Hedge Fund Database

"TATE ASSET MANAGEMENT" AND "DCO WEALTH MANAGEMENT"

ACAS, LLC Legal Name

Adviser information for "TATE ASSET MANAGEMENT" AND "DCO WEALTH MANAGEMENT" last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Nevada, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 652 $274.1M
Non-Discretionary 0 $0
Total 652 $274.1M

Clients

Type Number RAUM
Individuals 150 $61.1M
HNW Individuals 88 $182.5M
Banking or thrift institutions <5 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $30.5M
Charitable organizations <5 $0
State or municipal gov entities <5 $0
Other investment advisers <5 $0
Insurance companies <5 $0
Sovereign wealth funds and foreign official institutions <5 $0
Corporations or other businesses <5 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-110370
SEC ERA File Number 801-110370
SEC CIK Numbers 1859505
SEC CRD Numbers 160657
Legal Entity Identifier None

Principal Office

5531 CANCHA DE GOLF
SUITE 206
RANCHO SANTA FE
CA
United States
Monday - Friday, 8 AM - 4 PM
Tel: 888-500-9267, Fax: 858-461-6151

Websites

www.pro-visionwealth.com/ www.facebook.com/tate-asset-management-621014867936081/ www.dcowealthmanagement.com/ www.tateassetmanagement.com www.jf-wm.com www.twitter.com/tateassetmanagement.com www.linkedin.com/inm/tateasset.

Chief Compliance Officer

CHRISTOPHER TATE
5531 CANCHA DE GOLF SUITE
SUITE 206
RANCHO SANTA FE
CA
United States
Tel: 888.500.9267
Fax: 858-461-6151
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
TATE, CHRISTOPHER, ALAN Individual – MANAGING PARTNER/CCO 05/2012 > 75%

No. Employees, Historic

105020192020202120222023202420256 on 6/28/20196 on 3/9/20206 on 5/13/20206 on 6/15/20205 on 2/12/20215 on 4/13/20215 on 3/28/20225 on 3/17/20235 on 10/20/20235 on 3/7/2024

RAUM, Historic

300M150M02019202020212022202320242025130706186 on 6/28/2019174628274 on 3/9/2020174628274 on 5/13/2020174628274 on 6/15/2020243303577 on 2/12/2021243303577 on 4/13/2021220930297 on 3/28/2022206764176 on 3/17/2023206764176 on 10/20/2023274130458 on 3/7/2024

No. Clients, Historic

30015002019202020212022202320242025190 on 6/28/2019213 on 3/9/2020213 on 5/13/2020213 on 6/15/2020221 on 2/12/2021221 on 4/13/2021207 on 3/28/2022218 on 3/17/2023218 on 10/20/2023241 on 3/7/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPS ETF TR OSHARES US QUALT 250K 5K –
ALPHABET INC CAP STK CL C 355K 2K –
AMAZON COM INC COM 5M 24K –
APPLE INC COM 9M 42K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 8M 17K –
CANADIAN NAT RES LTD COM 202K 6K –
CAPITAL GROUP GROWTH ETF SHS CREATION UNI 7M 222K –
CAPITAL GROUP CORE EQUITY ET SHS CREATION UNI 207K 6K –
CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI 8M 218K –
CAPITAL GROUP CORE BALANCED SHS 2M 67K –
CAPITAL GROUP INTERNATIONAL SHS 568K 19K –
CATERPILLAR INC COM 487K 1K –
CISCO SYS INC COM 279K 6K –
COSTCO WHSL CORP NEW COM 3M 3K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 4M 64K –
EMERSON ELEC CO COM 551K 5K –
EXTRA SPACE STORAGE INC COM 845K 5K –
EXXON MOBIL CORP COM 685K 6K –
META PLATFORMS INC CL A 341K 718 –
FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 3M 54K –
GOLDMAN SACHS GROUP INC COM 498K 979 –
INDEXIQ ETF TR IQ MRGR ARB ETF 1M 45K –
INNOVATOR ETFS TRUST US SML CP PWR ET 352K 11K –
INNOVATOR ETFS TRUST US SML CP PWR B 440K 12K –
INNOVATOR ETFS TRUST US EQTY BUF NOV 371K 10K –
INNOVATOR ETFS TRUST US SML CP PWR B 332K 11K –
INNOVATOR ETFS TRUST US EQTY BUFR JUL 273K 6K –
INNOVATOR ETFS TRUST LADDERED ALC BFR 557K 18K –
INNOVATOR ETFS TRUST LADERD ALCTN PWR 1M 30K –
INVESCO QQQ TR UNIT SER 1 2M 3K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 735K 4K –
INVESCO EXCH TRADED FD TR II PFD ETF 245K 21K –
ISHARES TR S&P 500 GRWT ETF 6M 66K –
ISHARES TR S&P 500 VAL ETF 4M 23K –
ISHARES TR 20 YR TR BD ETF 492K 5K –
ISHARES TR MSCI EAFE ETF 2M 30K –
ISHARES TR S&P MC 400GR ETF 1M 11K –
ISHARES TR S&P MC 400VL ETF 1M 11K –
ISHARES TR SP SMCP600VL ETF 1M 10K –
ISHARES TR S&P SML 600 GWT 1M 7K –
ISHARES TR 3 7 YR TREAS BD 283K 2K –
JPMORGAN CHASE & CO. COM 283K 1K –
JOHNSON & JOHNSON COM 234K 1K –
LOCKHEED MARTIN CORP COM 318K 586 –
MICROSOFT CORP COM 1M 3K –
NETFLIX INC COM 503K 801 –
ORACLE CORP COM 218K 2K –
PEPSICO INC COM 232K 1K –
PFIZER INC COM 458K 15K –
QUALCOMM INC COM 253K 1K –
RAYONIER INC COM 651K 21K –
SPDR S&P 500 ETF TR TR UNIT 308K 559 –
SPDR GOLD TR GOLD SHS 2M 8K –
SPDR SER TR S&P 400 MDCP GRW 521K 6K –
SPDR SER TR S&P 400 MDCP VAL 495K 6K –
SPDR DOW JONES INDL AVERAGE UT SER 1 512K 1K –
SPDR SER TR PRTFLO S&P500 HI 225K 5K –
SPDR SER TR PORTFOLIO S&P600 290K 6K –
SCHWAB STRATEGIC TR US BRD MKT ETF 531K 8K –
SCHWAB STRATEGIC TR US LRG CAP ETF 313K 5K –
SCHWAB STRATEGIC TR US LCAP GR ETF 3M 25K –
SCHWAB STRATEGIC TR US LCAP VA ETF 2M 28K –
SCHWAB STRATEGIC TR US MID-CAP ETF 2M 22K –
SCHWAB STRATEGIC TR US SML CAP ETF 559K 11K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 214K 8K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 2M 28K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 202K 1K –
SUPER MICRO COMPUTER INC COM 203K 290 –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 245K 1K –
TESLA INC COM 210K 907 –
TEXAS INSTRS INC COM 204K 1K –
V F CORP COM 324K 19K –
VANECK ETF TRUST GOLD MINERS ETF 214K 6K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 821K 4K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 1M 20K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 424K 8K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 286K 2K –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 307K 7K –
VANGUARD INDEX FDS S&P 500 ETF SHS 1M 2K –
VANGUARD INDEX FDS MID CAP ETF 1M 4K –
VANGUARD INDEX FDS LARGE CAP ETF 285K 1K –
VANGUARD INDEX FDS GROWTH ETF 2M 6K –
VANGUARD INDEX FDS VALUE ETF 3M 18K –
VANGUARD INDEX FDS SMALL CP ETF 1M 5K –
VANGUARD INDEX FDS TOTAL STK MKT 2M 7K –
VERIZON COMMUNICATIONS INC COM 226K 6K –