TRANSOM CAPITAL GROUP
TRANSOM CAPITAL GROUP, LLC Legal Name
Adviser information for TRANSOM CAPITAL GROUP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $896.4M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $896.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $896.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-110356 |
|---|---|
| SEC ERA File Number | 801-110356 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170459 |
| Legal Entity Identifier | None |
Principal Office
100 N. PACIFIC COAST HIGHWAYSUITE 1725
EL SEGUNDO
CA
United States
Monday - Friday, 9 AM TO 5 PM
Tel: (424) 832-7299, Fax: None
Chief Compliance Officer
NATHAN RICHARD DASTIC
CHIEF FINANCIAL OFFICER
100 N. PACIFIC COAST HIGHWAY
SUITE 1725
LOS ANGELES
CA
United States
Tel:
424-832-7299
N******@*************M
(Full email address available in API data)
Regulatory Contact
RUSSELL ROENICK
MANAGING PARTNER
100 N. PACIFIC COAST HIGHWAY
SUITE 1725
EL SEGUNDO
CA
United States
Tel:
(424) 832-7299
R*******@*************M
(Full email address available in API data)
Industry Affiliates
| TRANSOM CAPITAL GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TRANSOM CAPITAL GP III | Sponsor, GP, manager of pooled investment vehicles |
| TRANSOM CAPITAL GP IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TRANSOM ONE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TRANSOM ANGELENO CRITIGEN LLC | Private Equity Fund | $0.7M | $6.0M | 4 |
| TRANSOM BRAVO HOLDINGS LLC | Private Equity Fund | $2.1M | $0.1M | 10 |
| TRANSOM CAPITAL FUND II (PARALLEL), LP | Private Equity Fund | $1.2M | $0.3M | 1 |
| TRANSOM CAPITAL FUND II, LP | Private Equity Fund | $98.7M | $0.3M | 19 |
| TRANSOM CAPITAL FUND III, LP | Private Equity Fund | $499.5M | $0.5M | 39 |
| TRANSOM CAPITAL FUND IV, L.P. | Private Equity Fund | $294.1M | $1.0M | 32 |
| TRANSOM ONE HOLDINGS, LLC | Private Equity Fund | $0.0M | $0.0M | 30 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FIRTEL, KENNETH, BRETT | Individual | – | MANAGING MEMBER | 12/2007 | < 5% |
| ROENICK, RUSSELL, WILLIAM | Individual | – | MANAGING MEMBER | 12/2007 | < 5% |
| DASTIC, NATHAN, RICHARD | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2017 | < 5% |
| TRANSOM CAPITAL MANAGEMENT, L.P. | Domestic Entity | – | MEMBER | 01/2019 | > 75% |
| TRANSOM CAPITAL HOLDINGS LLC | Domestic Entity | TRANSOM CAPITAL MANAGEMENT, L.P. | MEMBER | 01/2019 | > 75% |
| FIRTEL, KENNETH, BRETT | Individual | TRANSOM CAPITAL HOLDINGS LLC | MEMBER | 01/2019 | 25-50% |
| ROENICK, RUSSELL, WILLIAM | Individual | TRANSOM CAPITAL HOLDINGS LLC | MEMBER | 01/2019 | 25-50% |