CALABASAS ADVISORY GROUP, LLC
Adviser information for CALABASAS ADVISORY GROUP, LLC last updated from Form ADV on January 10th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,126 | $222.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1,126 | $222.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 353 | $148.7M |
| HNW Individuals | 151 | $73.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-110430 |
|---|---|
| SEC ERA File Number | 801-110430 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288224 |
| Legal Entity Identifier | None |
Principal Office
32107 LINDERO CANYON RD.SUITE 133
WESTLAKE VILLAGE
CA
United States
Monday - Friday, 8AM - 5:30PM
Tel: 818-351-5124, Fax: None
Chief Compliance Officer
JASON SEMELENG
MANAGING MEMBER
32107 LINDERO CANYON RD.
SUITE 133
WESTLAKE VILLAGE
CA
United States
Tel:
818-351-5124
J****@****************************M
(Full email address available in API data)
Regulatory Contact
JOHN LEACH
MANAGING MEMBER
32107 LINDERO CANYON RD.
SUITE 133
WESTLAKE VILLAGE
CA
United States
Tel:
818-956-6643
J*****@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SEMELENG, JASON, NILS | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 05/2017 | 50-75% |
| LEACH, JOHN, JOSEPH | Individual | – | MANAGING MEMBER | 05/2017 | 50-75% |