DOWNTOWN INVESTMENT ADVISORY
MAYTAL ASSET MANAGEMENT LLC Legal Name
Adviser information for DOWNTOWN INVESTMENT ADVISORY last updated from Form ADV on February 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 68 | $126.3M |
| Non-Discretionary | 0 | $0 |
| Total | 68 | $126.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 28 | $13.3M |
| HNW Individuals | 35 | $105.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $53,797 |
| Charitable organizations | <5 | $7.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 68 |
| No. of Non-U.S. Clients | 12 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsRETIREMENT PLAN CONSULTING SERVICES |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-110387 |
|---|---|
| SEC ERA File Number | 801-110387 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168812 |
| Legal Entity Identifier | None |
Principal Office
360 HAMILTON AVENUESUITE 1110
WHITE PLAINS
NY
United States
Monday - Friday, 9 AM TO 6 PM
Tel: (917) 363-4919, Fax: None
Chief Compliance Officer
SALO AIZENBERG
MANAGING MEMBER
360 HAMILTON AVENUE
SUITE 1110
WHITE PLAINS
NY
United States
Tel:
9173634918
S***@**************M
(Full email address available in API data)
Regulatory Contact
SCOTT GOTTLIEB
CONSULTANT
15 EAST PUTNAM AVENUE
#286
GREENWICH
CT
United States
Tel:
888 798-2930
S**@**************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AIZENBERG, SALO | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 07/2013 | > 75% |