DREHER INVESTMENT SERVICES, INC.
Adviser information for DREHER INVESTMENT SERVICES, INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 308 | $221.2M |
| Non-Discretionary | 0 | $0 |
| Total | 308 | $221.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 190 | $31.6M |
| HNW Individuals | 99 | $159.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $723,436 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $814,141 |
| Other | 14 | $28.5M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-110396 |
|---|---|
| SEC ERA File Number | 801-110396 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 114196 |
| Legal Entity Identifier | None |
Principal Office
517 W. TWOHIG AVENUESAN ANGELO
TX
United States
Monday - Friday, 8:00-4:30
Tel: 325-486-8600, Fax: 325-486-8700
Chief Compliance Officer
SPENCER PLAGENS
PRESIDENT
517 W TWOHIG AVE.
SAN ANGELO
TX
United States
Tel:
(325) 486-8600
Fax:
(325) 486-8700
S**************@***********M
(Full email address available in API data)
Regulatory Contact
KATY L TAYLOR
COO-BACK OFFICE, IA
517 W TWOHIG AVE.
SAN ANGELO
TX
United States
Tel:
(325)486-8600
Fax:
(325)486-8700
K**********@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROBERTSON, CHARLES, DREHER | Individual | – | CEO | 01/1997 | 10-25% |
| EAKMAN, DOUGLAS, DOYLE | Individual | – | DIRECTOR | 02/1997 | 10-25% |
| WANORECK, LADONNA, RUTH | Individual | – | DIRECTOR | 12/2013 | < 5% |
| KIDD, KENNETH, BRUCE | Individual | – | DIRECTOR | 12/2013 | < 5% |
| PLAGENS, SPENCER, JUDSON | Individual | – | PRESIDENT / CHIEF COMPLIANCE OFFICER | 01/2019 | 10-25% |
| TAYLOR, KATY, LIN | Individual | – | CHIEF OPERATIONS OFFICER | 01/2019 | < 5% |
| Taylor, Rusty, Joe | Individual | – | CHIEF FINANCIAL OFFICER | 01/2022 | 10-25% |
| Knox, Dayton, Scott | Individual | – | SHAREHOLDER | 12/2018 | 5-10% |
| Knox, Nazita, E | Individual | – | SHAREHOLDER | 12/2018 | 5-10% |