CAERUS INVESTMENT ADVISORS, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	California, United States

Employees

Total Number of Employees	5
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	2
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	2

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	177	$131.8M
Non-Discretionary	17	$74.6M
Total	194	$206.4M

Clients

Type	Number	RAUM
Individuals	17	$2.4M
HNW Individuals	98	$131.9M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	15	$72.1M
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting services
Compensation	% of AUM

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	131.8M

Portfolio Manager to Program	Sponsor
CAERUS WRAP PROGRAM	CAERUS INVESTMENT ADVISORS, LLC

Identifiers

SEC RIA File Number	801-110401
SEC ERA File Number	801-110401
SEC CIK Numbers	1862682
SEC CRD Numbers	171716
Legal Entity Identifier	None

Principal Office

311 LAUREL VALLEY ROAD
WEST LAKE HILLS
TX
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic