STERN CAPITAL MANAGEMENT, INC.
Adviser information for STERN CAPITAL MANAGEMENT, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 617 | $218.1M |
| Non-Discretionary | 26 | $275,433 |
| Total | 643 | $218.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 586 | $103.1M |
| HNW Individuals | 50 | $113.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 7 | $1.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-110311 |
|---|---|
| SEC ERA File Number | 801-110311 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 124405 |
| Legal Entity Identifier | None |
Principal Office
18 THROCKMORTON LANESUITE 201
OLD BRIDGE
NJ
United States
Monday - Friday, 9:30AM - 5:00PM
Tel: 732-679-7050, Fax: 732-679-7068
Websites
Chief Compliance Officer
STUART STERN
PRESIDENT
18 THROCKMORTON LANE
SUITE 201
OLD BRIDGE
NJ
United States
Tel:
732 679-7050
Fax:
732 679-7068
S*****@**********M
(Full email address available in API data)
Regulatory Contact
ALAN STERN
VICE PRESIDENT
18 THROCKMORTON LANE #201
OLD BRIDGE
NJ
United States
Tel:
732 679-7050
A***@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STERN, STUART, MARK | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 10/1999 | > 75% |