Hedge Fund Database

TL PRIVATE WEALTH

TL PRIVATE WEALTH LLC Legal Name

Adviser information for TL PRIVATE WEALTH last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 614 $311.1M
Non-Discretionary 0 $0
Total 614 $311.1M

Clients

Type Number RAUM
Individuals 121 $40.9M
HNW Individuals 119 $270.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-110449
SEC ERA File Number 801-110449
SEC CIK Numbers 1802868
SEC CRD Numbers 167818
Legal Entity Identifier None

Principal Office

165 S KIMBALL AVE
SUITE 120
SOUTHLAKE
TX
United States
Monday - Friday, BY APPOINTMENT
Tel: 682-831-1048, Fax: 682-727-5088

Websites

www.facebook.com www.tlwealth.com www.linkedin.com

Chief Compliance Officer

BRAD LITTLE
MANAGING MEMBER - CCO
165 S KIMBALL AVE
SUITE 120
SOUTHLAKE
TX
United States
Tel: 210-722-3539
(Full email address available in API data)

Regulatory Contact

DUSTIN TONDRE
MANAGING MEMBER
165 S KIMBALL AVE
SUITE 120
SOUTHLAKE
TX
United States
Tel: 210-286-5995
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LITTLE, BRAD, CHRISTIAN Individual – MANAGING MEMBER - CCO 05/2013 50-75%
TONDRE, DUSTIN, RICHARD Individual – MANAGING MEMBER 05/2013 50-75%

No. Employees, Historic

10502020202120222023202420255 on 2/18/20205 on 3/30/20205 on 5/20/20205 on 6/9/20205 on 7/22/20205 on 7/29/20205 on 7/29/20205 on 10/7/20205 on 10/19/20205 on 3/29/20215 on 6/3/20215 on 7/19/20215 on 10/25/20215 on 12/22/20215 on 3/30/20224 on 10/28/20224 on 10/28/20224 on 3/24/20234 on 8/30/20234 on 3/27/2024

RAUM, Historic

400M200M0202020212022202320242025175746335 on 2/18/2020176569233 on 3/30/2020176569233 on 5/20/2020176569233 on 6/9/2020176569233 on 7/22/2020176569233 on 7/29/2020176569233 on 7/29/2020176569233 on 10/7/2020228281557 on 10/19/2020255058004 on 3/29/2021255058004 on 6/3/2021255058004 on 7/19/2021280579230 on 10/25/2021280579230 on 12/22/2021282638789 on 3/30/2022243621413 on 10/28/2022243621413 on 10/28/2022250861419 on 3/24/2023266809928 on 8/30/2023311139891 on 3/27/2024

No. Clients, Historic

3001500202020212022202320242025168 on 2/18/2020191 on 3/30/2020191 on 5/20/2020191 on 6/9/2020191 on 7/22/2020191 on 7/29/2020191 on 7/29/2020191 on 10/7/2020203 on 10/19/2020215 on 3/29/2021215 on 6/3/2021215 on 7/19/2021226 on 10/25/2021226 on 12/22/2021228 on 3/30/2022229 on 10/28/2022229 on 10/28/2022231 on 3/24/2023233 on 8/30/2023240 on 3/27/2024

Holdings

From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 237K 1K 0
AMAZON COM INC COM 534K 3K 0
APPLE INC COM 810K 3K 0
ARCHER DANIELS MIDLAND CO COM 323K 5K 0
BANK AMERICA CORP COM 268K 6K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 241K 548 0
EATON CORP PLC SHS 316K 950 0
ELI LILLY & CO COM 632K 671 0
EMERSON ELEC CO COM 262K 2K 0
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 858K 10K 0
FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 21M 464K 0
FIRST TR EXCHANGE-TRADED FD MANAGD MUN ETF 833K 16K 0
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 15M 303K 0
FORD MTR CO DEL COM 167K 12K 0
GENUINE PARTS CO COM 298K 2K 0
HONEYWELL INTL INC COM 394K 2K 0
INVESCO QQQ TR UNIT SER 1 470K 946 0
ISHARES TR CORE S&P MCP ETF 905K 15K 0
ISHARES TR CORE S&P SCP ETF 922K 8K 0
ISHARES TR CORE S&P500 ETF 407K 717 0
ISHARES TR S&P 500 GRWT ETF 980K 10K 0
ISHARES TR CORE S&P US VLU 2M 25K 0
ISHARES TR CORE S&P US GWT 922K 7K 0
ISHARES TR HIGH YLD SYSTM B 9M 185K 0
ISHARES TR AGGRES ALLOC ETF 227K 3K 0
ISHARES TR CORE MSCI EAFE 1M 15K 0
JOHNSON & JOHNSON COM 238K 2K 0
LOCKHEED MARTIN CORP COM 907K 2K 0
MICROSOFT CORP COM 707K 2K 0
ORACLE CORP COM 231K 2K 0
PARKER-HANNIFIN CORP COM 350K 615 0
PRICE T ROWE GROUP INC COM 302K 3K 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 250K 2K 0
SPDR S&P 500 ETF TR TR UNIT 6M 11K 0
SPDR SER TR S&P DIVID ETF 6M 46K 0
TARGET CORP COM 248K 2K 0
TEXAS INSTRS INC COM 251K 1K 0
VANGUARD INDEX FDS VALUE ETF 37M 224K 0
VANGUARD INDEX FDS MID CAP ETF 32M 124K 0
VANGUARD INDEX FDS GROWTH ETF 47M 121K 0
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 16M 263K 0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 14M 176K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 459K 9K 0
WALMART INC COM 252K 4K 0