FORMULA GROWTH MANAGEMENT CORP
Adviser information for FORMULA GROWTH MANAGEMENT CORP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $416.8M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $416.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $416.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 97 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-110367 |
|---|---|
| SEC ERA File Number | 801-110367 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285005 |
| Legal Entity Identifier | None |
Principal Office
1 ROCKEFELLER PLAZASUITE 1421
NEW YORK
NY
United States
Monday - Friday, 9AM - 5.30PM
Tel: 917-265-8286, Fax: None
Chief Compliance Officer
ARGIRIOS KIRIAZIDIS
CHIEF OPERATING OFFICER
1 ROCKEFELLER PLAZA
SUITE 1421
NEW YORK
NY
United States
Tel:
917-265-8286
A**@***************A
(Full email address available in API data)
Industry Affiliates
| FORMULA GROWTH GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| FORMULA GROWTH LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KELLY, RANDALL, WILLIAM | Individual | – | PRESIDENT/DIRECTOR | 01/2005 | < 5% |
| KELLY, RANDALL, WILLIAM | Individual | FORMULA GROWTH INTERNATIONAL LIMITED | SHAREHOLDER | 07/2013 | 50-75% |
| Kiriazidis, Argirios, John | Individual | – | COO/CCO | 12/2010 | < 5% |
| FORMULA GROWTH INTERNATIONAL LIMITED | Foreign Entity | – | OWNER | 01/2005 | > 75% |