CW INDUSTRIAL PARTNERS, LLC
CAPITALWORKS, LLC Legal Name
Adviser information for CW INDUSTRIAL PARTNERS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $211.9M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $211.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $211.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPORTFOLIO COMPANY MANAGEMENT SERVICES |
|---|---|
| Compensation | % of AUMPerformance-based feesSEE SCHEDULE D - MISCELLANEOUS |
Identifiers
| SEC RIA File Number | 801-110345 |
|---|---|
| SEC ERA File Number | 801-110345 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160408 |
| Legal Entity Identifier | None |
Principal Office
1100 SUPERIOR AVE.SUITE 1725
CLEVELAND
OH
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 216-781-3233, Fax: 216-781-6670
Chief Compliance Officer
MIKEL B. HARDING
CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR
1100 SUPERIOR AVE.
SUITE 1725
CLEVELAND
OH
United States
Tel:
216-781-3233
Fax:
216-781-6670
M*******@****************M
(Full email address available in API data)
Industry Affiliates
| CAPITALWORKS IV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CAPITALWORKS SVP III, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CAPITALWORKS IV, L.P. | Private Equity Fund | $168.0M | $0.3M | 94 |
| SHORT VINCENT PARTNERS III, L.P. | Private Equity Fund | $43.8M | $0.1M | 96 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOLLINGTON, RICHARD, RINGS | Individual | – | CHAIRMAN | 12/2023 | < 5% |
| HARDING, MIKEL, BYRON | Individual | – | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 03/2012 | < 5% |
| MARTIN, WILLIAM, TODD | Individual | – | CHIEF EXECUTIIVE OFFICER AND PRESIDENT | 12/2023 | > 75% |