CONWAY INVESTMENT RESEARCH, LLC
Adviser information for CONWAY INVESTMENT RESEARCH, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $104.6M |
| Non-Discretionary | 7 | $898.6M |
| Total | 9 | $1.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $861.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $141.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 20 |
| No. of Non-U.S. Clients | 7 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-110312 |
|---|---|
| SEC ERA File Number | 801-110312 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 154659 |
| Legal Entity Identifier | None |
Principal Office
165 NORTH MERAMECSUITE 210
SAINT LOUIS
MO
United States
Monday - Friday, 8AM-4PM
Tel: 314-721-9696, Fax: 314-721-9697
Chief Compliance Officer
WARREN C. C. HOLMES
CHIEF COMPLIANCE OFFICER
165 NORTH MERAMEC
SUITE 210
SAINT LOUIS
MO
United States
Tel:
314-880-0813
Fax:
314-721-9697
W******@***********M
(Full email address available in API data)
Regulatory Contact
TODD BAUR
PRINCIPAL
165 NORTH MERAMEC
SUITE 210
SAINT LOUIS
MO
United States
Tel:
314-721-9696
Fax:
314-721-9697
T****@***********M
(Full email address available in API data)
Industry Affiliates
| CIR FEEDER FUND MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CONWAY PRIVATE FUNDS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BG DIVERSIFIED, LLC | Hedge Fund | $19.5M | $1.0M | 7 |
| CONWAY - THOMPSON THRIFT 2023 ACCESS FUND, LP | Hedge Fund | $3.8M | $0.1M | 16 |
| CONWAY OFFSHORE ACCESS FUND LTD. | Hedge Fund | $315.8M | $0.1M | 388 |
| CONWAY OFFSHORE IEAF, LTD. | Hedge Fund | $6.4M | $0.1M | 37 |
| CONWAY ONSHORE ACCESS FUND, LLC | Hedge Fund | $344.4M | $0.1M | 1144 |
| CONWAY RIEF ONSHORE ACCESS FUND, LLC | Hedge Fund | $171.5M | $0.1M | 207 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAUR, RICHARD, DOUGLASS | Individual | – | PRINCIPAL | 07/2010 | < 5% |
| MARGULIS, THOMAS, STEVEN | Individual | – | PRINCIPAL | 07/2010 | < 5% |
| RICHARD D. BAUR REVOCABLE TRUST DTD 12/19/02 | Domestic Entity | – | LLC MEMBER | 08/2010 | 25-50% |
| BAUR, RICHARD, DOUGLASS | Individual | RICHARD D. BAUR REVOCABLE TRUST DTD 12/19/02 | TRUSTEE | 07/2010 | |
| THOMAS S. MARGULIS FAMILY TRUST DATED 10/8/10 | Domestic Entity | – | LLC MEMBER | 07/2010 | 25-50% |
| MARGULIS, THOMAS, STEVEN | Individual | THOMAS S. MARGULIS FAMILY TRUST DATED 10/8/10 | TRUSTEE | 07/2010 | |
| BELL, JEREMY, EVAN | Individual | – | PRINCIPAL | 02/2015 | < 5% |
| BROWN, ROGER, LEO | Individual | – | PRINCIPAL, LLC MEMBER | 06/2016 | < 5% |
| JEREMY EVAN BELL REVOCABLE LIVING TRUST DATED JULY 8, 2016 | Domestic Entity | – | LLC MEMBER | 02/2015 | < 5% |
| BELL, JEREMY, EVAN | Individual | JEREMY EVAN BELL REVOCABLE LIVING TRUST DATED JULY 8, 2016 | TRUSTEE | 07/2016 | |
| Holmes, Warren, Chandler Crawford | Individual | – | PRINCIPAL, CHIEF COMPLIANCE OFFICER | 07/2017 | < 5% |
| MILEUSNIC, MICHAEL, GEORGE | Individual | – | PRINCIPAL | 01/2021 | < 5% |
| ROGER L. BROWN II REVOCABLE TRUST DATED JULY 29, 2018 | Domestic Entity | – | LLC MEMBER | 01/2020 | 10-25% |
| BROWN, ROGER, LEO | Individual | ROGER L. BROWN II REVOCABLE TRUST DATED JULY 29, 2018 | TRUSTEE | 01/2020 |