COGENT STRATEGIC WEALTH LLC
Adviser information for COGENT STRATEGIC WEALTH LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 424 | $250.1M |
| Non-Discretionary | 0 | $0 |
| Total | 424 | $250.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 36 | $10.6M |
| HNW Individuals | 62 | $239.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-110446 |
|---|---|
| SEC ERA File Number | 801-110446 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 152715 |
| Legal Entity Identifier | None |
Principal Office
77 WEST WACKER DRIVESUITE 4500
CHICAGO
IL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 312-382-8388, Fax: 312-382-8388
Chief Compliance Officer
MICHAEL J. EVANS
MANAGING MEMBER/PRESIDENT
77 WEST WACKER DRIVE
SUITE 4500
CHICAGO
IL
United States
Tel:
312-382-8388
Fax:
312-382-8388
M******@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EVANS, MICHAEL, J. | Individual | – | MANAGING MEMBER/PRESIDENT & CHIEF COMPLIANCE OFFICER | 02/2008 | > 75% |
| STANLEY, KELLY, MARIE | Individual | – | MEMBER | 01/2021 | 10-25% |