GIVERNY CAPITAL ADVISORS
GIVERNY CAPITAL ADVISORS LLC Legal Name
Adviser information for GIVERNY CAPITAL ADVISORS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 279 | $329.1M |
| Non-Discretionary | 0 | $0 |
| Total | 279 | $329.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 73 | $33.0M |
| HNW Individuals | 75 | $210.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $4.4M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $55.8M |
| Other | <5 | $25.1M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 4 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-110341 |
|---|---|
| SEC ERA File Number | 801-110341 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 150123 |
| Legal Entity Identifier | None |
Principal Office
627 ROUTE 518SKILLMAN
NJ
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 609-759-1250, Fax: 609-751-9074
Chief Compliance Officer
PATRICK LEGER
MANAGING PARTNER/CCO
627 ROUTE 518
SKILLMAN
NJ
United States
Tel:
609-759-1250
Fax:
609-751-9074
P*****@*****************M
(Full email address available in API data)
Industry Affiliates
| GIVERNY CAPITAL | Other investment adviser, including financial planners |
| GIVERNY CAPITAL ASSET MANAGEMENT | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GIVERNY CAPITAL MANAGEMENT INC. | Domestic Entity | – | MEMBER | 03/2015 | 50-75% |
| LEGER, PATRICK, JEAN | Individual | – | MEMBER/CCO | 03/2009 | 25-50% |
| ROCHON, FRANCOIS | Individual | MUSEE GIVERNY CAPITAL INC. | SHAREHOLDER | 01/2007 | > 75% |
| MUSEE GIVERNY CAPITAL INC. | Foreign Entity | GIVERNY CAPITAL MANAGEMENT INC. | SHAREHOLDER | 09/2017 | > 75% |