NEWBURY CAPITAL MANAGEMENT, LLC
Adviser information for NEWBURY CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 253 | $133.4M |
| Non-Discretionary | 185 | $9.7M |
| Total | 438 | $143.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 357 | $21.9M |
| HNW Individuals | 76 | $113.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $5.4M |
| Charitable organizations | <5 | $2.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-110353 |
|---|---|
| SEC ERA File Number | 801-110353 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 148516 |
| Legal Entity Identifier | None |
Principal Office
812 FREMONT AVE.SUITE 101
SOUTH PASADENA
CA
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 626-796-8898, Fax: 626-208-1463
Chief Compliance Officer
JON CHRISTOPHER LAM
CEO
812 FREMONT AVE
SUITE 101
SOUTH PASADENA
CA
United States
Tel:
626-796-8898
Fax:
626-208-1463
J******@*************M
(Full email address available in API data)
Regulatory Contact
STUART SNEDDON
CIO
812 FREMONT AVE
SUITE 101
SOUTH PASADENA
CA
United States
Tel:
626-796-8898
S*************@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LAM, JON, CHRISTOPHER | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 07/2009 | 25-50% |
| SNEDDON, STUART, MICHAEL | Individual | – | MANAGING MEMBER | 07/2009 | 25-50% |
| PEREIASLAVTSEV, ANTON | Individual | – | OWNER/MEMBER | 07/2009 | 5-10% |
| BARNETT, EDWARD | Individual | – | OWNER/MEMBER | 12/2015 | 5-10% |