LFM CAPITAL
LFM CAPITAL, LLC Legal Name
Adviser information for LFM CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 24 |
|---|---|
| Investment Advisory/Research | 24 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $1.1B |
| Non-Discretionary | 1 | $47.9M |
| Total | 7 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $1.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-110374 |
|---|---|
| SEC ERA File Number | 801-110374 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173834 |
| Legal Entity Identifier | None |
Principal Office
1312 THIRD AVENUE NORTHNASHVILLE
TN
United States
Monday - Friday, 9AM - 6 PM ET
Tel: (615) 983-6294, Fax: None
Chief Compliance Officer
KEVIN BRADLEY
CCO
1312 THIRD AVENUE N
NASHVILLE
TN
United States
Tel:
615-620-3195
K************@*************M
(Full email address available in API data)
Industry Affiliates
| LFM CAPITAL GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LFM CAPITAL PARTNERS II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LFM CAPITAL PARTNERS III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LFM CAPITAL (CO-INVESTMENT), L.P. | Private Equity Fund | $3.7M | $0.0M | 1 |
| LFM CAPITAL PARTNERS II-A, L.P. | Private Equity Fund | $413.1M | $0.0M | 9 |
| LFM CAPITAL PARTNERS II-B, L.P. | Private Equity Fund | $27.9M | $0.0M | 1 |
| LFM CAPITAL PARTNERS III-A, L.P. | Private Equity Fund | $328.8M | $0.0M | 17 |
| LFM CAPITAL PARTNERS III-B, L.P. | Private Equity Fund | $26.4M | $0.0M | 6 |
| LFM CAPITAL PARTNERS, L.P. | Private Equity Fund | $258.3M | $0.0M | 9 |
| LFM LONGHORN OPPORTUNITY FUND, L.P. | Private Equity Fund | $47.9M | $0.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COOK, STEPHEN, CARL | Individual | – | EXECUTIVE MANAGING DIRECTOR | 05/2014 | 25-50% |
| SHOCKLEY, DANIEL, ALLEN | Individual | – | MANAGING DIRECTOR | 05/2014 | 25-50% |
| GINSBERG, JESSICA, LYNN | Individual | – | MANAGING DIRECTOR | 03/2017 | 5-10% |
| Lin, Christopher, Cheyih | Individual | – | MANAGING DIRECTOR | 10/2018 | 10-25% |
| Harris, Gary, Conner | Individual | – | MANAGING DIRECTOR | 01/2022 | 10-25% |
| Bradley, Kevin, Caldwell | Individual | – | CCO | 04/2023 | < 5% |