RPM ADVISORS, LLC
Adviser information for RPM ADVISORS, LLC last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Dakota, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $3.3M |
| Non-Discretionary | 14 | $219.9M |
| Total | 18 | $223.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $623,983 |
| HNW Individuals | <5 | $2.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 12 | $219.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-110439 |
|---|---|
| SEC ERA File Number | 801-110439 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167729 |
| Legal Entity Identifier | None |
Principal Office
1133-D HARWOOD DRIVE S.FARGO
ND
United States
Monday - Friday, 8:00AM-5:00PM
Tel: 701-205-1594, Fax: 701-205-1589
Chief Compliance Officer
ROBERT PAUL MASTEL
PRESIDENT
1133-D HARWOOD DRIVE S.
FARGO
ND
United States
Tel:
701-205-1594
Fax:
701-205-1589
R******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MASTEL, ROBERT, PAUL | Individual | – | MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER, SECRETARY AND TREASURER | 04/2013 | > 75% |