Hedge Fund Database

STRATA WEALTH ADVISORS, LLC

Adviser information for STRATA WEALTH ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 14
Investment Advisory/Research 11
Registered Broker-Dealer Representatives 2
Registered State Investment Advisers 11
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,042 $777.3M
Non-Discretionary 23 $18.2M
Total 1,065 $795.5M

Clients

Type Number RAUM
Individuals 92 $23.3M
HNW Individuals 178 $770.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $1.7M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMFixed fees
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-110369
SEC ERA File Number 801-110369
SEC CIK Numbers 1946237
SEC CRD Numbers 285973
Legal Entity Identifier None

Principal Office

8750 N. CENTRAL EXPRESSWAY
SUITE 1875
DALLAS
TX
United States
Monday - Friday, TUESDAY -THURSDAY: 8:00 A.M. - 5:00 P.M. | MONDAY AND FRIDAY BY APPOINTMENT ONLY
Tel: (214) 420-7020, Fax: (214) 420-7030

Websites

www.stratawealth.com www.linkedin.com/company/strata-wealth/

Chief Compliance Officer

VYOMA PATEL
DIRECTOR OF OPERATIONS
8750 N. CENTRAL EXPRESSWAY
SUITE 1875
DALLAS
TX
United States
Tel: (214) 420-7020
Fax: (214) 420-7030
(Full email address available in API data)

Regulatory Contact

DUSTY WALLACE
PRESIDENT AND DIRECTOR OF FINANCIAL PLANNING
8750 N. CENTRAL EXPRESSWAY
SUITE 1875
DALLAS
TX
United States
Tel: (214) 420-7020
Fax: (214) 420-7030
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PAINTER, KENNETH, ROY Individual KRP HOLDINGS, LLC MEMBER AND MANAGER 04/2017 > 75%
CUMBA, BRANDON, KEITH Individual CUMBA REVOCABLE TRUST DATED 01/23/2017 CO-TRUSTEE 01/2017
PAINTER, KENNETH, ROY Individual – CHIEF EXECUTIVE OFFICER 04/2017 < 5%
PATEL, VYOMA, VIPUL Individual – CHIEF COMPLIANCE OFFICER AND DIRECTOR OF OPERATIONS 04/2017 < 5%
KRP HOLDINGS, LLC Domestic Entity – MEMBER 04/2017 > 75%
CUMBACO, LLC Domestic Entity – MEMBER 04/2017 < 5%
WALLACE, DUSTY, DAWN Individual – PRESIDENT AND DIRECTOR OF FINANCIAL PLANNING 08/2021 < 5%
BECKER STRATA HOLDINGS, LLC Domestic Entity – MEMBER 01/2022 5-10%
BECKER, DANIEL, WAYNE Individual BECKER REVOCABLE LIVING TRUST, DATED 11/30/2021 CO-TRUSTEE 11/2024
WHIDBY, MARK, WENDALL Individual – CHIEF INVESTMENT OFFICER 06/2022 < 5%
OMSHANTIOM, LLC Domestic Entity – OWNER 01/2024 5-10%
PATEL, VYOMA, VIPUL Individual VYOMA AND VIPUL PATEL REVOCABLE LIVING TRUST, DATED 12/17/2012 CO-TRUSTEE 12/2012
ACI BEARS & BEYOND HOLDING, LLC Domestic Entity – MEMBER 01/2024 5-10%
WALLACE, DUSTY, DAWN Individual ACI BEARS & BEYOND HOLDING, LLC MEMBER 12/2023 50-75%
BECKER, JACLYN, DENNIS Individual BECKER REVOCABLE LIVING TRUST, DATED 11/30/2021 CO-TRUSTEE 11/2021
CUMBA REVOCABLE TRUST DATED 01/23/2017 Domestic Entity CUMBACO, LLC MEMBER 04/2017 > 75%
CUMBA, REBEKAH, ANNE Individual CUMBA REVOCABLE TRUST DATED 01/23/2017 CO-TRUSTEE 01/2017
BECKER REVOCABLE LIVING TRUST, DATED 11/30/2021 Domestic Entity BECKER STRATA HOLDINGS, LLC MEMBER 01/2022 > 75%
VYOMA AND VIPUL PATEL REVOCABLE LIVING TRUST, DATED 12/17/2012 Domestic Entity OMSHANTIOM, LLC MEMBER 12/2023 > 75%
PATEL, VIPUL, SHANTILAL Individual VYOMA AND VIPUL PATEL REVOCABLE LIVING TRUST, DATED 12/17/2012 CO-TRUSTEE 12/2012
WALLACE, ADAM, NO MIDDLE NAME Individual ACI BEARS & BEYOND HOLDING, LLC MEMBER 12/2023 50-75%

No. Employees, Historic

201002020202120222023202420255 on 2/19/20205 on 6/2/20207 on 10/16/20209 on 3/15/20219 on 3/29/20229 on 3/30/20229 on 9/30/202210 on 3/28/202310 on 4/13/202310 on 9/25/202314 on 3/28/202414 on 3/29/2024

RAUM, Historic

800M400M0202020212022202320242025249269170 on 2/19/2020249269170 on 6/2/2020249269170 on 10/16/2020455349455 on 3/15/2021569427561 on 3/29/2022569427561 on 3/30/2022569427561 on 9/30/2022576174194 on 3/28/2023576174194 on 4/13/2023576174194 on 9/25/2023795489375 on 3/28/2024795489375 on 3/29/2024

No. Clients, Historic

300150020202021202220232024202597 on 2/19/202097 on 6/2/202097 on 10/16/2020212 on 3/15/2021202 on 3/29/2022202 on 3/30/2022202 on 9/30/2022259 on 3/28/2023259 on 4/13/2023259 on 9/25/2023270 on 3/28/2024270 on 3/29/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL C 4M 22K –
AMAZON COM INC COM 1M 6K –
AMERICAN EXPRESS CO COM 4M 15K –
AMGEN INC COM 287K 917 –
ANALOG DEVICES INC COM 3M 14K –
APPLE INC COM 4M 18K –
ARISTA NETWORKS INC COM 3M 10K –
ARMSTRONG WORLD INDS INC NEW COM 2M 17K –
BERKSHIRE HATHAWAY INC DEL CL A 8M 13 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 33M 81K –
BGSF INC COM 225K 26K –
BOOKING HOLDINGS INC COM 4M 1K –
BRISTOL-MYERS SQUIBB CO COM 324K 8K –
BROOKFIELD CORP CL A LTD VT SH 663K 16K –
CHEVRON CORP NEW COM 262K 2K –
COCA COLA CO COM 537K 8K –
COSTCO WHSL CORP NEW COM 454K 534 –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 937K 26K –
DIMENSIONAL ETF TRUST EMERGING MKTS VA 781K 28K –
ELI LILLY & CO COM 564K 623 –
EXXON MOBIL CORP COM 1M 13K –
FLOOR & DECOR HLDGS INC CL A 2M 17K –
FTI CONSULTING INC COM 274K 1K –
INNOVATOR ETFS TRUST US EQTY ULTRA B 217K 6K –
INSULET CORP COM 216K 1K –
INVESCO EXCH TRADED FD TR II S&P 500 MOMNTM 332K 4K –
INVESCO QQQ TR UNIT SER 1 594K 1K –
ISHARES TR CORE S&P MCP ETF 914K 16K –
ISHARES TR CORE S&P500 ETF 7M 13K –
ISHARES TR S&P 500 GRWT ETF 533K 6K –
ISHARES TR RUS 1000 GRW ETF 247K 678 –
ISHARES TR RUSSELL 2000 ETF 247K 1K –
ISHARES TR RUS MD CP GR ETF 997K 9K –
ISHARES TR 1 3 YR TREAS BD 3M 40K –
ISHARES TR IBONDS DEC24 ETF 202K 8K –
ISHARES TR 0-3 MNTH TREASRY 214K 2K –
ISHARES TR IBDS DEC28 ETF 362K 15K –
ISHARES TR CORE MSCI EAFE 1M 15K –
ISHARES TR MSCI USA MMENTM 696K 4K –
ISHARES TR EAFE GRWTH ETF 2M 21K –
JOHNSON & JOHNSON COM 307K 2K –
JPMORGAN CHASE & CO. COM 243K 1K –
MERCK & CO INC COM 405K 3K –
META PLATFORMS INC CL A 355K 705 –
MICROSOFT CORP COM 5M 10K –
MOELIS & CO CL A 2M 29K –
NVIDIA CORPORATION COM 2M 19K –
NVR INC COM 2M 236 –
ORACLE CORP COM 340K 2K –
PIMCO ETF TR ACTIVE BD ETF 1M 12K –
PIMCO ETF TR MULTISECTOR BD 6M 217K –
PROGRESSIVE CORP COM 5M 22K –
SALESFORCE INC COM 318K 1K –
SCHWAB CHARLES CORP COM 2M 33K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 48M 1M –
SCHWAB STRATEGIC TR FUNDAMENTAL US L 13M 198K –
SELECT SECTOR SPDR TR ENERGY 422K 5K –
SPDR S&P 500 ETF TR TR UNIT 2M 4K –
SPDR SER TR NUVEEN BLOOMBERG 209K 8K –
TEMPUR SEALY INTL INC COM 1M 22K –
TESLA INC COM 451K 2K –
TEXAS INSTRS INC COM 248K 1K –
THERMO FISHER SCIENTIFIC INC COM 201K 364 –
THOR INDS INC COM 550K 6K –
UBER TECHNOLOGIES INC COM 718K 10K –
UNITEDHEALTH GROUP INC COM 453K 889 –
VANGUARD INDEX FDS TOTAL STK MKT 440K 2K –
VANGUARD INDEX FDS VALUE ETF 318K 2K –
VANGUARD INDEX FDS MID CAP ETF 1M 5K –
VANGUARD INDEX FDS REAL ESTATE ETF 751K 9K –
VANGUARD INDEX FDS GROWTH ETF 52M 138K –
VANGUARD INDEX FDS S&P 500 ETF SHS 503K 1K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 47M 819K –
WALMART INC COM 234K 3K –
WEST PHARMACEUTICAL SVSC INC COM 272K 826 –