PACIFIC LAKE PARTNERS, LLC
Adviser information for PACIFIC LAKE PARTNERS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 25 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $1.6B |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $1.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-110327 |
|---|---|
| SEC ERA File Number | 801-110327 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160377 |
| Legal Entity Identifier | None |
Principal Office
800 BOYLSTON STREETSUITE 2220
BOSTON
MA
United States
Monday - Friday, 8:00AM - 6:00PM
Tel: 617-658-3024, Fax: 617-830-0024
Chief Compliance Officer
ROBERT W. MORGAN II
CAO
800 BOYLSTON STREET
SUITE 2220
BOSTON
MA
United States
Tel:
617-746-2692
Fax:
617-830-0024
R*********@**************M
(Full email address available in API data)
Regulatory Contact
LINDSEY MASHALL GRAY
PARTNER & COO
800 BOYLSTON STREET
SUITE 2220
BOSTON
MA
United States
Tel:
617-658-3024
Fax:
617-830-0024
L***********@**************M
(Full email address available in API data)
Industry Affiliates
| PACIFIC LAKE PARTNERS EQUITY I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PACIFIC LAKE PARTNERS EQUITY II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PACIFIC LAKE PARTNERS EQUITY III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PACIFIC LAKE PARTNERS EQUITY IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PACIFIC LAKE PARTNERS EQUITY V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PACIFIC LAKE PARTNERS LONG-TERM CO-INVEST I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PACIFIC LAKE PARTNERS LONG-TERM I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PACIFIC LAKE PARTNERS LONG-TERM II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PACIFIC LAKE PARTNERS FUND FIVE, L.P. | Private Equity Fund | $244.0M | $1.0M | 125 |
| PACIFIC LAKE PARTNERS FUND FOUR, LP | Private Equity Fund | $311.3M | $1.0M | 85 |
| PACIFIC LAKE PARTNERS FUND ONE SIDECAR, LP | Private Equity Fund | $6.7M | $0.3M | 3 |
| PACIFIC LAKE PARTNERS FUND ONE, LP | Private Equity Fund | $39.6M | $0.3M | 31 |
| PACIFIC LAKE PARTNERS FUND THREE, L.P. | Private Equity Fund | $246.7M | $1.0M | 92 |
| PACIFIC LAKE PARTNERS FUND TWO, LP | Private Equity Fund | $36.1M | $0.1M | 46 |
| PACIFIC LAKE PARTNERS LONG-TERM HOLD FUND ONE, LP | Private Equity Fund | $408.8M | $1.0M | 101 |
| PACIFIC LAKE PARTNERS LONG-TERM HOLD FUND TWO, L.P. | Private Equity Fund | $275.9M | $1.0M | 114 |
| PACIFIC LAKE PARTNERS NCFDD CO-INVEST, L.P. | Private Equity Fund | $18.0M | $0.5M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PACIFIC LAKE MANAGEMENT HOLDINGS, LP | Domestic Entity | – | MEMBER | 02/2023 | > 75% |
| ANDREWS, THOMAS, COLEMAN | Individual | – | MANAGER | 12/2009 | < 5% |
| MORGAN II, ROBERT, WILLIAM | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF ADMINISTRATIVE OFFICER | 01/2019 | < 5% |
| GRAY, LINDSEY, MARSHALL | Individual | – | PARTNER & COO | 02/2022 | < 5% |
| ANDREWS, THOMAS, COLEMAN | Individual | PACIFIC LAKE MANAGEMENT HOLDINGS, LP | LIMITED PARTNER | 02/2023 | > 75% |
| ANDREWS, THOMAS, COLEMAN | Individual | PACIFIC LAKE MANAGEMENT HOLDINGS, LLC | MANAGING MEMBER | 02/2023 | > 75% |
| PACIFIC LAKE MANAGEMENT HOLDINGS, LLC | Domestic Entity | PACIFIC LAKE MANAGEMENT HOLDINGS, LP | GENERAL PARTNER | 02/2023 |