MEADOWBROOK WEALTH MANAGEMENT, LLC
Adviser information for MEADOWBROOK WEALTH MANAGEMENT, LLC last updated from Form ADV on January 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 232 | $56.8M |
| Non-Discretionary | 6 | $4.6M |
| Total | 238 | $61.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 70 | $13.0M |
| HNW Individuals | 85 | $48.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $81,000 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-110418 |
|---|---|
| SEC ERA File Number | 801-110418 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110508 |
| Legal Entity Identifier | None |
Principal Office
1044 FRANKLIN AVENUESUITE 204
GARDEN CITY
NY
United States
Monday - Friday, BY APPOINTMENT
Tel: 888-888-5250, Fax: 516-294-4814
Websites
Chief Compliance Officer
THOMAS GEORGE EFTHIMIOU
PARTNER
1044 FRANKLIN AVENUE
SUITE 204
GARDEN CITY
NY
United States
Tel:
888-888-5250
Fax:
516-294-4814
T**@********************M
(Full email address available in API data)
Regulatory Contact
RICHARD JACK
PARTNER
1044 FRANKLIN AVENUE
SUITE 204
GARDEN CITY
NY
United States
Tel:
516-877-7413
Fax:
516-294-4814
R***@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EFTHIMIOU, THOMAS, GEORGE | Individual | – | MANAGING PRINCIPAL/PARTNER/CCO | 03/2015 | 50-75% |
| JACK, RICHARD, FRANCIS | Individual | – | MANAGING PRINCIPAL/PARTNER/COO | 03/2015 | 50-75% |