Hedge Fund Database

ARKOS GLOBAL ADVISORS, LLC

Adviser information for ARKOS GLOBAL ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 18
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 14
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,103 $939.4M
Non-Discretionary 0 $0
Total 1,103 $939.4M

Clients

Type Number RAUM
Individuals 240 $86.7M
HNW Individuals 122 $659.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 6 $183.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $9.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-110406
SEC ERA File Number 801-110406
SEC CIK Numbers 1769089
SEC CRD Numbers 287466
Legal Entity Identifier None

Principal Office

4400 POST OAK PKWY
STE. 1950
HOUSTON
TX
United States
Monday - Friday, 8:30AM - 4:30PM
Tel: (346) 352-2360, Fax: None

Websites

www.facebook.com/arkosglobal/ www.instagram.com/arkosglobaladvisors/ www.linkedin.com/company/arkosglobaladvisors twitter.com/arkosglobaladv www.arkosglobal.com/ www.youtube.com/channel/uck4xn0mhquiecy0xkvxmo8a

Chief Compliance Officer

JEFFREY A. THOMAS
MEMBER
4400 POST OAK PKWY
STE. 1950
HOUSTON
TX
United States
Tel: (346) 352-2360
(Full email address available in API data)

Regulatory Contact

GWEN DAVIS
SR. CLIENT EXPERIENCE MANAGER
4400 POST OAK PKWY
STE. 1950
HOUSTON
TX
United States
Tel: (346) 352-2360
(Full email address available in API data)

Industry Affiliates

MIKE RICHTER CPA, PLLC Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
THOMAS, JEFFREY, ALAN Individual – CHIEF COMPLIANCE OFFICER AND MEMBER 04/2017 50-75%
ARKOS GLOBAL ADVISORS, LTD. Domestic Entity – OWNER 12/2019 25-50%
THOMAS, JEFFREY, ALAN Individual ARKOS GLOBAL ADVISORS, LTD. OWNER 12/2019 50-75%
NATIONAL CHRISTIAN TRUST Domestic Entity ARKOS GLOBAL ADVISORS, LTD. OWNER 12/2022 25-50%

No. Employees, Historic

201002020202120222023202420258 on 3/11/202010 on 3/30/202012 on 4/15/202013 on 6/30/202013 on 8/31/202013 on 9/21/202011 on 11/12/202011 on 11/12/202011 on 3/31/202111 on 4/8/202111 on 5/25/202111 on 8/17/202112 on 11/1/202112 on 1/11/202212 on 2/3/202212 on 3/30/202212 on 3/30/202213 on 4/6/202213 on 4/6/202216 on 3/31/202316 on 5/19/202316 on 5/19/202318 on 3/29/2024

RAUM, Historic

1B500M0202020212022202320242025239945328 on 3/11/2020255907812 on 3/30/2020348462657 on 4/15/2020348462657 on 6/30/2020348462657 on 8/31/2020348462657 on 9/21/2020348462657 on 11/12/2020348462657 on 11/12/2020485954348 on 3/31/2021485954348 on 4/8/2021485954348 on 5/25/2021485954348 on 8/17/2021485954348 on 11/1/2021485954348 on 1/11/2022485954348 on 2/3/2022637534695 on 3/30/2022637534695 on 3/30/2022686456423 on 4/6/2022686456423 on 4/6/2022889566032 on 3/31/2023889566032 on 5/19/2023889566032 on 5/19/2023939425000 on 3/29/2024

No. Clients, Historic

5002500202020212022202320242025176 on 3/11/2020180 on 3/30/2020285 on 4/15/2020285 on 6/30/2020285 on 8/31/2020285 on 9/21/2020285 on 11/12/2020285 on 11/12/2020265 on 3/31/2021265 on 4/8/2021265 on 5/25/2021265 on 8/17/2021265 on 11/1/2021265 on 1/11/2022265 on 2/3/2022276 on 3/30/2022276 on 3/30/2022404 on 4/6/2022404 on 4/6/2022430 on 3/31/2023430 on 5/19/2023430 on 5/19/2023371 on 3/29/2024

Holdings

From latest 13F, filed August 15th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMAZON COM INC COM Stock 946 5K –
INVESCO QQQ TRUST SERIES I ETF 771 2K –
ISHARES GOLD TRUST ETF 9K 214K –
VANGUARD TOTAL STOCK MARKET ETF ETF 362 1K –
WISDOMTREE FLOATING RATE TREASURY FUND ETF 9K 171K –
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF ETF 11K 155K –
COSTCO WHSL CORP NEW COM Stock 502 591 –
GOLDMAN SACHS GROUP INC COM Stock 346 766 –
SHELL PLC SPON ADS ADR 795 11K –
BOSTON SCIENTIFIC CORP COM Stock 489 6K –
PROCTER AND GAMBLE CO COM Stock 233 1K –
COCA COLA CO COM Stock 391 6K –
ENTERPRISE PRODS PARTNERS L P COM Stock 312 11K –
ISHARES MSCI USA ESG SELECT ETF ETF 416 4K –
INTEL CORP COM Stock 681 22K –
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST ETF 787 2K –
ISHARES SILVER TRUST ETF 340 13K –
ISHARES ESG AWARE MSCI EAFE ETF ETF 326 4K –
SPDR DOW JONES GLOBAL REAL ESTATE ETF ETF 735 18K –
MERCK & CO INC COM Stock 537 4K –
ISHARES SHORT-TERM NATIONAL MUNI BOND ETF ETF 2K 24K –
SPDR S&P 500 ETF TRUST ETF 54K 99K –
GOLDMAN SACHS JUST US LARGE CAP EQ ETF ETF 399 5K –
VERIZON COMMUNICATIONS INC COM Stock 255 6K –
PEPSICO INC COM Stock 332 2K –
ISHARES 1-3 YEAR TREASURY BOND ETF ETF 329 4K –
ISHARES MSCI EUROZONE ETF ETF 348 7K –
NUVEEN ESG MID-CAP GROWTH ETF ETF 217 5K –
EATON VANCE MUN BD FD COM CEF 169 16K –
SPDR BLOOMBERG CONVERTIBLE SECURITIES ETF ETF 5K 70K –
HOME DEPOT INC COM Stock 396 1K –
PIMCO 1-5 YEAR US TIPS INDEX EXCHANGE-TRADED FUND ETF 588 11K –
FIRST TRUST LARGE CAP CORE ALPHADEX FUND ETF 622 6K –
SPDR GOLD SHARES ETF 15K 71K –
MONGODB INC CL A Stock 244 978 –
SCHWAB U.S. LARGE-CAP GROWTH ETF ETF 383 4K –
ISHARES CORE S&P SMALL CAP ETF ETF 12K 116K –
BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 707 2K –
VANGUARD SHORT-TERM CORPORATE BOND ETF ETF 52K 673K –
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF ETF 599 7K –
ALPHABET INC CAP STK CL A Stock 2K 10K –
FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF ETF 930 28K –
MICROSOFT CORP COM Stock 1K 3K –
VALERO ENERGY CORP COM Stock 211 1K –
FIRST TRUST TCW UNCONSTRAINED PLUS BOND ETF ETF 3K 111K –
VANGUARD SMALL-CAP ETF ETF 7K 33K –
VANGUARD MID-CAP ETF ETF 10K 43K –
VANGUARD HEALTH CARE ETF ETF 339 1K –
FINANCIAL SELECT SECTOR SPDR FUND ETF 280 7K –
ALERIAN MLP ETF ETF 1K 29K –
VANGUARD CONSUMER STAPLES ETF ETF 220 1K –
VANGUARD INDUSTRIALS ETF ETF 223 946 –
VANGUARD INFORMATION TECHNOLOGY ETF ETF 955 2K –
VANGUARD S&P 500 ETF ETF 93K 185K –
INVESCO S&P 500 EQUAL WEIGHT ETF ETF 3K 17K –
VANECK GOLD MINERS ETF ETF 2K 57K –
ELI LILLY & CO COM Stock 250 276 –
SCHWAB U.S. MID-CAP ETF ETF 641 8K –
VANGUARD TOTAL INTERNATIONAL STOCK ETF ETF 1K 18K –
BNY MELLON STRATEGIC MUNICIPALS CEF 294 48K –
VANGUARD S&P 500 GROWTH ETF ETF 476 1K –
AFLAC INC COM Stock 210 2K –
PUTNAM MANAGED MUN INCOME TR COM CEF 229 37K –
INVESCO S&P 500 LOW VOLATILITY ETF ETF 436 7K –
NUVEEN DYNAMIC MUN OPPORTUNITI COM SHS CEF 151 14K –
SNOWFLAKE INC CL A Stock 225 2K –
COINBASE GLOBAL INC COM CL A Stock 318 1K –
VANGUARD GROWTH ETF ETF 3K 7K –
NUVEEN MUN HIGH INCOME OPPORTU COM CEF 401 37K –
WISDOMTREE U.S. SMALLCAP DIVIDEND FUND ETF 474 15K –
META PLATFORMS INC CL A Stock 277 549 –
BNY MELLON STRATEGIC MUNI BOND CEF 214 36K –
NUVEEN MUNICIPAL CREDIT INC FD COM SH BEN INT CEF 811 66K –
FIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUND ETF 8K 276K –
HEALTHCARE RLTY TR CL A COM REIT 246 15K –
BROADCOM INC COM Stock 666 415 –
VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF ETF 622 13K –
ISHARES CORE MSCI EAFE ETF ETF 58K 803K –
ROYAL BK CDA COM Stock 201 2K –
NVIDIA CORPORATION COM Stock 343 3K –
ISHARES SHORT TREASURY BOND ETF ETF 2K 14K –
CUMMINS INC COM Stock 295 1K –
CANADIAN IMPERIAL BK COMM TORO COM Stock 347 7K –
ISHARES CORE MSCI EMERGING MARKETS ETF ETF 12K 232K –
VANGUARD TOTAL BOND MARKET ETF ETF 60K 833K –
NUVEEN QUALITY MUNCP INCOME FD COM CEF 1K 116K –
NUVEEN AMT FREE MUN CR INC FD COM CEF 293 23K –
SPDR BLACKSTONE SENIOR LOAN ETF ETF 791 19K –
CISCO SYS INC COM Stock 232 5K –
VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 269 6K –
FIDELITY WISE ORIGIN BITCOIN FUND ETF 1K 23K –
WISDOMTREE U.S. MIDCAP DIVIDEND FUND ETF 768 16K –
ENERGY SELECT SECTOR SPDR FUND ETF 372 4K –
ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF ETF 948 12K –
ISHARES S&P 500 VALUE ETF ETF 315 2K –
ISHARES S&P 500 GROWTH ETF ETF 217 2K –
ISHARES CORE S&P 500 ETF ETF 751 1K –
ISHARES PREFERRED & INCOME SECURITIES ETF ETF 1K 33K –
SALESFORCE INC COM Stock 257 999 –
JPMORGAN CHASE & CO. COM Stock 851 4K –
CHEVRON CORP NEW COM Stock 302 2K –
ISHARES NATIONAL MUNI BOND ETF ETF 69K 646K –
VANGUARD FTSE DEVELOPED MARKETS ETF ETF 483 10K –
SPDR S&P DIVIDEND ETF ETF 439 3K –
WALMART INC COM Stock 2K 22K –
ISHARES INTERNATIONAL SELECT DIVIDEND ETF ETF 931 34K –
VANGUARD HIGH DIVIDEND YIELD INDEX ETF ETF 24K 200K –
AMERICAN EXPRESS CO COM Stock 215 927 –
NUVEEN AMT FREE QLTY MUN INCME COM CEF 870 76K –
WILLIAMS COS INC COM Stock 369 9K –
AGNICO EAGLE MINES LTD COM Stock 268 4K –
BANK MONTREAL QUE COM Stock 224 3K –
VANGUARD DIVIDEND APPRECIATION ETF ETF 1K 8K –
ISHARES 20 YEAR TREASURY BOND ETF ETF 496 5K –
ISHARES CORE DIVIDEND GROWTH ETF ETF 6K 112K –
ISHARES GLOBAL REIT ETF ETF 3K 125K –
BLACKROCK ULTRA SHORT-TERM BOND ETF ETF 592 12K –
AMARIN CORP PLC SPONS ADR NEW ADR 7 10K –
PHILIP MORRIS INTL INC COM Stock 266 3K –
EXXON MOBIL CORP COM Stock 475 4K –
VANGUARD MEGA CAP VALUE ETF ETF 2K 14K –
ARK INNOVATION ETF ETF 443 10K –
ISHARES MSCI ACWI ETF ETF 4K 36K –
KRAFT HEINZ CO COM Stock 260 8K –
CROWN CASTLE INC COM REIT 353 4K –
ISHARES CORE S&P MID-CAP ETF ETF 18K 304K –
ISHARES MSCI EAFE ETF ETF 319 4K –
APPLE INC COM Stock 3K 15K –
DISNEY WALT CO COM Stock 259 3K –
INVESCO PREFERRED ETF ETF 8K 657K –