Hedge Fund Database

COMPASS ADVISORS

COMPASS ADVISORY GROUP LLC Legal Name

Adviser information for COMPASS ADVISORS last updated from Form ADV on February 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 2
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 899 $341.6M
Non-Discretionary 115 $174.9M
Total 1,014 $516.5M

Clients

Type Number RAUM
Individuals 222 $60.2M
HNW Individuals 123 $232.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 114 $217.3M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $6.3M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-110409
SEC ERA File Number 801-110409
SEC CIK Numbers 1720292
SEC CRD Numbers 288256
Legal Entity Identifier None

Principal Office

155 PINELAWN ROAD
SUITE 210 N
MELVILLE
NY
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: (516) 938-2400, Fax: (516) 938-2455

Websites

www.compassadvisors.com www.facebook.com/compassadvisorscfp/ www.linkedin.com/company/compassadvisors

Chief Compliance Officer

LAUREN M. KING
MANAGING MEMBER, PARTNER
155 PINELAWN ROAD
SUITE 210 N
MELVILLE
NY
United States
Tel: (516) 938-2400
Fax: (516) 938-2455
(Full email address available in API data)

Regulatory Contact

MICHAEL A. CUNEO
MANAGING MEMBER, PARTNER
155 PINELAWN ROAD
SUITE 210 N
MELVILLE
NY
United States
Tel: (516) 938-2400
Fax: (516) 938-2455
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CUNEO, MICHAEL, ANTHONY Individual – MANAGING MEMBER, PARTNER, AND CHIEF INVESTMENT OFFICER 04/2017 50-75%
KING, LAUREN, MICHELLE Individual – MANAGING MEMBER, PARTNER, AND CHIEF COMPLIANCE OFFICER 04/2017 50-75%

No. Employees, Historic

105020192020202120222023202420256 on 10/11/20196 on 3/17/20207 on 6/12/20207 on 6/25/20206 on 3/18/20216 on 7/15/20216 on 11/15/20216 on 3/8/20226 on 7/19/20226 on 10/19/20226 on 2/28/20236 on 8/14/20237 on 2/16/2024

RAUM, Historic

600M300M02019202020212022202320242025106000000 on 10/11/2019184274949 on 3/17/2020184274949 on 6/12/2020184274949 on 6/25/2020293888955 on 3/18/2021293888955 on 7/15/2021293888955 on 11/15/2021362989919 on 3/8/2022362989919 on 7/19/2022362989919 on 10/19/2022392312142 on 2/28/2023392312142 on 8/14/2023516526119 on 2/16/2024

No. Clients, Historic

50025002019202020212022202320242025183 on 10/11/2019273 on 3/17/2020273 on 6/12/2020273 on 6/25/2020386 on 3/18/2021386 on 7/15/2021386 on 11/15/2021313 on 3/8/2022313 on 7/19/2022313 on 10/19/2022407 on 2/28/2023407 on 8/14/2023459 on 2/16/2024

Holdings

From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AIM ETF PRODUCTS TRUST US LRGCP B20 JAN 29M 898K –
AIM ETF PRODUCTS TRUST US LRGCP B20 JUL 2M 55K –
AIM ETF PRODUCTS TRUST US LRGCP B20 OCT 3M 76K –
AIM ETF PRODUCTS TRUST US LRGCP B20 APR 518K 17K –
AMAZON COM INC COM 765K 4K –
APPLE INC COM 2M 11K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 3K –
DIMENSIONAL ETF TRUST US TARGETED VLU 14M 276K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 579K 13K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 633K 16K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 490K 13K –
INNOVATOR ETFS TRUST US EQT PWR BUF 445K 13K –
INNOVATOR ETFS TRUST EMRGNG MKT JAN 894K 30K –
INNOVATOR ETFS TRUST US SML CP PWR B 19M 550K –
INNOVATOR ETFS TRUST INTRNL DEV JAN 11M 351K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 3M 65K –
INNOVATOR ETFS TRUST US SML CP PWR B 964K 35K –
INNOVATOR ETFS TRUST LADERD ALCTN PWR 292K 7K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 3M 73K –
INNOVATOR ETFS TRUST US SML CP PWR B 638K 22K –
INNOVATOR ETFS TRUST US EQTY ULTRA B 950K 28K –
INNOVATOR ETFS TRUST US EQT ULTRA BF 810K 22K –
INNOVATOR ETFS TRUST US SML CP PWR ET 707K 23K –
INNOVATOR ETFS TRUST INTRNL DEV APRL 370K 14K –
INNOVATOR ETFS TRUST DEFINED WLT SHLD 1M 47K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 520K 14K –
INNOVATOR ETFS TRUST US EQTY PWR BF 290K 8K –
INNOVATOR ETFS TRUST EMERGING MKT PWR 323K 13K –
INNOVATOR ETFS TRUST US EQTY ULTRA B 319K 9K –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 701K 4K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 507K 8K –
INVESCO QQQ TR UNIT SER 1 766K 2K –
META PLATFORMS INC CL A 718K 1K –
MICROSOFT CORP COM 611K 1K –
NVIDIA CORPORATION COM 815K 7K –
PACER FDS TR US LRG CP CASH 10M 354K –
PACER FDS TR PACER US SMALL 1M 26K –
PACER FDS TR DEVELOPED MRKT 240K 8K –
PACER FDS TR US CASH COWS 100 959K 18K –
SCHWAB CHARLES CORP COM 617K 8K –
SCHWAB STRATEGIC TR INTL EQTY ETF 8M 207K –
SCHWAB STRATEGIC TR US LCAP GR ETF 4M 38K –
SCHWAB STRATEGIC TR US BRD MKT ETF 47M 744K –
SCHWAB STRATEGIC TR US LCAP VA ETF 3M 37K –
SCHWAB STRATEGIC TR US MID-CAP ETF 2M 30K –
SCHWAB STRATEGIC TR US SML CAP ETF 2M 37K –
SCHWAB STRATEGIC TR US LRG CAP ETF 1M 16K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 345K 4K –
SPDR S&P 500 ETF TR TR UNIT 211K 386 –
VANGUARD BD INDEX FDS INTERMED TERM 412K 5K –
VANGUARD INDEX FDS S&P 500 ETF SHS 3M 5K –
VANGUARD INDEX FDS TOTAL STK MKT 16M 61K –
VANGUARD INDEX FDS EXTEND MKT ETF 4M 22K –
VANGUARD INDEX FDS VALUE ETF 3M 21K –
VANGUARD INDEX FDS GROWTH ETF 2M 4K –
VANGUARD INDEX FDS SML CP GRW ETF 275K 1K –
VANGUARD INDEX FDS MID CAP ETF 320K 1K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 3M 24K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 2M 38K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 2M 37K –
VANGUARD MUN BD FDS TAX EXEMPT BD 3M 59K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 580K 8K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 221K 1K –
VANGUARD WELLINGTON FD US VALUE FACTR 973K 9K –
VANGUARD WHITEHALL FDS INTL DVD ETF 2M 23K –
VANGUARD WORLD FD CONSUM STP ETF 229K 1K –
VANGUARD WORLD FD HEALTH CAR ETF 302K 1K –
VANGUARD WORLD FD INF TECH ETF 325K 563 –