Hedge Fund Database

MOKOSAK ADVISORY GROUP, LLC

Adviser information for MOKOSAK ADVISORY GROUP, LLC last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Iowa, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,168 $285.6M
Non-Discretionary 14 $2.6M
Total 1,182 $288.1M

Clients

Type Number RAUM
Individuals 328 $93.5M
HNW Individuals 97 $194.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $68,618
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUM
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-110319
SEC ERA File Number 801-110319
SEC CIK Numbers 1713112
SEC CRD Numbers 287538
Legal Entity Identifier None

Principal Office

2900 100TH STREET SUITE 102
URBANDALE
IA
United States
Monday - Friday, 8:30 AM-5:00 PM
Tel: (515) 223-5404, Fax: (515) 223-5436

Websites

www.mokosakadvisorygroup.com www.facebook.com/mokosakag/

Chief Compliance Officer

RICHARD FRANK MOKOSAK
MANAGING MEMBER
2900 100TH STREET SUITE 102
URBANDALE
IA
United States
Tel: (515) 223-5404
Fax: (515) 223-5436
(Full email address available in API data)

Regulatory Contact

GARY CLAYTON
COMPLIANCE CONSULTANT
PO BOX 10254
KNOXVILLE
TN
United States
Tel: 865-770-1024
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MOKOSAK, RICHARD, FRANK Individual – PRESIDENT & CHIEF COMPLIANCE OFFICER 09/2008 > 75%
PAGE, RYAN, MATTHEW Individual – VICE PRESIDENT 01/2022 10-25%

No. Employees, Historic

10502020202120222023202420252 on 3/4/20202 on 5/19/20202 on 6/9/20202 on 8/28/20202 on 11/17/20203 on 3/17/20213 on 3/17/20223 on 5/26/20223 on 9/16/20223 on 10/31/20223 on 3/7/20233 on 4/25/20234 on 2/29/20244 on 3/4/2024

RAUM, Historic

300M150M0202020212022202320242025180145550 on 3/4/2020180145550 on 5/19/2020180145550 on 6/9/2020180145550 on 8/28/2020180145550 on 11/17/2020219677632 on 3/17/2021276206462 on 3/17/2022276206462 on 5/26/2022276206462 on 9/16/2022276206462 on 10/31/2022228333737 on 3/7/2023228333737 on 4/25/2023288131152 on 2/29/2024288131152 on 3/4/2024

No. Clients, Historic

5002500202020212022202320242025349 on 3/4/2020349 on 5/19/2020349 on 6/9/2020349 on 8/28/2020349 on 11/17/2020359 on 3/17/2021395 on 3/17/2022395 on 5/26/2022395 on 9/16/2022395 on 10/31/2022408 on 3/7/2023408 on 4/25/2023425 on 2/29/2024425 on 3/4/2024

Holdings

From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMAZON COM INC COM 236K 1K –
AMGEN INC COM 290K 927 –
APPLE INC COM 1M 6K –
CASEYS GEN STORES INC COM 460K 1K –
DEERE & CO COM 423K 1K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 300K 9K –
DIMENSIONAL ETF TRUST US TARGETED VLU 208K 4K –
FIDELITY COVINGTON TRUST MSCI INFO TECH I 4M 23K –
INTUITIVE SURGICAL INC COM NEW 418K 940 –
ISHARES TR ESG AWARE MSCI 344K 9K –
ISHARES TR IBOXX INV CP ETF 3M 30K –
KEURIG DR PEPPER INC COM 343K 10K –
PIMCO ETF TR INV GRD CRP BD 19M 196K –
PRINCIPAL FINANCIAL GROUP IN COM 561K 7K –
SCHWAB STRATEGIC TR US AGGREGATE B 22M 477K –
SCHWAB STRATEGIC TR US LCAP GR ETF 32M 314K –
SCHWAB STRATEGIC TR US LCAP VA ETF 66M 885K –
SCHWAB STRATEGIC TR US MID-CAP ETF 25M 326K –
SCHWAB STRATEGIC TR US SML CAP ETF 25M 530K –
T ROWE PRICE ETF INC PRICE BLUE CHIP 245K 6K –
VANGUARD ADMIRAL FDS INC SMLCP 600 VAL 7M 88K –
VANGUARD INDEX FDS MID CAP ETF 4M 16K –
VANGUARD INDEX FDS SM CP VAL ETF 50M 275K –
VANGUARD INDEX FDS SMALL CP ETF 4M 18K –
VANGUARD INDEX FDS VALUE ETF 10M 64K –
VANGUARD WORLD FD ESG US STK ETF 543K 6K –
VANGUARD WORLD FD INF TECH ETF 25M 44K –
WALMART INC COM 323K 5K –
WELLS FARGO CO NEW COM 299K 5K –