Russell Top 200 Growth | ETF | 352 | 3K | – |
| iShares Russell Top 200 Value | ETF | 13K | 230K | – |
| iShares S&P 100 ETF | ETF | 66K | 403K | – |
| iShares S&P 500 Growth ETF | ETF | 22K | 378K | – |
| iShares S&P 500 Value ETF | ETF | 18K | 137K | – |
| iShares S&P Mid-Cap 400 Value | ETF | 732 | 8K | – |
| iShares S&P Small-Cap 600 Grow | ETF | 13K | 130K | – |
| iShares S&P Small-Cap 600 Valu | ETF | 2K | 26K | – |
| iShares Select Dividend ETF | ETF | 6K | 53K | – |
| iShares US Aerospace & Defense | ETF | 229 | 3K | – |
| iShares US Basic Materials ETF | ETF | 416 | 4K | – |
| iShares US Energy ETF | ETF | 13K | 327K | – |
| iShares US Financial Services | ETF | 779 | 6K | – |
| iShares US Healthcare ETF | ETF | 14K | 54K | – |
| iShares US Infrastructure ETF | ETF | 19K | 588K | – |
| iShares US Medical Devices ETF | ETF | 4K | 79K | – |
| iShares US Oil & Gas Explor & | ETF | 249 | 3K | – |
| iShares US Real Estate ETF | ETF | 278 | 3K | – |
| iShares US Technology ETF | ETF | 6K | 85K | – |
| John Hancock Multifactor Small | ETF | 230 | 8K | – |
| Jpmorgan Active Value Etf | ETF | 484 | 11K | – |
| Jpmorgan Activebuilders Intern | ETF | 443 | 13K | – |
| JPMorgan BetaBuilders Europe E | ETF | 1K | 33K | – |
| JPMorgan BetaBuilders Intl Eq | ETF | 16K | 378K | – |
| JPMorgan BetaBuilders US Equit | ETF | 27K | 423K | – |
| JPMorgan BetaBuilders US Mid C | ETF | 2K | 26K | – |
| JPMorgan BetaBuilders US Sml C | ETF | 707 | 14K | – |
| JPMorgan Divers Ret US Mid Cp | ETF | 446 | 6K | – |
| JPMorgan Diversified Return EM | ETF | 961 | 22K | – |
| JPMorgan Diversified Return US | ETF | 2K | 27K | – |
| JPMorgan Emerging Markets Equi | ETF | 4K | 113K | – |
| JPMorgan Equity Premium Income | ETF | 7K | 133K | – |
| Jpmorgan Nasdaq Equity Premium | ETF | 243 | 6K | – |
| JPMorgan US Momentum Factor ET | ETF | 1K | 33K | – |
| JPMorgan US Quality Factor ETF | ETF | 2K | 58K | – |
| JPMorgan US Value Factor ETF | ETF | 5K | 164K | – |
| Materials Select Sector SPDR F | ETF | 2K | 26K | – |
| Nuveen ESG Mid-Cap Value ETF | ETF | 237 | 8K | – |
| Nuveen ESG Small-Cap ETF | ETF | 225 | 7K | – |
| Overlay Shares Large Cap Equit | ETF | 1K | 35K | – |
| Pacer US Cash Cows 100 ETF | ETF | 205 | 5K | – |
| ProShares MSCI EAFE Dividend G | ETF | 982 | 31K | – |
| ProShares Russell 2000 Dividen | ETF | 989 | 18K | – |
| ProShares S&P 500 Dividend Ari | ETF | 6K | 72K | – |
| Real Estate Select Sector SPDR | ETF | 1K | 28K | – |
| Schwab Emerging Markets Equity | ETF | 2K | 96K | – |
| Schwab Fundamental Intl Lg Co | ETF | 586 | 23K | – |
| Schwab Fundamental US Small Co | ETF | 526 | 12K | – |
| Schwab International Equity ET | ETF | 3K | 113K | – |
| Schwab US Broad Market ETF | ETF | 3K | 71K | – |
| Schwab US Dividend Equity ETF | ETF | 443 | 7K | – |
| Schwab US Large-Cap ETF | ETF | 18K | 420K | – |
| Schwab US Large-Cap Growth ETF | ETF | 34K | 610K | – |
| Schwab US Large-Cap Value ETF | ETF | 16K | 280K | – |
| Schwab US Small-Cap ETF | ETF | 6K | 159K | – |
| SPDR Dow Jones Industrial Avrg | ETF | 410 | 1K | – |
| SPDR EURO STOXX 50 ETF | ETF | 6K | 197K | – |
| SPDR Port S&P 1500 Comps Stk M | ETF | 6K | 136K | – |
| SPDR Portfolio Developed Wld e | ETF | 17K | 649K | – |
| SPDR Portfolio Emerging Market | ETF | 6K | 179K | – |
| SPDR Portfolio MSCI Global Stk | ETF | 470 | 11K | – |
| SPDR Portfolio S&P 500 ETF | ETF | 274K | 7M | – |
| SPDR Portfolio S&P 500 Growth | ETF | 11K | 223K | – |
| SPDR Portfolio S&P 500 High Di | ETF | 701 | 20K | – |
| SPDR Portfolio S&P 500 Value E | ETF | 7K | 205K | – |
| SPDR Portfolio S&P 600 Sm Cap | ETF | 6K | 178K | – |
| SPDR S&P 400 Mid Cap Growth ET | ETF | 713 | 12K | – |
| SPDR S&P 400 Mid Cap Value ETF | ETF | 729 | 13K | – |
| SPDR S&P 500 ETF Trust | ETF | 17K | 47K | – |
| SPDR S&P 600 Small Cap ETF | ETF | 4K | 52K | – |
| SPDR S&P 600 Small Cap Growth | ETF | 334 | 5K | – |
| SPDR S&P 600 Small Cap Value E | ETF | 304 | 5K | – |
| SPDR S&P Dividend ETF | ETF | 401 | 4K | – |
| SPDR S&P Homebuilders ETF | ETF | 290 | 5K | – |
| SPDR S&P MIDCAP 400 ETF Trust | ETF | 2K | 5K | – |
| SPDR S&P Regional Banking ETF | ETF | 471 | 8K | – |
| T ROWE PRICE DIVIDEND GROWTH E | ETF | 7K | 244K | – |
| Technology Select Sector SPDR | ETF | 21K | 176K | – |
| Utilities Select Sector SPDR F | ETF | 3K | 49K | – |
| Vanguard 500 Index Fund | ETF | 72K | 218K | – |
| Vanguard Communication Service | ETF | 3K | 38K | – |
| Vanguard Consumer Discretionar | ETF | 4K | 18K | – |
| Vanguard Consumer Staples Fund | ETF | 3K | 18K | – |
| Vanguard Developed Markets Ind | ETF | 6K | 178K | – |
| Vanguard Dividend Appreciation | ETF | 8K | 58K | – |
| Vanguard Emerging Markets Stoc | ETF | 4K | 109K | – |
| Vanguard Energy Index Fund | ETF | 2K | 15K | – |
| Vanguard ESG International Sto | ETF | 227 | 5K | – |
| Vanguard ESG US Stock ETF | ETF | 531 | 8K | – |
| Vanguard European Stock Index | ETF | 226 | 5K | – |
| Vanguard Financials Index Fund | ETF | 3K | 38K | – |
| Vanguard FTSE All-World ex-US | ETF | 7K | 151K | – |
| Vanguard Growth Index Fund | ETF | 10K | 46K | – |
| Vanguard Health Care Index Fun | ETF | 8K | 36K | – |
| Vanguard High Dividend Yield I | ETF | 4K | 39K | – |
| Vanguard Industrials Index Fun | ETF | 5K | 32K | – |
| Vanguard Information Technolog | ETF | 17K | 56K | – |
| Vanguard International Div App | ETF | 288 | 5K | – |
| Vanguard International Hi Div | ETF | 5K | 88K | – |
| Vanguard Large Cap Index Fund | ETF | 3K | 17K | – |
| Vanguard Materials Index Fund | ETF | 1K | 8K | – |
| Vanguard Mega Cap Growth Index | ETF | 1K | 7K | – |
| Vanguard Mega Cap Index Fund | ETF | 1K | 11K | – |
| Vanguard Mid-Cap Growth Index | ETF | 4K | 22K | – |
| Vanguard Mid-Cap Index Fund | ETF | 2K | 11K | – |
| Vanguard Mid-Cap Value Index F | ETF | 2K | 13K | – |
| Vanguard Pacific Stock Index F | ETF | 5K | 84K | – |
| Vanguard Real Estate Index Fun | ETF | 7K | 90K | – |
| Vanguard Russell 1000 Growth I | ETF | 597 | 11K | – |
| Vanguard Russell 1000 Index Fu | ETF | 635 | 4K | – |
| Vanguard Russell 1000 Value In | ETF | 4K | 69K | – |
| Vanguard Russell 2000 Index Fu | ETF | 270 | 4K | – |
| Vanguard Russell 3000 Index Fu | ETF | 920 | 6K | – |
| Vanguard Small Cap Growth Inde | ETF | 638 | 3K | – |
| Vanguard Small Cap Index Fund | ETF | 10K | 56K | – |
| Vanguard Small Cap Value Index | ETF | 3K | 22K | – |
| Vanguard Total Intl Stock Idx | ETF | 1K | 32K | – |
| Vanguard Total Stock Market In | ETF | 34K | 191K | – |
| Vanguard Utilities Index Fund | ETF | 1K | 8K | – |
| Vanguard Value Index Fund | ETF | 12K | 96K | – |
| VictoryShares US 500 Enh Vol W | ETF | 232 | 4K | – |
| WisdomTree Emerging Markets Hi | ETF | 569 | 17K | – |
| WisdomTree Emerging Markets Sm | ETF | 626 | 16K | – |
| WisdomTree EmMkts ex-Stt-Ownd | ETF | 1K | 52K | – |
| WisdomTree Europe Hedged Equit | ETF | 432 | 7K | – |
| WisdomTree International Equit | ETF | 1K | 31K | – |
| WISDOMTREE INTERNATIONAL ESG F | ETF | 275 | 13K | – |
| WisdomTree International Qual | ETF | 535 | 20K | – |
| WisdomTree International Small | ETF | 257 | 5K | – |
| WisdomTree Japan Hedged Equity | ETF | 348 | 6K | – |
| WisdomTree Managed Futures Str | ETF | 546 | 16K | – |
| WISDOMTREE U.S. ESG FUND | ETF | 355 | 9K | – |
| WisdomTree U.S. Multifactor Fu | ETF | 1K | 31K | – |
| WisdomTree US Earnings 500 Fun | ETF | 2K | 50K | – |
| WisdomTree US LargeCap Dividen | ETF | 2K | 31K | – |
| WisdomTree US MidCap Dividend | ETF | 999 | 27K | – |
| WisdomTree US Quality Dividend | ETF | 572 | 11K | – |
| WisdomTree US SmallCap Qual Di | ETF | 485 | 13K | – |
| WisdomTree US Total Dividend F | ETF | 3K | 46K | – |
| Xtrackers MSCI EAFE Hedged Equ | ETF | 723 | 22K | – |
| Xtrackers MSCI Japan Hedged Eq | ETF | 3K | 57K | – |
| Xtrackers MSCI USA ESG Leaders | ETF | 282 | 9K | – |
| Rio Tinto PLC Sp ADR | ADR | 238 | 4K | – |