MANDARINFISH MANAGEMENT, LLC
Adviser information for MANDARINFISH MANAGEMENT, LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 6 | $301.5M |
| Total | 6 | $301.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $17.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $284.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 20 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-110393 |
|---|---|
| SEC ERA File Number | 801-110393 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288139 |
| Legal Entity Identifier | None |
Principal Office
24 CEDAR AVE.BARRINGTON
RI
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 401.996.8647, Fax: None
Chief Compliance Officer
DAVID L. SKELDING
180 N. LASALLE ST.
SUITE 3400
CHICAGO
IL
United States
Tel:
(708) 275-9339
D********@*****************M
(Full email address available in API data)
Regulatory Contact
THOMAS JEFFERSON
ATTORNEY
ONE FINANCIAL PLAZA
SUITE 2800
PROVIDENCE
RI
United States
Tel:
(401) 276-6417
Fax:
(888) 325-9628
J*************@************M
(Full email address available in API data)
Industry Affiliates
| ALBERT J. DOBRON | Sponsor, GP, manager of pooled investment vehicles |
| TUPELO MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PADI CO-INVEST HOLDCO, LLC | Private Equity Fund | $26.0M | $0.0M | 11 |
| PADI-A HOLDCO, LP | Private Equity Fund | $9.7M | $0.0M | 4 |
| PADI-F HOLDCO, LP | Private Equity Fund | $24.6M | $0.0M | 1 |
| PADI-K HOLDCO, LLC | Private Equity Fund | $16.6M | $0.0M | 2 |
| PADI-WS HOLDCO, LLC | Private Equity Fund | $207.3M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DOBRON, ALBERT, JOSEPH | Individual | – | MANAGING MEMBER | 03/2017 | 50-75% |
| KHOURY, AMIN, CHARLES | Individual | – | MEMBER | 03/2017 | 25-50% |
| SKELDING, DAVID, LAURENCE | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2020 | < 5% |